| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| M&r Capital Management Inc | 09-30-2021 | Etf | 700 | Maintained | 0.00 | 0.00 | 10,000.00 | 0.00 | 14.29 | Form 13 |
| Mcadam, Llc | 09-30-2021 | Pfd Etf | 567,158 | Increased | 4.07 | 0.95 | 8,524,000.00 | 3.23 | 15.03 | Form 13 |
| Ifp Advisors, Inc | 09-30-2021 | Cef | 614,382 | Maintained | 0.00 | 0.19 | 9,289,000.00 | 0.00 | 15.12 | Form 13 |
| Boothe Investment Group, Inc. | 09-30-2021 | Pfd Etf | 73,404 | Increased | 2.93 | 0.60 | 1,103,000.00 | 1.01 | 15.03 | Form 13 |
| Envestnet Asset Management Inc | 09-30-2021 | Pfd Etf | 3,788,598 | Decreased | -2.79 | 0.03 | 56,943,000.00 | -4.63 | 15.03 | Form 13 |
| Newman Dignan & Sheerar, Inc. | 09-30-2021 | Pfd | 21,355 | Decreased | -2.02 | 0.09 | 321,000.00 | -3.89 | 15.03 | Form 13 |
| Carroll Financial Associates, Inc. | 09-30-2021 | Etf | 4,451 | Maintained | 0.00 | 0.00 | 66,000.00 | -2.94 | 14.83 | Form 13 |
| First National Bank Of South Miami | 09-30-2021 | Mutual Fund/cor | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rvw Wealth, Llc | 09-30-2021 | Cap Stk Cl A | 72,239 | Increased | 5.51 | 0.12 | 1,000,000.00 | 0.00 | 13.84 | Form 13 |
| Old Dominion Capital Management Inc | 09-30-2021 | Etf | 733,354 | Increased | 2.62 | 2.36 | 11,022,000.00 | 0.68 | 15.03 | Form 13 |
| Wedbush Securities Inc | 09-30-2021 | Com | 24,158 | Increased | 3.70 | 9.99 | 363,000.00 | 1.68 | 15.03 | Form 13 |
| Carnegie Capital Asset Management, Llc | 09-30-2021 | Pfd Etf | 35,000 | Increased | 221.10 | 0.02 | 526,000.00 | 214.97 | 15.03 | Form 13 |
| Traverso Chambers Private Wealth Management, Llc | 09-30-2021 | Pfd Etf | 374,768 | Increased | 7.60 | 1.75 | 5,633,000.00 | 5.57 | 15.03 | Form 13 |
| Golden Green, Inc. | 09-30-2021 | Pfd Etf | 236,570 | Maintained | 0.00 | 2.77 | 3,556,000.00 | 0.00 | 15.03 | Form 13 |
| Freedman Financial Associates, Inc. | 09-30-2021 | Exchange Traded Fund | 7,321 | Maintained | 0.00 | 0.08 | 110,000.00 | -1.79 | 15.03 | Form 13 |
| Webster Bank, N. A. | 09-30-2021 | Pfd Etf | 129 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 15.50 | Form 13 |
| Harbor Investment Advisory, Llc | 09-30-2021 | Etf | 37,378 | Maintained | 0.00 | 0.08 | 562,000.00 | -1.92 | 15.04 | Form 13 |
| Iowa State Bank | 09-30-2021 | Com | 958,509 | Increased | 7.80 | 4.02 | 14,407,000.00 | 5.75 | 30.09 | Form 13 |
| Focused Wealth Management, Inc | 09-30-2021 | Pfd Etf | 987 | Increased | 1.23 | 0.00 | 15,000.00 | 0.00 | 15.20 | Form 13 |
| Koshinski Asset Management, Inc. | 09-30-2021 | Pfd Etf | 80,096 | Increased | 21.68 | 0.10 | 1,203,842,000.00 | 119,328.77 | 15,029.99 | Form 13 |
