| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Rvw Wealth, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 250,246 | Increased | 4.08 | 2.10 | 14,000,000.00 | 14.42 | 55.94 | Form 13 |
| Cx Institutional | 12-31-2020 | Etp | 7,781 | Increased | 9.15 | 0.04 | 438,000.00 | 20.66 | 56.29 | Form 13 |
| Walkner Condon Financial Advisors Llc | 12-31-2020 | Nuveen Esg Lrgcp | 39,209 | Decreased | -0.79 | 0.95 | 2,207,000.00 | 9.75 | 56.29 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 5,986 | Decreased | -29.33 | 0.01 | 337,000.00 | -21.81 | 56.30 | Form 13 |
| Mountain Capital Investment Advisors, Inc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Larson Financial Group Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 100 | New! | 0.00 | 0.01 | 5,000.00 | 0.00 | 50.00 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 5,562 | Increased | 0.83 | 0.08 | 313,000.00 | 11.39 | 56.27 | Form 13 |
| Mission Wealth Management, Lp | 12-31-2020 | Nuveen Esg Lrgcp | 6,918 | New! | 0.00 | 0.02 | 389,000.00 | 0.00 | 56.23 | Form 13 |
| Stewardship Advisors, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 74,808 | Increased | 0.73 | 1.72 | 4,212,000.00 | 7.20 | 56.30 | Form 13 |
| Tiaa, Fsb | 12-31-2020 | Exchange Traded Fund | 1,856,794 | Increased | 3.82 | 0.39 | 104,538,000.00 | 14.86 | 56.30 | Form 13 |
| Beacon Harbor Wealth Advisors, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 155,040 | Increased | 0.83 | 3.56 | 8,729,000.00 | 11.55 | 56.30 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 1,869 | New! | 0.00 | 0.02 | 105,225,000.00 | 0.00 | 56,300.16 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Clean Yield Group | 12-31-2020 | Etf | 192 | New! | 0.00 | 0.00 | 11,000.00 | 0.00 | 57.29 | Form 13 |
| Garrett Investment Advisors Llc | 12-31-2020 | Nuveen Esg Lrgcp | 8,644 | New! | 0.00 | 0.19 | 487,000.00 | 0.00 | 56.34 | Form 13 |
| Diversified, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 4,070 | New! | 0.00 | 0.18 | 207,000.00 | 0.00 | 50.86 | Form 13 |
| Cwm, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Simplifi, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 3,605 | Maintained | 0.00 | 0.09 | 203,000.00 | 0.00 | 56.31 | Form 13 |
| Relyea Zuckerberg Hanson Llc | 12-31-2020 | Nuveen Esg Lrgcp | 5,835 | Increased | 2.73 | 0.18 | 328,000.00 | 9.33 | 56.21 | Form 13 |
| Creative Planning | 12-31-2020 | Nuveen Esg Lrgcp | 3,750 | New! | 0.00 | 0.00 | 211,000.00 | 0.00 | 56.27 | Form 13 |
| Vicus Capital | 12-31-2020 | Etf | 5,800 | Increased | 40.74 | 0.04 | 327,000.00 | 55.71 | 56.38 | Form 13 |
| Baltimore-washington Financial Advisors, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 13,135 | Increased | 102.08 | 0.08 | 739,000.00 | 123.94 | 56.26 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 103,026 | Increased | 11.66 | 3.46 | 5,800,000.00 | 23.51 | 56.30 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Nuveen Esg Lrgcp | 265,351 | Increased | 59.90 | 0.01 | 14,939,000.00 | 76.90 | 56.30 | Form 13 |
| Rfg Advisory, Llc | 12-31-2020 | Esg Large Cap | 4,837 | New! | 0.00 | 0.04 | 281,000.00 | 0.00 | 58.09 | Form 13 |
| Wipfli Financial Advisors Llc, | 12-31-2020 | Nuveen Esg Lrgcp | 6,891 | New! | 0.00 | 9.99 | 387,963,000.00 | 0.00 | 56,299.96 | Form 13 |
| Niemann Capital Management Inc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Winslow, Evans & Crocker, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 1,325 | New! | 0.00 | 0.01 | 75,000.00 | 0.00 | 115.27 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 7,494 | Decreased | -14.67 | 0.03 | 422,000.00 | -5.59 | 56.31 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Esg Lrgcp | 238,428 | Increased | 140.58 | 9.99 | 13,423,000.00 | 166.17 | 56.30 | Form 13 |
| Harborview Advisors, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 15,588 | Increased | 11.93 | 0.59 | 878,000.00 | 23.84 | 56.33 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 1,669 | Increased | 156.77 | 0.00 | 94,000.00 | 184.85 | 112.86 | Form 13 |
| Umb Bank N A/mo | 12-31-2020 | Common | 33,950 | Increased | 0.98 | 0.05 | 1,911,000.00 | 23.85 | 112.53 | Form 13 |
| Mcilrath & Eck, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 1,689 | New! | 0.00 | 0.04 | 95,000.00 | 0.00 | 56.25 | Form 13 |
| Claudia M.p. Batlle, Crp (r) Llc | 12-31-2020 | Etf | 18,738 | Increased | 529.43 | 0.74 | 1,055,000.00 | 617.69 | 112.42 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Nuveen Esg Lrgcp | 19,588 | Increased | 26.00 | 0.03 | 1,103,000.00 | 39.27 | 112.81 | Form 13 |
