| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Webster Bank, N. A. | 12-31-2020 | Expnd Tec Sc Etf | 4,786 | Decreased | -0.66 | 0.20 | 1,674,000.00 | 12.42 | 699.75 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 109 | New! | 0.00 | 0.00 | 38,000.00 | 0.00 | 348.62 | Form 13 |
| Baldwin Brothers Inc/ma | 12-31-2020 | Expnd Tec Sc Etf | 212 | Maintained | 0.00 | 0.01 | 74,000.00 | 12.12 | 349.06 | Form 13 |
| Clarus Wealth Advisors | 12-31-2020 | Expnd Tec Sc Etf | 756 | Increased | 15.24 | 9.99 | 264,000.00 | 30.05 | 349.21 | Form 13 |
| Red Door Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 719 | Maintained | 0.00 | 0.15 | 251,000.00 | 12.56 | 349.10 | Form 13 |
| Horst & Graben Wealth Management Llc | 12-31-2020 | Expnd Tec Sc Etf | 26,174 | Decreased | -3.34 | 3.16 | 9,156,000.00 | 9.40 | 349.81 | Form 13 |
| Signature Estate & Investment Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 161,982 | Decreased | -1.99 | 3.06 | 56,666,000.00 | 10.94 | 699.66 | Form 13 |
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 667 | Decreased | -3.61 | 0.01 | 233,000.00 | 8.88 | 349.33 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 15 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 333.33 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Expnd Tec Sc Etf | 131 | Maintained | 0.00 | 0.03 | 46,000.00 | 15.00 | 351.15 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Expnd Tec Sc Etf | 20 | Maintained | 0.00 | 0.00 | 7,000.00 | 16.67 | 350.00 | Form 13 |
| Vigilant Capital Management, Llc | 12-31-2020 | Common Stock | 222 | Maintained | 0.00 | 0.01 | 78,000.00 | 13.04 | 351.35 | Form 13 |
| Bogart Wealth, Llc | 12-31-2020 | Etf | 240 | Maintained | 0.00 | 0.02 | 83,000.00 | 12.16 | 345.83 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 739 | Decreased | -77.02 | 0.04 | 259,000.00 | -71.16 | 350.47 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 672 | Maintained | 0.00 | 0.64 | 235,000.00 | 13.53 | 349.70 | Form 13 |
| 4j Wealth Management Llc | 12-31-2020 | Expnd Tec Sc Etf | 964 | New! | 0.00 | 0.32 | 337,000.00 | 0.00 | 349.59 | Form 13 |
| Hudson Valley Investment Advisors Inc /adv | 12-31-2020 | Com | 825 | Maintained | 0.00 | 0.06 | 289,000.00 | 13.33 | 350.30 | Form 13 |
| Appleton Partners Inc/ma | 12-31-2020 | Etf | 797 | Maintained | 0.00 | 0.03 | 279,000.00 | 13.41 | 350.06 | Form 13 |
| Grassi Investment Management | 12-31-2020 | Com | 1,176 | Maintained | 0.00 | 0.05 | 411,000.00 | 13.22 | 349.49 | Form 13 |
| Meridian Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 17,083 | New! | 0.00 | 0.95 | 5,976,000.00 | 0.00 | 349.82 | Form 13 |
| Apexium Financial, Lp | 12-31-2020 | Expnd Tec Sc Etf | 12,789 | Decreased | -5.08 | 3.54 | 4,474,000.00 | 8.28 | 349.83 | Form 13 |
| Eastern Bank | 12-31-2020 | Mutual Fund - L | 1,500 | Maintained | 0.00 | 0.03 | 525,000.00 | 13.15 | 350.00 | Form 13 |
| Mathes Company, Inc. | 12-31-2020 | Com | 35,015 | Decreased | -0.30 | 4.97 | 12,249,000.00 | 12.85 | 349.82 | Form 13 |
| Bartlett & Co. Llc | 12-31-2020 | Etf | 75 | Maintained | 0.00 | 0.00 | 26,000.00 | 13.04 | 346.67 | Form 13 |
| Family Firm, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 2,876 | Decreased | -4.32 | 0.30 | 991,000.00 | 6.67 | 344.58 | Form 13 |
| Transform Wealth, Llc | 12-31-2020 | Expnd Tec Sc Etf | 8,032 | Decreased | -9.79 | 0.59 | 2,810,000.00 | 2.11 | 349.85 | Form 13 |
| Provident Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 11,209 | Decreased | -1.26 | 4.55 | 3,921,000.00 | 11.77 | 349.81 | Form 13 |
| Atticus Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 74 | Maintained | 0.00 | 0.01 | 26,000.00 | 13.04 | 351.35 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 10,121 | Increased | 8334.17 | 0.04 | 3,532,000,000.00 | 42.36 | 348,977.37 | Form 13 |
