| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Certified Advisory Corp | 06-30-2020 | Cef | 2,530 | Increased | 1.24 | 0.01 | 30,000.00 | 3.45 | 11.86 | Form 13 |
| Proequities, Inc. | 06-30-2020 | Com | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2019 | Com | 56,164 | Increased | 0.73 | 0.03 | 707,000.00 | 6.32 | 12.59 | Form 13 |
| Segall Bryant & Hamill, Llc | 09-30-2020 | Cef | 20,044 | Maintained | 0.00 | 0.00 | 248,000.00 | 5.53 | 12.37 | Form 13 |
| Cottage Street Advisors Llc | 12-31-2020 | Com | 174,590 | Maintained | 0.00 | 2.13 | 2,277,000.00 | 5.51 | 13.04 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Com | 339 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 11.80 | Form 13 |
| 6 Meridian | 12-31-2020 | Com | 54,789 | Increased | 0.14 | 0.07 | 714,000.00 | 5.62 | 13.03 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Com | 54,581 | Increased | 57.38 | 0.01 | 706,000,000.00 | 64.57 | 12,934.90 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Com | 54,758 | Maintained | 0.00 | 0.03 | 714,000.00 | 5.47 | 13.04 | Form 13 |
| Kestra Private Wealth Services, Llc | 12-31-2020 | Com | 28,568 | Increased | 43.71 | 0.03 | 370,000,000.00 | 35.53 | 12,951.55 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 63,666 | Increased | 2.52 | 0.00 | 830,000.00 | 8.07 | 13.04 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Com | 44,355 | Maintained | 0.00 | 0.06 | 578,000.00 | 5.47 | 13.03 | Form 13 |
| Live Oak Private Wealth Llc | 12-31-2020 | Com | 10,480 | Maintained | 0.00 | 0.04 | 137,000.00 | 5.38 | 13.07 | Form 13 |
| Crewe Advisors Llc | 12-31-2020 | Com | 1,400 | New! | 0.00 | 0.01 | 18,000.00 | 0.00 | 12.86 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Fixed Income Tax Exempt | 3,085 | Maintained | 0.00 | 0.00 | 40,000.00 | 5.26 | 12.97 | Form 13 |
| Creative Planning | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jfs Wealth Advisors, Llc | 12-31-2020 | Com | 292,823 | Increased | 0.58 | 0.80 | 3,818,000.00 | 6.11 | 13.04 | Form 13 |
| First Trust Advisors Lp | 12-31-2020 | Com | 95,803 | Increased | 2.39 | 0.00 | 1,249,000.00 | 7.95 | 13.04 | Form 13 |
| Claybrook Capital, Llc | 12-31-2020 | Com | 244,543 | Increased | 2.56 | 2.10 | 3,189,000.00 | 8.21 | 13.04 | Form 13 |
| Sandy Spring Bank | 12-31-2020 | Com | 5,000 | Maintained | 0.00 | 0.00 | 65,000.00 | 4.84 | 13.00 | Form 13 |
| Financial Management Professionals, Inc. | 12-31-2020 | Com | 1,000 | Maintained | 0.00 | 0.00 | 13,000.00 | 8.33 | 13.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Quality Mun Income T Com | 64,481 | Increased | 27.33 | 4.92 | 841,000.00 | 34.35 | 13.04 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 4,019 | Maintained | 0.00 | 0.00 | 52,000.00 | 4.00 | 12.94 | Form 13 |
| Costello Asset Management, Inc | 12-31-2020 | Com | 800 | Maintained | 0.00 | 0.01 | 10,000.00 | 0.00 | 12.50 | Form 13 |
| Washington Trust Co | 12-31-2020 | Com | 197 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 15.23 | Form 13 |
| Fiera Capital Corp | 12-31-2020 | Com | 174,400 | Increased | 2.06 | 0.01 | 2,274,000.00 | 7.67 | 13.04 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Cef | 165 | Increased | 1.23 | 0.00 | 2,000.00 | 0.00 | 12.12 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 226,075 | Increased | 8.01 | 0.00 | 2,948,000.00 | 13.95 | 26.08 | Form 13 |
| Van Eck Associates Corp | 12-31-2020 | Com | 238,813 | Decreased | -5.16 | 0.01 | 3,114,000.00 | 0.06 | 13.04 | Form 13 |
| Mariner Investment Group Llc | 12-31-2020 | Com | 31,725 | Maintained | 0.00 | 0.84 | 414,000.00 | 5.61 | 13.05 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Com | 21,839 | New! | 0.00 | 0.00 | 284,000.00 | 0.00 | 13.00 | Form 13 |