| First Premier Bank | 09-30-2021 | Pfd Etf | 386,750 | Increased | 9.50 | 1.65 | 5,812,000.00 | 7.41 | 45.02 | Form 13 |
| Level Four Advisory Services, Llc | 09-30-2021 | Pfd Etf | 12,418 | Decreased | -28.72 | 0.02 | 187,000.00 | -29.96 | 15.06 | Form 13 |
| Ifg Advisory, Llc | 09-30-2021 | Mf Closed And Mf Open | 17,485 | Increased | 16.42 | 0.03 | 262,000.00 | 13.91 | 14.98 | Form 13 |
| Sound Income Strategies, Llc | 09-30-2021 | Pfd Etf | 181,558 | Increased | 94.03 | 0.35 | 2,729,000.00 | 90.31 | 15.03 | Form 13 |
| Old Port Advisors | 09-30-2021 | Pfd Etf | 37,791 | Increased | 27.20 | 0.20 | 563,000.00 | 23.74 | 14.90 | Form 13 |
| Cra Financial Services, Llc | 09-30-2021 | Pfd Etf | 10,000 | Maintained | 0.00 | 0.05 | 150,000.00 | -1.96 | 15.00 | Form 13 |
| Tsfg, Llc | 09-30-2021 | Mf Closed And Mf Open | 14,490 | Increased | 4.59 | 0.09 | 218,000.00 | 2.83 | 15.04 | Form 13 |
| S.a. Mason Llc | 09-30-2021 | Etf | 4,750 | Increased | 23.54 | 0.05 | 71,000.00 | 20.34 | 14.95 | Form 13 |
| Apella Capital, Llc | 09-30-2021 | Pfd Etf | 139,370 | Decreased | -1.76 | 0.40 | 2,071,000.00 | -4.69 | 14.86 | Form 13 |
| Cva Family Office, Llc | 09-30-2021 | Pfd Etf | 21,940 | Maintained | 0.00 | 0.09 | 323,000.00 | -3.87 | 14.72 | Form 13 |
| H&h Retirement Design & Management Inc | 09-30-2021 | Pfd Etf | 384,988 | Increased | 2.20 | 9.99 | 5,732,000.00 | 0.37 | 14.89 | Form 13 |
| Soa Wealth Advisors, Llc. | 09-30-2021 | Etf | 2,538 | Increased | 0.99 | 0.01 | 38,000.00 | 0.00 | 14.97 | Form 13 |
| Piscataqua Savings Bank | 09-30-2021 | Etf - Fixed Income | 125,235 | Increased | 10.24 | 1.63 | 1,882,000.00 | 8.10 | 30.03 | Form 13 |
| First Hawaiian Bank | 09-30-2021 | Pfd Etf | 228,565 | Increased | 8.22 | 0.14 | 3,436,000.00 | 6.21 | 30.09 | Form 13 |
| Matthew Goff Investment Advisor, Llc | 09-30-2021 | Pfd Etf | 15,262 | Maintained | 0.00 | 0.06 | 229,000.00 | -2.14 | 15.00 | Form 13 |
| Chatham Capital Group, Inc. | 09-30-2021 | Pfd Etf | 250,085 | Maintained | 0.00 | 0.72 | 3,759,000.00 | -1.88 | 15.03 | Form 13 |
| Buffington Mohr Mcneal | 09-30-2021 | Etf | 668,650 | Decreased | -0.03 | 1.93 | 10,050,000.00 | -1.92 | 15.03 | Form 13 |
| Edge Wealth Management Llc | 09-30-2021 | Etf | 117,635 | Decreased | -2.08 | 0.34 | 1,768,000.00 | -3.76 | 15.03 | Form 13 |
| Capital Investment Advisors, Llc | 09-30-2021 | Pfd Etf | 20,565 | Decreased | -4.92 | 0.01 | 309,000.00 | -6.65 | 15.03 | Form 13 |
| Parkside Advisors Llc | 09-30-2021 | Pfd Etf | 832,512 | Increased | 3.91 | 3.91 | 12,513,000.00 | 1.95 | 15.03 | Form 13 |