| Northstar Asset Management Llc | 12-31-2020 | Com | 1,205 | Maintained | 0.00 | 0.12 | 422,000.00 | 13.44 | 350.21 | Form 13 |
| Interactive Financial Advisors | 12-31-2020 | Etf | 8,563 | Increased | 12.27 | 1.36 | 2,996,000.00 | 27.11 | 718.26 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Expnd Tec Sc Etf | 1,000 | Decreased | -37.50 | 0.01 | 315,000.00 | 505.77 | 358.89 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 32 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 343.75 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 2,214 | Decreased | -5.99 | 0.06 | 772,000,000.00 | 6.04 | 348,690.15 | Form 13 |
| Sawgrass Asset Management Llc | 12-31-2020 | Com | 1,040 | Maintained | 0.00 | 0.03 | 364,000.00 | 13.40 | 350.00 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 713 | Decreased | -63.57 | 0.01 | 249,000.00 | -59.05 | 349.23 | Form 13 |
| Aries Wealth Management | 12-31-2020 | Expnd Tec Sc Etf | 735 | Maintained | 0.00 | 0.13 | 259,000.00 | 14.10 | 352.38 | Form 13 |
| Independence Bank Of Kentucky | 12-31-2020 | Expnd Tec Sc Etf | 160 | Maintained | 0.00 | 0.03 | 56,000.00 | 14.29 | 350.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 30,683 | Decreased | -3.35 | 0.05 | 10,734,000.00 | 9.40 | 349.84 | Form 13 |
| Polaris Wealth Advisory Group, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,375 | Maintained | 0.00 | 0.04 | 485,000.00 | 12.79 | 352.73 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 293 | Maintained | 0.00 | 0.00 | 103,000.00 | 14.44 | 351.54 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 45 | Maintained | 0.00 | 0.00 | 16,000.00 | 14.29 | 355.56 | Form 13 |
| Bristlecone Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,390 | New! | 0.00 | 0.08 | 486,000.00 | 0.00 | 349.64 | Form 13 |
| Milestone Advisory Partners | 12-31-2020 | Expnd Tec Sc Etf | 3,530 | Decreased | -42.74 | 0.70 | 1,235,000.00 | -35.17 | 349.86 | Form 13 |
| Calton & Associates, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 2,695 | Increased | 71.44 | 0.17 | 943,000.00 | 94.03 | 349.91 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 3,170 | New! | 0.00 | 0.12 | 1,109,000.00 | 0.00 | 349.84 | Form 13 |
| Community Trust & Investment Co | 12-31-2020 | Mutual Funds/eq | 19,665 | New! | 0.00 | 0.73 | 6,880,000.00 | 0.00 | 700.96 | Form 13 |
| Cwm, Llc | 12-31-2020 | Expnd Tec Sc Etf | 13,666 | Increased | 0.29 | 0.04 | 4,781,000.00 | 13.51 | 349.85 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 7,970 | Decreased | -1.69 | 0.09 | 2,788,000.00 | 11.25 | 349.81 | Form 13 |
| Venture Visionary Partners Llc | 12-31-2020 | Expnd Tec Sc Etf | 715 | New! | 0.00 | 0.03 | 250,000.00 | 0.00 | 349.65 | Form 13 |
| Asset Dedication, Llc | 12-31-2020 | Etf | 39 | New! | 0.00 | 0.00 | 14,000.00 | 0.00 | 358.97 | Form 13 |
| Perigon Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,910 | Maintained | 0.00 | 0.08 | 668,000.00 | 13.22 | 349.74 | Form 13 |
| Creative Planning | 12-31-2020 | Expnd Tec Sc Etf | 1,861 | Increased | 1.03 | 0.00 | 651,000.00 | 14.41 | 349.81 | Form 13 |
| Caprock Group, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 1,342 | Maintained | 0.00 | 0.05 | 469,000.00 | 13.01 | 349.48 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Expnd Tec Sc Etf | 1,947 | Increased | 61.44 | 0.02 | 681,000.00 | 82.57 | 349.77 | Form 13 |
| Concorde Asset Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Castle Rock Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,769 | Maintained | 0.00 | 0.26 | 637,000.00 | 0.00 | 360.09 | Form 13 |
| Apollon Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 33,132 | Maintained | 0.00 | 3.14 | 11,591,000.00 | 0.00 | 349.84 | Form 13 |
