| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Proequities, Inc. | 06-30-2020 | Com | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2019 | Com | 194,550 | Increased | 8.00 | 0.12 | 2,586,000.00 | 11.03 | 13.29 | Form 13 |
| 6 Meridian | 12-31-2020 | Com | 39,134 | New! | 0.00 | 0.05 | 551,000.00 | 0.00 | 14.08 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Com | 15,687 | Maintained | 0.00 | 0.03 | 221,000.00 | 5.24 | 14.09 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Com | 139,109 | Increased | 124.16 | 0.02 | 1,941,000,000.00 | 133.29 | 13,953.09 | Form 13 |
| Capital Investment Advisors, Llc | 12-31-2020 | Com | 180,923 | Increased | 0.03 | 0.11 | 2,547,000.00 | 4.99 | 14.08 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Com | 260 | New! | 0.00 | 0.00 | 3,661,000.00 | 0.00 | 14,080.77 | Form 13 |
| Hollencrest Capital Management | 12-31-2020 | Non-tax Cef | 28,539 | Maintained | 0.00 | 0.04 | 402,000.00 | 4.96 | 14.09 | Form 13 |
| Usca Ria Llc | 12-31-2020 | Com | 27,355 | Maintained | 0.00 | 0.03 | 385,000.00 | 4.90 | 14.07 | Form 13 |
| Cwm, Llc | 12-31-2020 | Com | 12 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Robinson Capital Management, Llc | 12-31-2020 | Com | 422,055 | Decreased | -28.67 | 3.34 | 5,968,000.00 | -24.79 | 14.14 | Form 13 |
| Ackerman Capital Advisors, Llc | 12-31-2020 | Com | 12,880 | New! | 0.00 | 0.05 | 181,000.00 | 0.00 | 14.05 | Form 13 |
| First Trust Advisors Lp | 12-31-2020 | Com | 54,444 | Increased | 6.87 | 0.00 | 767,000.00 | 12.30 | 14.09 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Syverson Strege & Co | 12-31-2020 | Com | 4,006 | New! | 0.00 | 0.05 | 56,000.00 | 0.00 | 13.98 | Form 13 |
| Delphi Financial Group, Inc. | 12-31-2020 | Com | 88,537 | Maintained | 0.00 | 0.44 | 1,247,000.00 | 5.05 | 14.08 | Form 13 |
| Noesis Capital Mangement Corp | 12-31-2020 | Etfs | 27,200 | Maintained | 0.00 | 9.99 | 383,000,000.00 | 4.93 | 14,080.88 | Form 13 |
| Rock Point Advisors, Llc | 12-31-2020 | Com | 36,120 | Maintained | 0.00 | 0.17 | 509,000.00 | 5.17 | 14.09 | Form 13 |
| Wakefield Asset Management Lllp | 12-31-2020 | Com | 64,079 | Increased | 0.59 | 0.38 | 902,000.00 | 5.62 | 14.08 | Form 13 |
| Vectors Research Management, Llc | 12-31-2020 | Com | 2,866 | New! | 0.00 | 0.01 | 40,000.00 | 0.00 | 13.96 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 200,433 | Decreased | -15.52 | 0.00 | 2,822,000.00 | -11.29 | 42.30 | Form 13 |
| Van Eck Associates Corp | 12-31-2020 | Com | 171,582 | Decreased | -4.84 | 0.01 | 2,416,000.00 | -0.08 | 14.08 | Form 13 |
| Mariner Investment Group Llc | 12-31-2020 | Com | 15,478 | Maintained | 0.00 | 0.44 | 218,000.00 | 4.81 | 14.08 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Com | 108,966 | Increased | 1.63 | 0.01 | 1,534,000.00 | 6.75 | 14.08 | Form 13 |
| Boston Private Wealth Llc | 12-31-2020 | Etf | 750 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 13.33 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 14,323 | Increased | 0.64 | 0.00 | 201,000.00 | 5.79 | 42.08 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 1,551,589 | Increased | 23.69 | 0.00 | 21,847,000.00 | 34.69 | 28.22 | Form 13 |
| Panagora Asset Management Inc | 12-31-2020 | Efndc | 102 | Decreased | -83.31 | 0.00 | 1,000.00 | -87.50 | 9.80 | Form 13 |
| Moors & Cabot, Inc. | 12-31-2020 | Com | 27,500 | Maintained | 0.00 | 0.03 | 387,000.00 | 4.88 | 14.07 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 235,115 | Increased | 2.12 | 0.00 | 3,310,000.00 | 7.22 | 28.00 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Closed End Investment Co. Non Tax Dividend | 34,563 | Maintained | 0.00 | 0.01 | 487,000.00 | 5.18 | 14.09 | Form 13 |
| Sit Investment Associates Inc | 12-31-2020 | Common | 339,977 | Decreased | -14.76 | 0.13 | 4,787,000.00 | -11.29 | 14.08 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 911 | Decreased | -0.55 | 0.00 | 13,000.00 | 8.33 | 14.27 | Form 13 |
| Clearstead Advisors, Llc | 12-31-2020 | Com | 2,074 | Maintained | 0.00 | 0.00 | 29,000.00 | 3.57 | 13.98 | Form 13 |
| City Of London Investment Management Co Ltd | 12-31-2020 | Com | 163,402 | Decreased | -3.93 | 0.14 | 2,297,000.00 | 0.88 | 14.06 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 43,262 | Increased | 0.84 | 0.00 | 609,000.00 | 5.91 | 14.08 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | Com | 129,806 | Increased | 12.72 | 0.03 | 1,828,000.00 | 18.39 | 14.08 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com | 31,942 | Increased | 6.31 | 0.00 | 450,000.00 | 11.66 | 14.09 | Form 13 |