| Friedenthal Financial | 09-30-2021 | Invesco Preferred Etf | 31,978 | Increased | 5.52 | 0.28 | 481,000.00 | 3.66 | 15.04 | Form 13 |
| Butensky & Cohen Financial Security, Inc | 09-30-2021 | Etf | 131,580 | Increased | 46.73 | 0.79 | 1,978,000.00 | 43.96 | 15.03 | Form 13 |
| Jackson, Grant Investment Advisers, Inc. | 09-30-2021 | Pfd Etf | 34,904 | Increased | 0.79 | 0.23 | 525,000.00 | -1.13 | 15.04 | Form 13 |
| Flc Capital Advisors | 09-30-2021 | Pfd Etf | 19,909 | Decreased | -3.31 | 0.09 | 299,000.00 | -5.08 | 15.02 | Form 13 |
| Cypress Wealth Services, Llc | 09-30-2021 | Pfd Etf | 10,209 | Decreased | -11.64 | 0.05 | 153,000.00 | -13.56 | 14.99 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 09-30-2021 | Pfd Etf | 5,505 | Maintained | 0.00 | 0.05 | 83,000.00 | -1.19 | 15.08 | Form 13 |
| Prairiewood Capital, Llc | 09-30-2021 | Pfd Etf | 179,986 | Increased | 5.29 | 2.22 | 2,705,000.00 | 3.28 | 15.03 | Form 13 |
| Alta Wealth Advisors Llc | 09-30-2021 | Pfd Etf | 12,961 | Decreased | -4.86 | 0.14 | 195,000.00 | -4.41 | 15.05 | Form 13 |
| First United Bank & Trust | 09-30-2021 | Exchange Traded Bond Funds | 58,112 | Increased | 39.90 | 0.36 | 873,000.00 | 37.26 | 15.02 | Form 13 |
| Private Advisor Group, Llc | 09-30-2021 | Pfd Etf | 755,107 | Increased | 2.05 | 0.07 | 11,350,000.00 | 0.12 | 15.03 | Form 13 |
| Winfield Associates, Inc. | 09-30-2021 | Etf | 11,325 | Decreased | -1.44 | 0.06 | 170,000.00 | -3.41 | 15.01 | Form 13 |
| Field & Main Bank | 09-30-2021 | Preferred Stock | 62,625 | Decreased | -3.17 | 0.62 | 941,000.00 | -5.05 | 15.03 | Form 13 |
| Capital Asset Advisory Services Llc | 09-30-2021 | Pfd Etf | 79,381 | Increased | 100.97 | 0.13 | 1,193,000.00 | 97.19 | 15.03 | Form 13 |
| Stony Point Wealth Management Inc. | 09-30-2021 | Pfd Etf | 13,145 | Decreased | -38.88 | 0.12 | 198,000.00 | -39.82 | 15.06 | Form 13 |
| Rhs Financial, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lantz Financial Llc | 09-30-2021 | Pfd Etf | 25,878 | Decreased | -0.38 | 0.20 | 389,000.00 | -2.26 | 15.03 | Form 13 |
| Kg&l Capital Management,llc | 09-30-2021 | Pfd Etf | 100,267 | Increased | 0.63 | 0.66 | 1,507,000.00 | -1.31 | 15.03 | Form 13 |
| Enterprise Trust & Investment Co | 09-30-2021 | Pfd Etf | 2,400 | Maintained | 0.00 | 0.01 | 36,000.00 | -2.70 | 15.00 | Form 13 |
| Red Door Wealth Management, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Beam Asset Management, Llc | 09-30-2021 | Pfd Etf | 96,699 | Decreased | -3.76 | 1.25 | 1,453,000.00 | -5.59 | 15.03 | Form 13 |
| Northstar Advisory Group, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Peoples Financial Services Corp. | 09-30-2021 | Mutual Funds-etf Equities | 4,000 | Maintained | 0.00 | 0.03 | 60,000.00 | -1.64 | 15.00 | Form 13 |