| Fortem Financial Group, Llc | 12-31-2020 | Expnd Tec Sc Etf | 100 | New! | 0.00 | 0.02 | 35,000.00 | 0.00 | 350.00 | Form 13 |
| Great Valley Advisor Group, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 798 | Maintained | 0.00 | 0.03 | 279,000.00 | 12.96 | 349.62 | Form 13 |
| Petix & Botte Co | 12-31-2020 | Expnd Tec Sc Etf | 594 | New! | 0.00 | 0.16 | 208,000.00 | 0.00 | 350.17 | Form 13 |
| Tufton Capital Management | 12-31-2020 | Com | 1,750 | Decreased | -12.50 | 0.11 | 612,000.00 | -0.97 | 349.71 | Form 13 |
| Bbva Usa Bancshares, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 8,950 | Decreased | -0.13 | 0.16 | 3,131,000.00 | 13.07 | 349.83 | Form 13 |
| San Francisco Sentry Investment Group (ca) | 12-31-2020 | Expnd Tec Sc Etf | 48 | Maintained | 0.00 | 0.01 | 17,000.00 | 13.33 | 354.17 | Form 13 |
| Heritage Wealth Advisors | 12-31-2020 | Etf | 255 | Maintained | 0.00 | 0.01 | 89,000.00 | -99.89 | 349.02 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Expnd Tec Sc Etf | 5,324 | Increased | 16.93 | 0.02 | 1,863,000.00 | 32.41 | 349.92 | Form 13 |
| Brand Asset Management Group, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 35 | New! | 0.00 | 0.01 | 12,000.00 | 0.00 | 342.86 | Form 13 |
| Mccarthy Asset Management, Inc. | 12-31-2020 | Expanded Tech | 77 | New! | 0.00 | 0.02 | 27,000.00 | 0.00 | 350.65 | Form 13 |
| Peoples Bank /oh | 12-31-2020 | Mutual Funds - | 980 | Maintained | 0.00 | 0.20 | 343,000.00 | 13.20 | 350.00 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Expnd Tec Sc Etf | 22,307 | Decreased | -12.23 | 0.01 | 7,804,000.00 | -0.65 | 349.85 | Form 13 |
| Wespac Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 2,400 | New! | 0.00 | 0.65 | 840,000.00 | 0.00 | 350.00 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 174 | Maintained | 0.00 | 0.00 | 60,000.00 | 0.00 | 344.83 | Form 13 |
| Patten Group, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 788 | Maintained | 0.00 | 0.07 | 276,000.00 | 13.11 | 350.25 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 732 | Maintained | 0.00 | 0.01 | 256,000.00 | 13.27 | 349.73 | Form 13 |
| Mufg Americas Holdings Corp | 12-31-2020 | Expnd Tec Sc Etf | 175 | Maintained | 0.00 | 0.00 | 61,000.00 | 12.96 | 348.57 | Form 13 |
| Gsa Capital Partners Llp | 12-31-2020 | Expnd Tec Sc Etf | 736 | New! | 0.00 | 0.04 | 257,000.00 | 0.00 | 349.18 | Form 13 |
| Reilly Financial Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 47 | Maintained | 0.00 | 0.00 | 16,000.00 | 6.67 | 340.43 | Form 13 |
| Valmark Advisers, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 3,090 | Decreased | -66.89 | 0.02 | 1,081,000.00 | -62.52 | 349.84 | Form 13 |
| Meridian Investment Counsel Inc. | 12-31-2020 | Expnd Tec Sc Etf | 6,974 | Maintained | 0.00 | 1.03 | 2,440,000.00 | 13.23 | 349.87 | Form 13 |
| Stuart Chaussee & Associates, Inc. | 12-31-2020 | Common | 114,825 | Increased | 2.78 | 9.99 | 40,169,000.00 | 28.80 | 349.83 | Form 13 |
| White Lighthouse Investment Management Inc. | 12-31-2020 | N Amer Tech Etf | 15,379 | Decreased | -4.47 | 1.72 | 5,380,000.00 | 8.12 | 349.83 | Form 13 |
| Kesler, Norman & Wride, Llc | 12-31-2020 | Expnd Tec Sc Etf | 18,356 | New! | 0.00 | 1.79 | 6,421,000.00 | 0.00 | 349.80 | Form 13 |
| Bailard, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 29,306 | Decreased | -3.14 | 0.47 | 10,252,000.00 | 9.64 | 349.83 | Form 13 |
| Prio Wealth Limited Partnership | 12-31-2020 | Expnd Tec Sc Etf | 1,575 | Maintained | 0.00 | 0.02 | 551,000.00 | 13.14 | 349.84 | Form 13 |
| Scott & Selber, Inc. | 12-31-2020 | Etf | 817 | Increased | 16.22 | 0.12 | 286,000.00 | 31.80 | 350.06 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 262 | Maintained | 0.00 | 0.01 | 92,000.00 | 13.58 | 351.15 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Tec Sc Etf | 17,033 | Increased | 4.95 | 9.99 | 5,959,000.00 | 18.80 | 349.85 | Form 13 |