| Beaumont Financial Partners, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 8,073 | Maintained | 0.00 | 0.04 | 455,000.00 | 10.71 | 56.36 | Form 13 |
| Lido Advisors, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 18,520 | Increased | 294.88 | 0.04 | 1,042,000.00 | 335.98 | 56.26 | Form 13 |
| Kelman-lazarov, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 3,867 | New! | 0.00 | 0.08 | 218,000.00 | 0.00 | 56.37 | Form 13 |
| Laurel Wealth Planning Llc | 12-31-2020 | Nuveen Esg Lrgcp | 2,679 | New! | 0.00 | 0.15 | 151,000.00 | 0.00 | 56.36 | Form 13 |
| Fmr Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 6,577 | Decreased | -53.07 | 0.01 | 370,000.00 | -48.11 | 56.26 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Nuveen Esg Lrgcp | 18,653 | Increased | 8.73 | 0.04 | 1,050,000.00 | 20.27 | 56.29 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 171 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 58.48 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Nuveen Esg Lrgcp | 84,057 | Decreased | -14.19 | 0.00 | 4,733,000.00 | -5.07 | 112.64 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 54,313 | Increased | 51.68 | 0.01 | 3,058,000.00 | 68.21 | 56.30 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 31,515 | Increased | 1443.34 | 0.00 | 1,774,000.00 | 1,605.77 | 337.47 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Nuveen Esg | 1,300,892 | Decreased | -16.87 | 0.01 | 73,240,000.00 | 2.02 | 112.60 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Nuveen Esg Lrgcp | 117,803 | Increased | 15.99 | 0.00 | 6,632,000.00 | 28.30 | 56.30 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 35,609 | Increased | 43.44 | 0.04 | 2,005,000.00 | 58.75 | 56.31 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 63,179 | Increased | 18.30 | 0.01 | 3,556,000.00 | 30.88 | 56.28 | Form 13 |
| Citigroup Inc | 12-31-2020 | Nuveen Esg Lrgcp | 2,648 | Decreased | -1.30 | 0.00 | 149,000.00 | 8.76 | 56.27 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Nuveen Esg Lrgcp | 10,830 | Increased | 6.54 | 0.00 | 610,000.00 | 17.99 | 56.33 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Nuveen Esg Lrgcp | 14,234 | Increased | 362.29 | 0.00 | 801,000.00 | 410.19 | 56.27 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Nuveen Esg Lrgcp | 18,330 | Increased | 36.45 | 0.00 | 1,032,000.00 | 50.88 | 56.30 | Form 13 |
| Beacon Pointe Advisors, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 19,455 | Increased | 90.06 | 0.07 | 1,093,000.00 | 109.79 | 56.18 | Form 13 |
| Archetype Wealth Partners | 12-31-2020 | Etf | 10,381 | Decreased | -8.40 | 0.27 | 584,000.00 | 1.21 | 56.26 | Form 13 |
| Altus Wealth Group Llc | 12-31-2020 | Nuveen Esg Lrgcp | 226 | New! | 0.00 | 0.01 | 13,000.00 | 0.00 | 57.52 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 19,441 | Increased | 70.45 | 0.01 | 1,095,000.00 | 109.37 | 56.32 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 40,574 | New! | 0.00 | 0.00 | 2,284,000.00 | 0.00 | 56.29 | Form 13 |
| Bokf, Na | 12-31-2020 | Nuveen Esg Lrgcp | 32,868 | Increased | 47.67 | 0.03 | 1,850,000.00 | 63.28 | 112.39 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Nuveen Esg Lrgcp | 21,882 | Increased | 4.24 | 0.00 | 1,233,000.00 | 15.34 | 169.12 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Nuveen Esg Lrgcp | 28,042 | Decreased | -1.83 | 0.00 | 1,579,000.00 | 8.60 | 112.62 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Nuveen Esg Lrgcp | 9,387 | Increased | 7.04 | 0.02 | 528,000.00 | 18.39 | 56.25 | Form 13 |
| Wealthshield Partners, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Principle Wealth Partners Llc | 12-31-2020 | Etf | 12,197 | New! | 0.00 | 0.09 | 687,000.00 | 0.00 | 56.33 | Form 13 |
| Rede Wealth, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 3,285 | New! | 0.00 | 0.33 | 485,000.00 | 0.00 | 147.64 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Nuveen Esg Lrgcp | 234,343 | Increased | 10.48 | 0.03 | 13,194,000.00 | 22.23 | 112.60 | Form 13 |
| Financial Architects, Inc | 12-31-2020 | Nuveen Esg Lrgcp | 7,385 | Increased | 33.06 | 0.08 | 416,000.00 | 47.52 | 56.33 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Nuveen Esg Lrgcp | 6,574 | Maintained | 0.00 | 0.01 | 370,000.00 | 22.52 | 56.28 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Nuveen Esg Lrgcp | 24,284 | New! | 0.00 | 0.03 | 1,367,000.00 | 0.00 | 56.29 | Form 13 |
| 3d/l Capital Management, Llc | 12-31-2020 | Nuveen Esg Lrgcp | 10,942 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 0.09 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Nuveen Esg Lrgcp | 3,884 | Decreased | -49.42 | 0.09 | 219,000.00 | -43.99 | 56.39 | Form 13 |