| Sheets Smith Wealth Management | 09-30-2021 | Pfd Etf | 34,193 | Decreased | -0.58 | 0.07 | 514,000.00 | -2.47 | 15.03 | Form 13 |
| Advisornet Financial, Inc | 09-30-2021 | Etf | 94,299 | Increased | 4.49 | 0.10 | 1,417,000.00 | 2.46 | 15.03 | Form 13 |
| Cohen Klingenstein Llc | 09-30-2021 | Com | 40,000 | Maintained | 0.00 | 0.03 | 601,000.00 | -1.96 | 15.03 | Form 13 |
| Bartlett & Co. Llc | 09-30-2021 | Etf | 7,780 | Maintained | 0.00 | 0.00 | 117,000.00 | -1.68 | 15.04 | Form 13 |
| Next Financial Group, Inc | 09-30-2021 | Pfd Etf | 7,956 | Increased | 3.14 | 0.01 | 120,000.00 | 1.69 | 30.86 | Form 13 |
| Intersect Capital Llc | 09-30-2021 | Pfd Etf | 53,747 | Increased | 6.54 | 0.14 | 808,000.00 | 4.53 | 15.03 | Form 13 |
| Meridian Wealth Management, Llc | 09-30-2021 | Pfd Etf | 12,568 | Maintained | 0.00 | 0.03 | 189,000.00 | 0.00 | 30.09 | Form 13 |
| Wt Wealth Management | 09-30-2021 | Pfd Etf | 22,972 | Increased | 7.72 | 0.13 | 345,000.00 | 5.50 | 15.02 | Form 13 |
| Wolff Wiese Magana Llc | 09-30-2021 | Pfd Etf | 526 | Maintained | 0.00 | 0.01 | 8,000.00 | 0.00 | 15.21 | Form 13 |
| Bard Financial Services, Inc. | 09-30-2021 | Etf | 198,125 | Maintained | 0.00 | 0.26 | 2,978,000.00 | -1.88 | 15.03 | Form 13 |
| Paradigm, Strategies In Wealth Management, Llc | 09-30-2021 | Pfd Etf | 25,219 | Decreased | -7.62 | 0.36 | 379,000.00 | -9.33 | 15.03 | Form 13 |
| Lcm Capital Management Inc | 09-30-2021 | Pfd Etf | 18,800 | New! | 0.00 | 0.24 | 283,000.00 | 0.00 | 15.05 | Form 13 |
| Fifth Third Bancorp | 09-30-2021 | Pfd Etf | 67,176 | Increased | 3.15 | 0.00 | 1,010,000.00 | 1.20 | 15.04 | Form 13 |
| City Holding Co | 09-30-2021 | Preferred Mut Fd | 142 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 14.08 | Form 13 |
| Raymond James Trust N.a. | 09-30-2021 | Etf / Closed En | 134,336 | Increased | 8.64 | 0.06 | 2,019,000.00 | 6.60 | 30.08 | Form 13 |
| Axiom Investment Management Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Autus Asset Management, Llc | 09-30-2021 | Pfd Etf | 37,091 | Decreased | -3.63 | 0.06 | 558,000.00 | -5.26 | 45.16 | Form 13 |
| Gradient Investments Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Reitz Capital Advisors Llc | 09-30-2021 | Pfd Etf | 354,156 | Increased | 6.42 | 3.99 | 5,323,000.00 | 4.39 | 15.03 | Form 13 |
| Brandywine Oak Private Wealth Llc | 09-30-2021 | Pfd Etf | 22,866 | Maintained | 0.00 | 0.04 | 305,000.00 | -12.86 | 13.34 | Form 13 |
| Colton Groome Financial Advisors, Llc | 09-30-2021 | Pfd Etf | 275,899 | Decreased | -0.43 | 1.80 | 4,147,000.00 | -2.31 | 15.03 | Form 13 |