| Wealthtrust Axiom Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,325 | Maintained | 0.00 | 0.17 | 463,000.00 | 13.20 | 349.43 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 4,850 | Decreased | -50.31 | 0.09 | 1,697,000.00 | -40.87 | 349.90 | Form 13 |
| Bollard Group Llc | 12-31-2020 | Etf | 1,266 | Decreased | -14.17 | 0.02 | 443,000.00 | -2.85 | 349.92 | Form 13 |
| Legacy Financial Strategies, Llc | 12-31-2020 | Expnd Tec Sc Etf | 23,482 | Increased | 0.01 | 4.19 | 8,215,000.00 | 13.20 | 349.84 | Form 13 |
| Vestmark Advisory Solutions, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 1,436 | Maintained | 0.00 | 0.06 | 502,000.00 | 13.06 | 349.58 | Form 13 |
| Portfolio Strategies, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 8,431 | Decreased | -2.09 | 0.58 | 2,949,000.00 | 22.67 | 349.78 | Form 13 |
| Graves-light Private Wealth Management, Inc. | 12-31-2020 | Etf | 13,832 | Decreased | -1.20 | 0.90 | 4,839,000.00 | 11.83 | 349.84 | Form 13 |
| Clarity Wealth Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 6,713 | Decreased | -3.28 | 1.42 | 2,348,000.00 | 9.46 | 349.77 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 1,754 | Increased | 46.41 | 0.00 | 614,000.00 | 65.95 | 1,050.32 | Form 13 |
| Murphy Capital Management Inc | 12-31-2020 | Com | 1,555 | Decreased | -0.64 | 0.07 | 543,000.00 | 12.42 | 349.20 | Form 13 |
| St. Johns Investment Management Company, Llc | 12-31-2020 | Expnd Tec Sc Etf | 998 | Decreased | -16.69 | 0.22 | 349,000.00 | -5.68 | 349.70 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Expnd Tec Sc Etf | 51 | Increased | 8.51 | 0.00 | 18,000.00 | 20.00 | 696.97 | Form 13 |
| Horan Securities, Inc. | 12-31-2020 | Etf | 55 | Maintained | 0.00 | 0.02 | 19,000.00 | 11.76 | 345.45 | Form 13 |
| Phoenix Wealth Advisors | 12-31-2020 | Expnd Tec Sc Etf | 90 | New! | 0.00 | 0.02 | 31,000.00 | 0.00 | 344.44 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Expnd Tec Sc Etf | 747 | Increased | 6.41 | 0.01 | 262,000.00 | 20.74 | 705.99 | Form 13 |
| Cypress Capital Management Llc | 12-31-2020 | Com | 900 | Maintained | 0.00 | 0.04 | 315,000.00 | 13.31 | 350.00 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Expnd Tec Sc | 21,577 | Decreased | -1.31 | 0.02 | 7,548,000.00 | 11.71 | 349.82 | Form 13 |
| Strategic Financial Services, Inc, | 12-31-2020 | Expnd Tec Sc Etf | 39,875 | Decreased | -42.90 | 1.25 | 13,949,000.00 | -35.37 | 349.82 | Form 13 |
| Eastover Investment Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 912 | Increased | 4.59 | 0.22 | 319,000.00 | 18.15 | 349.78 | Form 13 |
| Teamwork Financial Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 4,071 | Increased | 21.89 | 0.34 | 1,424,000.00 | 37.98 | 349.79 | Form 13 |
| Mine & Arao Wealth Creation & Management, Llc. | 12-31-2020 | Expnd Tec Sc Etf | 10 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 400.00 | Form 13 |
| Fmr Llc | 12-31-2020 | Expnd Tec Sc Etf | 3,923 | Decreased | -20.25 | 0.00 | 1,372,000.00 | -0.07 | 349.73 | Form 13 |
| Commerce Bank | 12-31-2020 | Expnd Tec Sc Etf | 2,411 | Increased | 7.59 | 0.00 | 844,000.00 | 21.97 | 700.09 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 491,977 | Increased | 0.59 | 3.92 | 172,108,000.00 | 13.86 | 683.16 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Expnd Tec Sc Etf | 966 | Decreased | -63.68 | 0.01 | 338,000.00 | -58.88 | 349.90 | Form 13 |
| Brouwer & Janachowski, Llc | 12-31-2020 | Expnd Tec Sc Etf | 158,296 | Increased | 29.07 | 9.73 | 55,377,000.00 | 46.09 | 349.83 | Form 13 |