| Financial Advantage, Inc. | 12-31-2020 | Com | 4,014 | Maintained | 0.00 | 0.05 | 52,000.00 | 6.12 | 12.95 | Form 13 |
| Family Management Corp | 12-31-2020 | Com | 19,455 | Maintained | 0.00 | 0.09 | 254,000.00 | 9.48 | 13.06 | Form 13 |
| Tradewinds Capital Management, Llc | 12-31-2020 | Com | 812 | Maintained | 0.00 | 0.00 | 11,000.00 | 10.00 | 13.55 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 138,641 | Increased | 7.95 | 0.00 | 1,808,000.00 | 13.85 | 26.04 | Form 13 |
| Quad-cities Investment Group, Llc | 12-31-2020 | Com | 13,947 | Increased | 0.83 | 0.15 | 182,000.00 | 6.43 | 13.05 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 164,538 | Increased | 6.84 | 0.00 | 2,145,000.00 | 16.83 | 26.06 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Com | 25,025 | Decreased | -4.58 | 0.03 | 326,000.00 | -0.91 | 13.03 | Form 13 |
| Panagora Asset Management Inc | 12-31-2020 | Efndc | 67 | Decreased | -82.82 | 0.00 | 1,000.00 | -80.00 | 14.93 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 383,442 | Increased | 31.27 | 0.00 | 5,000,000.00 | 38.50 | 13.04 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-fixed Incom | 10,382 | Maintained | 0.00 | 0.01 | 135,000.00 | 8.87 | 13.00 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 130,323 | Decreased | -9.95 | 0.01 | 1,699,000.00 | -5.03 | 13.04 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Com | 16,344 | Decreased | -3.75 | 0.02 | 213,000.00 | 5.45 | 13.03 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Closed End Investment Co. Non Tax Dividend | 4,059 | Increased | 3.44 | 0.00 | 53,000.00 | 10.42 | 13.06 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Com | 57,344 | Decreased | -1.20 | 0.00 | 747,000.00 | 4.18 | 13.03 | Form 13 |
| Sit Investment Associates Inc | 12-31-2020 | Common | 756,711 | Increased | 3.57 | 0.27 | 9,868,000.00 | 5.60 | 13.04 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 3,058 | Maintained | 0.00 | 0.00 | 40,000.00 | 5.26 | 13.08 | Form 13 |
| City Of London Investment Management Co Ltd | 12-31-2020 | Com | 90,061 | Maintained | 0.00 | 0.07 | 1,175,000.00 | 5.95 | 13.05 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 265,480 | Increased | 12.55 | 0.00 | 3,462,000.00 | 18.77 | 13.04 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Com | 70,491 | Increased | 15.66 | 0.00 | 919,000.00 | 22.05 | 13.04 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com | 127,462 | Increased | 8.73 | 0.00 | 1,662,000.00 | 14.70 | 13.04 | Form 13 |
| Dakota Wealth Management | 12-31-2020 | Com | 17,400 | Decreased | -14.71 | 0.03 | 227,000.00 | -9.92 | 13.05 | Form 13 |
| Reby Advisors, Llc | 12-31-2020 | Cef | 3,790 | New! | 0.00 | 0.01 | 49,000.00 | 0.00 | 12.93 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Com | 20,977 | Increased | 0.78 | 0.02 | 274,000.00 | 6.61 | 13.06 | Form 13 |
| Fairhaven Wealth Management, Llc | 12-31-2020 | Com | 11,942 | Maintained | 0.00 | 0.07 | 156,000.00 | 5.41 | 13.06 | Form 13 |
| Legacy Wealth Planning, Llc | 12-31-2020 | Com | 83,555 | Decreased | -4.32 | 1.40 | 1,090,000.00 | 1.02 | 13.05 | Form 13 |
| Disciplined Investments, Llc | 12-31-2020 | Cef | 2,186 | Maintained | 0.00 | 0.02 | 29,000.00 | 7.41 | 13.27 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Com | 8,487 | New! | 0.00 | 0.11 | 111,000.00 | 0.00 | 13.08 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Com | 37,567 | Maintained | 0.00 | 0.00 | 490,000.00 | 9.62 | 39.38 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com | 291,008 | Decreased | -0.72 | 0.01 | 3,795,000.00 | 4.75 | 25.09 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 109,099 | Decreased | -5.98 | 0.00 | 1,422,000.00 | 2.89 | 25.90 | Form 13 |