| Crew Capital Management, Ltd. | 09-30-2021 | Pfd Etf | 112,950 | Increased | 7.11 | 1.58 | 1,698,000.00 | 5.14 | 15.03 | Form 13 |
| David J Yvars Group | 09-30-2021 | Pfd Etf | 10,907 | Maintained | 0.00 | 0.10 | 164,000.00 | -1.80 | 15.04 | Form 13 |
| Albion Financial Group /ut | 09-30-2021 | Pfd Etf | 158,154 | Increased | 1.75 | 0.21 | 2,377,000.00 | -0.17 | 15.03 | Form 13 |
| Stratos Wealth Partners, Ltd. | 09-30-2021 | Pfd Etf | 129,290 | Increased | 4.67 | 0.05 | 1,943,000.00 | 2.70 | 15.03 | Form 13 |
| Rfg Advisory, Llc | 09-30-2021 | Pfd Etf | 114,917 | Increased | 20.40 | 0.14 | 1,727,000.00 | 18.13 | 15.03 | Form 13 |
| Summit X, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sanchez Wealth Management Group | 09-30-2021 | Pfd Etf | 44,258 | Decreased | -11.97 | 0.30 | 665,000.00 | -13.64 | 15.03 | Form 13 |
| Fundamentun, Llc | 09-30-2021 | Pfd Etf | 27,800 | Increased | 15.13 | 0.07 | 418,000.00 | 12.97 | 15.04 | Form 13 |
| Genwealth Group, Inc. | 09-30-2021 | Pfd Etf | 15,069 | Maintained | 0.00 | 0.07 | 226,000.00 | -1.74 | 15.00 | Form 13 |
| Howard Wealth Management, Llc | 09-30-2021 | Pfd Etf | 261,432 | Increased | 0.33 | 2.20 | 3,929,000.00 | -1.55 | 15.03 | Form 13 |
| Professional Financial Advisors, Llc | 09-30-2021 | Pfd Etf | 92,344 | Decreased | -3.49 | 0.79 | 1,388,000.00 | -4.87 | 15.03 | Form 13 |
| Arkadios Wealth Advisors | 09-30-2021 | Etf | 4,438 | Maintained | 0.00 | 0.01 | 66,000.00 | -1.49 | 14.87 | Form 13 |
| Kestra Advisory Services, Llc | 09-30-2021 | Pfd Etf | 845,255 | Increased | 0.21 | 0.13 | 12,704,000,000.00 | -1.69 | 15,029.78 | Form 13 |
| Acas, Llc | 09-30-2021 | Pfd Etf | 57,221 | Increased | 8.39 | 1.20 | 860,000.00 | 6.30 | 15.03 | Form 13 |
| Central Trust Co | 09-30-2021 | Mutual Funds - | 329,924 | Increased | 31.00 | 9.99 | 4,959,000.00 | 28.54 | 30.12 | Form 13 |
| Pinnacle Associates Ltd | 09-30-2021 | Pfd Etf | 28,955 | Decreased | -10.02 | 0.01 | 435,000.00 | -11.41 | 15.02 | Form 13 |
| First National Bank & Trust Co Of Newtown | 09-30-2021 | Etf - Fixed Income | 661,076 | Increased | 4.53 | 2.07 | 9,936,000.00 | 2.55 | 30.07 | Form 13 |
| North Star Investment Management Corp. | 09-30-2021 | Etf | 19,858 | Increased | 0.62 | 0.02 | 298,000.00 | -1.32 | 15.01 | Form 13 |
| Csenge Advisory Group | 09-30-2021 | Pfd Etf | 68,366 | Decreased | -1.82 | 0.09 | 1,028,000.00 | -3.56 | 15.04 | Form 13 |
| Gps Wealth Strategies Group, Llc | 09-30-2021 | Mf Closed And Mf Open | 10,461 | Maintained | 0.00 | 0.04 | 157,000.00 | -1.88 | 15.01 | Form 13 |