| Aft, Forsyth & Company, Inc. | 12-31-2020 | Etf | 9,375 | Decreased | -0.89 | 2.05 | 3,280,000.00 | 12.18 | 349.87 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 5,451 | Decreased | -5.05 | 0.08 | 1,907,000.00 | 7.50 | 349.84 | Form 13 |
| Sunbelt Securities, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 1,130 | Decreased | -66.25 | 0.08 | 395,000.00 | -61.84 | 349.56 | Form 13 |
| Nikulski Financial, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 3,159 | Increased | 13.71 | 0.61 | 1,105,000.00 | 28.64 | 349.79 | Form 13 |
| Patriot Investment Management Inc. | 12-31-2020 | Expnd Tec Sc Etf | 803 | Maintained | 0.00 | 0.04 | 281,000.00 | 13.31 | 349.94 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 381 | New! | 0.00 | 0.03 | 133,000.00 | 0.00 | 349.08 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Expnd Tec Sc Etf | 83,045 | Increased | 4.22 | 0.01 | 29,051,000.00 | 17.97 | 1,049.06 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Expnd Tec Sc Etf | 82 | New! | 0.00 | 0.00 | 29,000.00 | 0.00 | 353.66 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Expnd Tec Sc Etf | 1,250 | Decreased | -7.41 | 0.01 | 437,000.00 | 4.80 | 349.60 | Form 13 |
| People's United Financial, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 1,662 | Maintained | 0.00 | 0.01 | 581,000.00 | 13.04 | 349.58 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 5,763 | Increased | 0.82 | 0.01 | 2,010,000.00 | 13.05 | 348.78 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Expnd Tec Sc Etf | 3,470 | Increased | 96.05 | 0.00 | 1,214,000.00 | 121.94 | 349.86 | Form 13 |
| Bouchey Financial Group Ltd | 12-31-2020 | Etf | 845 | Maintained | 0.00 | 0.05 | 296,000.00 | 13.41 | 350.30 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 12,624 | Decreased | -18.39 | 0.00 | 4,415,000.00 | -7.64 | 3,143.82 | Form 13 |
| Jgp Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 114,927 | Increased | 1.17 | 9.80 | 42,276,000.00 | 18.43 | 367.85 | Form 13 |
| Tfc Financial Management | 12-31-2020 | Expnd Tec Sc Etf | 1,180 | Decreased | -6.87 | 0.17 | 413,000.00 | 5.36 | 350.00 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Expnd Tec Sc Etf | 1,107 | Increased | 0.91 | 0.00 | 387,000.00 | 14.16 | 349.59 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Expnd Tec | 458,837 | Decreased | -0.35 | 0.02 | 160,516,000.00 | 24.89 | 1,409.50 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Expnd Tec Sc Etf | 35,359 | Decreased | -0.84 | 0.22 | 12,369,000.00 | 24.26 | 349.81 | Form 13 |
| Clifford Swan Investment Counsel Llc | 12-31-2020 | Etf | 2,850 | Maintained | 0.00 | 0.04 | 997,000.00 | 13.17 | 349.82 | Form 13 |
| Pittenger & Anderson Inc | 12-31-2020 | Expnd Tec Sc Etf | 21,265 | Decreased | -0.58 | 0.42 | 7,439,000.00 | 12.52 | 349.82 | Form 13 |
| Lazard Asset Management Llc | 12-31-2020 | Mutfund Eq 4 Tl | 10,343 | Maintained | 0.00 | 0.00 | 3,618,000.00 | 13.20 | 349.80 | Form 13 |
| Bingham Osborn & Scarborough Llc | 12-31-2020 | Expnd Tec Sc Etf | 31,645 | Decreased | -10.05 | 0.88 | 11,071,000.00 | 1.82 | 349.85 | Form 13 |
| Destination Wealth Management | 12-31-2020 | Expnd Tec Sc Etf | 178,846 | Decreased | -2.75 | 2.72 | 62,566,000.00 | 10.09 | 349.83 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Expnd Tec Sc Etf | 10,128 | Decreased | -3.06 | 0.03 | 3,543,000.00 | 9.72 | 349.82 | Form 13 |
| Rathbone Brothers Plc | 12-31-2020 | Com | 1,530 | Maintained | 0.00 | 0.01 | 535,000.00 | 13.11 | 349.67 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Expnd Tec Sc Etf | 97,659 | Decreased | -8.88 | 0.01 | 34,164,000.00 | 3.14 | 349.83 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-equity | 1,386 | Maintained | 0.00 | 0.04 | 485,000.00 | 25.32 | 349.93 | Form 13 |