| Mercer Global Advisors Inc /adv | 12-31-2020 | Com | 27,018 | Increased | 1.86 | 0.00 | 352,000.00 | 7.32 | 13.03 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Com | 7,266 | Increased | 50.81 | 0.00 | 93,000.00 | 57.63 | 12.80 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Closed-end Fund | 888,756 | Increased | 8.29 | 0.01 | 11,589,000.00 | 14.24 | 13.04 | Form 13 |
| Bokf, Na | 12-31-2020 | Com | 96,500 | Increased | 7.22 | 0.02 | 1,258,000.00 | 13.13 | 13.04 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 224,518 | Increased | 10.33 | 0.00 | 2,928,000.00 | 16.42 | 26.33 | Form 13 |
| Karpus Management, Inc. | 12-31-2020 | Com | 702,892 | Decreased | -24.60 | 0.29 | 9,166,000.00 | -20.44 | 13.04 | Form 13 |
| Horizon Kinetics Asset Management Llc | 12-31-2020 | Com | 58,055 | Maintained | 0.00 | 0.03 | 757,000.00 | 5.43 | 13.04 | Form 13 |
| First Foundation Advisors | 12-31-2020 | Com | 43,900 | Decreased | -1.13 | 0.03 | 572,000.00 | 4.19 | 13.03 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 47,357 | Maintained | 0.00 | 0.05 | 618,000.00 | 5.64 | 13.05 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Com | 520,583 | Decreased | -2.40 | 0.04 | 6,789,000.00 | 2.97 | 26.43 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rivernorth Capital Management, Llc | 12-31-2020 | Com | 610,476 | Increased | 0.42 | 0.47 | 7,961,000.00 | 5.95 | 13.04 | Form 13 |
| Nuveen Asset Management, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| West Family Investments, Inc. | 12-31-2020 | Com | 30,674 | Maintained | 0.00 | 0.12 | 400,000.00 | 5.54 | 13.04 | Form 13 |
| Bramshill Investments, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | Com | 15,000 | Decreased | -1.28 | 0.06 | 196,000.00 | 4.26 | 13.07 | Form 13 |
| Vivaldi Capital Management, Llc | 12-31-2020 | Com | 217,027 | Decreased | -8.85 | 0.61 | 2,830,000.00 | -4.68 | 13.04 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Wealth Management Investment Advisory, Inc. | 12-31-2020 | Com | 750 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 13.33 | Form 13 |
| Pacitti Group Inc. | 12-31-2020 | Com | 11,863 | Maintained | 0.00 | 0.11 | 154,000.00 | 5.48 | 12.98 | Form 13 |
| Mackay Shields Llc | 12-31-2020 | Com | 343,339 | Decreased | -17.44 | 0.03 | 4,477,000.00 | -12.90 | 13.04 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 341,317 | Increased | 6.91 | 0.00 | 4,451,000.00 | 16.95 | 35.77 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Com | 133,174 | Increased | 14.76 | 0.00 | 1,737,000.00 | 25.60 | 13.04 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Com | 13,316 | New! | 0.00 | 0.00 | 174,000.00 | 0.00 | 26.24 | Form 13 |
| M&r Capital Management Inc | 03-31-2021 | Cef | 12,700 | Maintained | 0.00 | 0.04 | 164,000.00 | -0.61 | 12.91 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bremer Bank National Association | 03-31-2021 | Com | 11,554 | Maintained | 0.00 | 0.03 | 150,000.00 | -0.66 | 12.98 | Form 13 |
| Sound Income Strategies, Llc | 03-31-2021 | Com | 1,658 | Increased | 1.22 | 0.00 | 21,504,000.00 | 102,300.00 | 12,969.84 | Form 13 |
| Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma | 03-31-2021 | Bond Mutual Fun | 25,000 | Maintained | 0.00 | 0.00 | 324,000.00 | -0.61 | 12.96 | Form 13 |
| Motco | 03-31-2021 | Com | 600 | New! | 0.00 | 0.00 | 8,000.00 | 0.00 | 13.33 | Form 13 |
| Sugarloaf Wealth Management, Llc | 03-31-2021 | Com | 1,750 | Maintained | 0.00 | 0.01 | 23,000.00 | 0.00 | 13.14 | Form 13 |
| International Assets Investment Management, Llc | 03-31-2021 | Com | 24,788 | Increased | 88.76 | 0.03 | 322,000.00 | 88.30 | 25.97 | Form 13 |
| Successful Portfolios Llc | 03-31-2021 | Com | 14,032 | Maintained | 0.00 | 0.12 | 182,000.00 | -0.55 | 12.97 | Form 13 |