| Stokes Capital Advisors, Llc | 09-30-2021 | Pfd Etf | 134,239 | Increased | 0.30 | 0.65 | 2,018,000.00 | -1.56 | 15.03 | Form 13 |
| Aj Wealth Strategies, Llc | 09-30-2021 | Pfd Etf | 140,000 | Maintained | 0.00 | 0.11 | 2,104,000.00 | 0.19 | 15.03 | Form 13 |
| Wambolt & Associates, Llc | 09-30-2021 | Pfd Etf | 136,482 | Increased | 14.54 | 0.82 | 2,051,000.00 | 12.45 | 15.03 | Form 13 |
| Guidance Point Advisors, Llc | 09-30-2021 | Pfd Etf | 18,203 | Increased | 5.55 | 0.10 | 273,000.00 | 3.41 | 15.00 | Form 13 |
| Patriot Investment Management Inc. | 09-30-2021 | Pfd Etf | 154,862 | Decreased | -3.89 | 0.21 | 2,327,000.00 | -5.71 | 15.03 | Form 13 |
| Tranquility Partners, Llc | 09-30-2021 | Pfd Etf | 12,174 | Increased | 0.84 | 0.09 | 183,000.00 | -1.08 | 15.03 | Form 13 |
| Venture Visionary Partners Llc | 09-30-2021 | Pfd Etf | 16,727 | Maintained | 0.00 | 0.02 | 251,000.00 | -1.95 | 15.01 | Form 13 |
| Royal Fund Management, Llc | 09-30-2021 | Pfd Etf | 341,389 | Increased | 2.39 | 0.75 | 5,131,000.00 | 0.45 | 15.03 | Form 13 |
| Clarity Financial Llc | 09-30-2021 | Pfd Etf | 149,307 | New! | 0.00 | 0.36 | 2,244,000.00 | 0.00 | 15.03 | Form 13 |
| Argus Investors' Counsel, Inc. | 09-30-2021 | Com | 39,920 | Increased | 7.41 | 0.39 | 600,000.00 | 5.45 | 15.03 | Form 13 |
| Toth Financial Advisory Corp | 09-30-2021 | Pfd Etf | 246,982 | Increased | 1.43 | 0.56 | 3,712,000.00 | -0.48 | 15.03 | Form 13 |
| Stonex Group Inc. | 09-30-2021 | Pfd Etf | 42,628 | Increased | 3.39 | 0.09 | 641,000.00 | 1.42 | 15.04 | Form 13 |
| Palouse Capital Management, Inc. | 09-30-2021 | Pfd Etf | 13,847 | Maintained | 0.00 | 0.09 | 208,000.00 | -1.89 | 15.02 | Form 13 |
| Park Avenue Securities Llc | 09-30-2021 | Pfd Etf | 80,981 | Decreased | -18.17 | 0.02 | 1,217,000.00 | -19.72 | 15.03 | Form 13 |
| Valicenti Advisory Services Inc | 09-30-2021 | Com | 243,883 | Decreased | -11.70 | 0.99 | 3,666,000.00 | -13.35 | 15.03 | Form 13 |
| Farmers & Merchants Investments Inc | 09-30-2021 | Pfd Etf | 64 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 15.62 | Form 13 |
| Avantax Advisory Services, Inc. | 09-30-2021 | Pfd Etf | 110,164 | Decreased | -12.31 | 0.03 | 1,660,000.00 | -13.50 | 15.07 | Form 13 |
| Hillsdale Investment Management Inc. | 09-30-2021 | Com | 18,700 | Increased | 50.20 | 0.02 | 281,000.00 | 47.12 | 15.03 | Form 13 |
| V Wealth Advisors Llc | 09-30-2021 | Pfd Etf | 13,506 | Increased | 31.09 | 0.03 | 203,000.00 | 29.30 | 15.03 | Form 13 |
| Rainey & Randall Investment Management Inc. | 09-30-2021 | Pfd Etf | 13,150 | Maintained | 0.00 | 0.09 | 198,000.00 | -1.49 | 15.06 | Form 13 |