| Point Break Capital Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 19,280 | New! | 0.00 | 0.93 | 6,745,000.00 | 0.00 | 349.84 | Form 13 |
| Trexquant Investment Lp | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 2,222 | Decreased | -4.35 | 0.00 | 777,000.00 | 8.22 | 349.68 | Form 13 |
| Slow Capital, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 1,760 | Decreased | -11.69 | 0.15 | 616,000.00 | 0.00 | 350.00 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 210 | Maintained | 0.00 | 0.00 | 74,000.00 | 13.85 | 352.38 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 3,640 | Increased | 160.74 | 0.03 | 1,273,000.00 | 195.36 | 349.73 | Form 13 |
| Cresset Asset Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,980 | Maintained | 0.00 | 0.01 | 693,000.00 | 25.32 | 350.00 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 19 | Maintained | 0.00 | 0.00 | 6,647,000.00 | 25.32 | 349,842.11 | Form 13 |
| Synovus Financial Corp | 12-31-2020 | Expnd Tec Sc Etf | 884 | Maintained | 0.00 | 0.00 | 310,000.00 | 13.55 | 350.68 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 56,358 | Decreased | -2.43 | 0.06 | 19,716,000.00 | 10.44 | 349.83 | Form 13 |
| Citigroup Inc | 12-31-2020 | Expnd Tec Sc Etf | 7,579 | Decreased | -8.44 | 0.00 | 2,651,000.00 | 3.64 | 349.78 | Form 13 |
| Capital One Financial Corp | 12-31-2020 | Expnd Tec Sc Etf | 4,740 | Decreased | -58.41 | 0.22 | 1,658,000.00 | -52.94 | 349.79 | Form 13 |
| Osterweis Capital Management Inc | 12-31-2020 | Expnd Tec Sc Etf | 1,080 | New! | 0.00 | 0.02 | 378,000.00 | 0.00 | 350.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Expnd Tec Sc Etf | 64,919 | Increased | 177.09 | 0.02 | 22,710,000.00 | 213.63 | 349.82 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Expnd Tec Sc Etf | 2,175 | Increased | 50.41 | 0.00 | 761,000.00 | 70.25 | 349.89 | Form 13 |
| Brown Advisory Inc | 12-31-2020 | Expnd Tec Sc Etf | 2,247 | Maintained | 0.00 | 0.00 | 786,000.00 | 13.26 | 349.80 | Form 13 |
| Jaffetilchin Investment Partners, Llc | 12-31-2020 | Expnd Tec Sc Etf | 2,496 | Decreased | -7.90 | 0.12 | 873,000.00 | 4.30 | 349.76 | Form 13 |
| Ancora Advisors, Llc | 12-31-2020 | Indx Fd | 147 | Maintained | 0.00 | 0.00 | 52,000.00 | 13.04 | 353.74 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 63,079 | Decreased | -2.42 | 0.06 | 22,069,000.00 | 10.44 | 349.86 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Expnd Tec Sc Etf | 3,374 | Maintained | 0.00 | 0.08 | 1,180,000.00 | 0.00 | 349.73 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Expnd Tec Sc Etf | 15,898 | Decreased | -9.32 | 0.30 | 5,562,000.00 | 2.66 | 349.86 | Form 13 |
| Gm Advisory Group, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 800 | New! | 0.00 | 0.04 | 280,000.00 | 0.00 | 350.00 | Form 13 |
| Bdo Wealth Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 35 | Maintained | 0.00 | 0.00 | 12,000.00 | 9.09 | 342.86 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Expnd Tec Sc Etf | 1,422 | Decreased | -2.60 | 0.03 | 498,000.00 | 10.42 | 350.21 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Expnd Tec Sc Etf | 7,049 | Increased | 361.62 | 0.02 | 2,466,000.00 | 478.87 | 349.84 | Form 13 |
| Wealthbridge Capital Management, Llc | 12-31-2020 | Etf | 14,223 | Increased | 33.49 | 2.18 | 4,976,000.00 | 120.57 | 349.86 | Form 13 |
| Legacy Wealth Planning, Llc | 12-31-2020 | Expnd Tec Sc Etf | 849 | Decreased | -10.54 | 0.38 | 297,000.00 | 1.37 | 349.82 | Form 13 |
| Cadent Capital Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 2,220 | New! | 0.00 | 0.38 | 777,000.00 | 0.00 | 350.00 | Form 13 |
| Inspire Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 44 | New! | 0.00 | 0.01 | 15,000.00 | 0.00 | 340.91 | Form 13 |