| Main Management Llc | 12-31-2020 | Com | 3,000 | Maintained | 0.00 | 0.01 | 42,000.00 | 7.69 | 14.00 | Form 13 |
| Dakota Wealth Management | 12-31-2020 | Com | 16,596 | Decreased | -31.14 | 0.04 | 233,000.00 | -28.09 | 27.99 | Form 13 |
| Pinnacle Wealth Planning Services, Inc. | 12-31-2020 | Cef | 4,408 | New! | 0.00 | 0.01 | 62,000.00 | 0.00 | 14.07 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Com | 164,076 | Increased | 15.20 | 0.02 | 2,310,000.00 | 25.41 | 14.08 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Com | 3,620 | New! | 0.00 | 0.05 | 51,000.00 | 0.00 | 14.09 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com | 172,377 | Increased | 0.03 | 0.00 | 2,427,000.00 | 5.06 | 43.24 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 11,368 | Maintained | 0.00 | 0.00 | 160,000.00 | 0.00 | 14.07 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Closed-end Fund | 278,046 | Decreased | -14.37 | 0.00 | 3,915,000.00 | -10.10 | 14.08 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 57,659 | Decreased | -11.40 | 0.00 | 812,000.00 | -6.99 | 29.01 | Form 13 |
| Karpus Management, Inc. | 12-31-2020 | Com | 168,529 | Decreased | -31.69 | 0.07 | 2,373,000.00 | -28.26 | 14.08 | Form 13 |
| Horizon Kinetics Asset Management Llc | 12-31-2020 | Com | 40,758 | Maintained | 0.00 | 0.02 | 574,000.00 | 4.94 | 14.08 | Form 13 |
| First Foundation Advisors | 12-31-2020 | Com | 14,228 | Decreased | -55.12 | 0.01 | 200,000.00 | -52.94 | 14.06 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Com | 392,317 | Increased | 2.01 | 0.03 | 5,524,000.00 | 7.14 | 56.10 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Com | 11,437 | New! | 0.00 | 0.00 | 161,000.00 | 0.00 | 14.08 | Form 13 |
| 1607 Capital Partners, Llc | 12-31-2020 | Com | 238,579 | Decreased | -9.28 | 0.17 | 3,359,000.00 | -4.76 | 14.08 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Com | 10,849 | Maintained | 0.00 | 0.01 | 153,000.00 | 5.52 | 14.10 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | Com | 37 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 27.03 | Form 13 |
| Buckingham Strategic Wealth, Llc | 12-31-2020 | Com | 11,475 | Maintained | 0.00 | 0.01 | 162,000.00 | 5.19 | 14.12 | Form 13 |
| Greytown Advisors Inc. | 12-31-2020 | Com | 26,308 | Maintained | 0.00 | 0.25 | 370,000.00 | 4.52 | 14.06 | Form 13 |
| Summit Trail Advisors, Llc | 12-31-2020 | Equity | 64,727 | Decreased | -0.39 | 0.12 | 913,000.00 | -2.87 | 14.11 | Form 13 |
| Cypress Capital, Llc | 12-31-2020 | Equity | 40 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 25.00 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacitti Group Inc. | 12-31-2020 | Com | 42,153 | Maintained | 0.00 | 0.43 | 593,000.00 | 4.96 | 14.07 | Form 13 |
| Mbl Wealth, Llc | 12-31-2020 | Cem | 20,000 | New! | 0.00 | 0.12 | 291,000.00 | 0.00 | 14.55 | Form 13 |
| Mackay Shields Llc | 12-31-2020 | Com | 150,368 | Decreased | -0.07 | 0.02 | 2,117,000.00 | 4.91 | 28.16 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 1,807,685 | Increased | 3.93 | 0.00 | 25,452,000.00 | 13.17 | 29.01 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Com | 37,776 | Increased | 45.91 | 0.01 | 532,000.00 | 58.81 | 14.08 | Form 13 |
| Walled Lake Planning & Wealth Management, Llc | 12-31-2020 | Cef | 13 | Decreased | -48.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Chiron Capital Management, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| M&r Capital Management Inc | 03-31-2021 | Cef | 2,000 | Maintained | 0.00 | 0.01 | 28,000.00 | 0.00 | 14.00 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bremer Bank National Association | 03-31-2021 | Com | 11,647 | Maintained | 0.00 | 0.04 | 166,000.00 | 1.22 | 14.25 | Form 13 |
| Fny Investment Advisers, Llc | 03-31-2021 | Com | 431 | Decreased | -85.87 | 0.00 | 6,000.00 | -85.71 | 13.92 | Form 13 |
| Huntington National Bank | 03-31-2021 | Mutual Funds Eq | 957 | New! | 0.00 | 0.00 | 14,000.00 | 0.00 | 14.63 | Form 13 |
| Bft Financial Group, Llc | 03-31-2021 | Com | 30,508 | Maintained | 0.00 | 0.12 | 436,000.00 | 1.40 | 14.29 | Form 13 |
| Clarus Group, Inc. | 03-31-2021 | Closed End Funds | 100,000 | New! | 0.00 | 0.22 | 278,000.00 | 0.00 | 2.78 | Form 13 |
