| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 13 | 3 | 5 | 4 | 5 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Baldwin Brothers Inc/ma | 12-31-2020 | Msci All China | 1,500 | Maintained | 0.00 | 0.01 | 59,000.00 | 18.00 | 39.33 | Form 13 |
| North Star Investment Management Corp. | 12-31-2020 | Etf | 200 | Maintained | 0.00 | 0.00 | 8,000.00 | 14.29 | 40.00 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 67 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 44.78 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 38 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 52.63 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | Msci All China | 50 | Decreased | -89.36 | 0.00 | 2,000.00 | -87.50 | 40.00 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Msci All China | 60 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 33.33 | Form 13 |
| Exane Derivatives | 12-31-2020 | Stock | 12,819 | New! | 0.00 | 9.99 | 500,559,000.00 | 0.00 | 39,048.21 | Form 13 |
| San Francisco Sentry Investment Group (ca) | 12-31-2020 | Msci All China | 735 | Maintained | 0.00 | 0.01 | 29,000.00 | 16.00 | 39.46 | Form 13 |
| Avestar Capital, Llc | 12-31-2020 | Msci All China | 65,000 | Increased | 115.79 | 0.70 | 2,538,000.00 | 144.98 | 39.05 | Form 13 |
| Rye Brook Capital Llc | 12-31-2020 | Etf | 38,700 | New! | 0.00 | 1.32 | 1,511,000.00 | 0.00 | 39.04 | Form 13 |
| Steel Peak Wealth Management Llc | 12-31-2020 | Msci All China | 10,000 | New! | 0.00 | 0.04 | 391,000.00 | 0.00 | 39.10 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Msci All China | 7,292 | New! | 0.00 | 0.01 | 285,000.00 | 0.00 | 39.08 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | Msci All China | 5,097 | New! | 0.00 | 0.01 | 199,000.00 | 0.00 | 39.04 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 26,193 | New! | 0.00 | 0.01 | 1,023,000.00 | 0.00 | 39.06 | Form 13 |
| Merriman Wealth Management, Llc | 12-31-2020 | Msci All China | 21,970 | New! | 0.00 | 0.09 | 858,000.00 | 0.00 | 39.05 | Form 13 |
| Tradewinds Capital Management, Llc | 12-31-2020 | Msci All China | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Msci All China | 1,809 | Decreased | -26.04 | 0.00 | 71,000.00 | -14.46 | 118.15 | Form 13 |
| Bft Financial Group, Llc | 12-31-2020 | Msci All China | 29,686 | Decreased | -20.94 | 0.37 | 1,159,000.00 | -3.09 | 39.04 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Msci All China | 59,176 | Decreased | -12.21 | 0.00 | 2,311,000.00 | 2.17 | 78.07 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 1,328 | New! | 0.00 | 0.00 | 52,000.00 | 0.00 | 39.16 | Form 13 |
| Citigroup Inc | 12-31-2020 | Msci All China | 400 | New! | 0.00 | 0.00 | 16,000.00 | 0.00 | 40.00 | Form 13 |
| Pekin Hardy Strauss, Inc. | 12-31-2020 | Msci All China | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Msci All China | 6,460 | New! | 0.00 | 0.00 | 252,000.00 | 0.00 | 39.01 | Form 13 |
| Main Management Llc | 12-31-2020 | Com | 47,188 | New! | 0.00 | 0.24 | 1,843,000.00 | 0.00 | 39.06 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Msci All China | 122,780 | Increased | 7.69 | 0.00 | 4,795,000.00 | 25.33 | 157.15 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Msci All China | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 415 | Maintained | 0.00 | 0.00 | 16,000.00 | 14.29 | 38.55 | Form 13 |
| Morgan Stanley | 12-31-2020 | Msci All China | 125,022 | Increased | 4365.07 | 0.00 | 4,882,000.00 | 5,385.39 | 78.15 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Msci All China | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Msci All China | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