| Charter Oak Capital Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 13 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 384.62 | Form 13 |
| Vantage Consulting Group Inc | 12-31-2020 | Expnd Tec Sc Etf | 34 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 323.53 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Expnd Tec Sc Etf | 3,633 | Maintained | 0.00 | 0.00 | 1,271,000.00 | 13.18 | 699.71 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,534 | New! | 0.00 | 0.01 | 537,000.00 | 0.00 | 350.07 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Expnd Tec Sc E | 28,685 | Decreased | -4.80 | 0.00 | 10,034,000.00 | 19.31 | 1,399.19 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Expnd Tec Sc Etf | 9,180 | Increased | 11.18 | 0.01 | 3,212,000.00 | 25.86 | 349.89 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 48,275 | Decreased | -2.71 | 0.01 | 16,880,000.00 | 21.88 | 696.34 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | Expnd Tec Sc Etf | 22 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 363.64 | Form 13 |
| Banco Bilbao Vizcaya Argentaria, S.a. | 12-31-2020 | Exchange Traded Fund | 6,665 | Increased | 55.00 | 0.05 | 2,331,000.00 | 75.53 | 349.74 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Expnd Tec Sc Etf | 17,241 | Increased | 25.56 | 0.08 | 6,032,000.00 | 54.47 | 349.86 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 70,070 | Increased | 51.26 | 0.00 | 24,513,000.00 | 89.57 | 699.67 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Expnd Tec Sc Etf | 9,100 | Increased | 727.27 | 0.00 | 3,175,000.00 | 954.82 | 348.90 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Expnd Tec Sc Etf | 8,037 | Increased | 5.75 | 0.00 | 2,806,000.00 | 19.51 | 349.14 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Expnd Tec Sc Etf | 204,505 | Increased | 0.30 | 0.02 | 71,542,000.00 | 13.54 | 1,733.29 | Form 13 |
| Boston Family Office Llc | 12-31-2020 | Expnd Tec Sc Etf | 2,000 | Maintained | 0.00 | 0.05 | 700,000.00 | 13.27 | 350.00 | Form 13 |
| Punch & Associates Investment Management, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Altshuler Shaham Ltd | 12-31-2020 | Expnd Tec Sc Etf | 5,499 | Decreased | -0.20 | 0.04 | 1,924,000.00 | 12.98 | 349.88 | Form 13 |
| Advisors Capital Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 647 | New! | 0.00 | 0.01 | 226,000.00 | 0.00 | 349.30 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Expn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Manchester Capital Management Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,408 | Maintained | 0.00 | 0.08 | 493,000.00 | 13.33 | 350.14 | Form 13 |
| First Republic Investment Management, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 2,182 | Decreased | -0.95 | 0.00 | 763,000.00 | 12.04 | 349.68 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 14,482 | Decreased | -31.62 | 0.00 | 5,066,000.00 | -22.60 | 349.81 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Expnd Tec Sc Etf | 85 | Maintained | 0.00 | 0.00 | 30,000.00 | 15.38 | 352.94 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Expnd Tec Sc Etf | 18,255 | Decreased | -64.44 | 0.00 | 6,386,000.00 | -59.75 | 1,049.60 | Form 13 |
| Brown Brothers Harriman & Co | 12-31-2020 | Common Stock | 78 | Maintained | 0.00 | 0.00 | 27,000.00 | 12.50 | 346.15 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 5,016 | New! | 0.00 | 0.12 | 1,755,000.00 | 0.00 | 349.88 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | Expnd Tec Sc Etf | 100 | Maintained | 0.00 | 0.00 | 34,983,000.00 | 13.19 | 349,830.00 | Form 13 |
| Tiedemann Advisors, Llc | 12-31-2020 | Expnd Tec Sc Etf | 3,289 | Decreased | -14.75 | 0.06 | 1,151,000.00 | -3.44 | 349.95 | Form 13 |
| Homrich & Berg | 12-31-2020 | Expnd Tec Sc Etf | 6,324 | Increased | 584.42 | 0.06 | 2,212,000.00 | 673.43 | 349.78 | Form 13 |
| Asset Management Group, Inc. | 12-31-2020 | Et | 11,051 | Increased | 0.05 | 0.94 | 3,866,000.00 | 13.24 | 349.83 | Form 13 |
| Hall Kathryn A. | 12-31-2020 | Expnd Tec Sc Etf | 1,665 | Maintained | 0.00 | 0.20 | 582,000.00 | 13.01 | 349.55 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Expnd Tec Sc Etf | 10,680 | Decreased | -21.44 | 0.00 | 3,736,000.00 | -1.55 | 349.81 | Form 13 |
| High Falls Advisors, Inc | 12-31-2020 | Expnd Tec Sc Etf | 1,750 | Maintained | 0.00 | 0.18 | 612,000.00 | 0.00 | 349.71 | Form 13 |
| Fort Sheridan Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,131 | Decreased | -9.52 | 0.19 | 396,000.00 | 13.47 | 350.13 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Expnd Tec Sc Etf | 72 | Maintained | 0.00 | 0.00 | 25,000.00 | 13.64 | 347.22 | Form 13 |
| Blankinship & Foster, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,645 | Decreased | -7.58 | 0.24 | 575,000.00 | 4.55 | 349.54 | Form 13 |
| First National Bank Of South Miami | 12-31-2020 | Mutual Fund/sto | 1,080 | Maintained | 0.00 | 0.32 | 377,000.00 | 12.87 | 694.93 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Silversage Advisors | 12-31-2020 | Expnd Tec Sc Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Interchange Capital Partners, Llc | 12-31-2020 | Expnd Tec Sc Etf | 59 | New! | 0.00 | 0.01 | 20,000.00 | 0.00 | 338.98 | Form 13 |
| Smith, Moore & Co. | 12-31-2020 | Expnd Tec Sc Etf | 3,445 | Increased | 2.99 | 0.22 | 1,205,000.00 | 16.54 | 349.78 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Expnd Tec Sc Etf | 50 | Maintained | 0.00 | 0.00 | 17,000.00 | 13.33 | 340.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | Expnd Tec Sc Etf | 273,440 | Decreased | -8.97 | 0.01 | 95,658,000.00 | 14.08 | 349.83 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Expnd Tec Sc Etf | 11,512 | Maintained | 0.00 | 0.00 | 4,028,000.00 | 13.21 | 700.61 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 9,172 | Increased | 36.92 | 0.10 | 3,209,000.00 | 71.60 | 349.87 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,080 | Decreased | -12.83 | 0.01 | 378,000.00 | 9.25 | 350.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Com | 64,200 | Maintained | 0.00 | 0.01 | 22,459,000.00 | 13.19 | 349.83 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Expnd Tec Sc Etf | 931 | New! | 0.00 | 0.01 | 326,000.00 | 0.00 | 350.16 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Expnd Tec Sc Etf | 6,396 | Decreased | -2.22 | 0.19 | 2,238,000.00 | 10.68 | 349.91 | Form 13 |
| Beaton Management Co. Inc. | 12-31-2020 | Etf | 700 | New! | 0.00 | 0.18 | 245,000.00 | 0.00 | 350.00 | Form 13 |
| Capital Advisory Group Advisory Services, Llc | 12-31-2020 | Expnd Tec Sc Etf | 12 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 333.33 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 12-31-2020 | Expnd Tec Sc Etf | 1,309 | New! | 0.00 | 0.41 | 457,000.00 | 0.00 | 349.12 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Expnd Tec Sc Etf | 36,219 | New! | 0.00 | 0.02 | 12,670,000.00 | 0.00 | 1,048.89 | Form 13 |
| Orleans Capital Management Corp/la | 12-31-2020 | Com | 803 | Maintained | 0.00 | 0.20 | 281,000.00 | 13.31 | 349.94 | Form 13 |
| Albion Financial Group /ut | 12-31-2020 | Expnd Tec Sc Etf | 175 | New! | 0.00 | 0.01 | 61,000.00 | 0.00 | 348.57 | Form 13 |
| Kcm Investment Advisors Llc | 12-31-2020 | Expnd Tec Sc Etf | 733 | Maintained | 0.00 | 0.01 | 256,000.00 | 12.78 | 349.25 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 8,172 | Maintained | 0.00 | 0.00 | 2,859,000.00 | 0.00 | 699.78 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Expnd Tec Sc Etf | 1,327 | Increased | 5.48 | 0.19 | 464,000.00 | 19.28 | 349.66 | Form 13 |