| Ellis Investment Partners, Llc | 09-30-2021 | Pfd Etf | 15,828 | Increased | 1.21 | 0.06 | 237,000.00 | -0.84 | 14.97 | Form 13 |
| Skyoak Wealth, Llc | 09-30-2021 | Pfd Etf | 10,480 | Maintained | 0.00 | 0.04 | 158,000.00 | -1.86 | 15.08 | Form 13 |
| Total Clarity Wealth Management, Inc. | 09-30-2021 | Pfd Etf | 12,950 | New! | 0.00 | 0.09 | 195,000.00 | 0.00 | 15.06 | Form 13 |
| Trinity Financial Advisors Llc | 09-30-2021 | Pfd Etf | 13,250 | New! | 0.00 | 0.13 | 199,000.00 | 0.00 | 15.02 | Form 13 |
| Townsend Asset Management Corp /nc/ /adv | 09-30-2021 | Pfd Etf | 3,345 | Maintained | 0.00 | 0.03 | 50,000.00 | -1.96 | 14.95 | Form 13 |
| Fifth Third Securities, Inc. | 09-30-2021 | Exchange Traded Fund | 76,296 | Decreased | -2.70 | 0.16 | 1,147,000.00 | -4.58 | 15.03 | Form 13 |
| Tompkins Financial Corp | 09-30-2021 | Preferred Stock | 362,284 | Increased | 3.18 | 0.99 | 5,445,000.00 | 3.38 | 29.99 | Form 13 |
| Optimum Investment Advisors | 09-30-2021 | Pfd Etf | 117,583 | Decreased | -1.65 | 0.74 | 1,767,000.00 | -3.55 | 15.03 | Form 13 |
| Conestoga Capital Advisors, Llc | 09-30-2021 | Pfd Etf | 11,350 | Maintained | 0.00 | 0.00 | 171,000.00 | -1.72 | 15.07 | Form 13 |
| Narwhal Capital Management | 09-30-2021 | Pfd Etf | 11,000 | Decreased | -20.00 | 0.02 | 165,000.00 | -21.80 | 15.00 | Form 13 |
| Plimoth Trust Co Llc | 09-30-2021 | Pfd Stk | 726,685 | Increased | 1.00 | 3.09 | 10,922,000.00 | -0.92 | 30.06 | Form 13 |
| Horizon Financial Services, Llc | 09-30-2021 | Pfd Etf | 257,121 | Increased | 56.05 | 2.54 | 3,865,000.00 | 53.13 | 15.03 | Form 13 |
| Global Retirement Partners, Llc | 09-30-2021 | Pfd Etf | 394,332 | Increased | 2.86 | 0.59 | 5,927,000.00 | 0.92 | 15.03 | Form 13 |
| Tatro Capital, Llc | 09-30-2021 | Pfd Etf | 563,745 | Increased | 3.20 | 6.62 | 8,473,000.00 | 1.25 | 15.03 | Form 13 |
| Spire Wealth Management | 09-30-2021 | Pfd Etf | 11,040 | Increased | 4.59 | 0.00 | 166,000.00 | 2.47 | 15.04 | Form 13 |
| Blue Fin Capital, Inc. | 09-30-2021 | Pfd Etf | 112,045 | Maintained | 0.00 | 0.51 | 1,684,000.00 | -1.86 | 15.03 | Form 13 |
| Rpg Investment Advisory, Llc | 09-30-2021 | Pfd Etf | 61 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 16.39 | Form 13 |
| Bcs Wealth Management | 09-30-2021 | Pfd Etf | 29,187 | Increased | 6.10 | 0.19 | 439,000.00 | 4.28 | 15.04 | Form 13 |
| Truewealth Advisors, Llc | 09-30-2021 | Pfd Etf | 54,337 | Decreased | -8.66 | 0.00 | 817,000.00 | -10.32 | 15.04 | Form 13 |
| Old National Bancorp /in/ | 09-30-2021 | Pfd Etf | 739,637 | Decreased | -1.89 | 0.42 | 11,116,000.00 | -3.75 | 30.02 | Form 13 |
| Rockland Trust Co | 09-30-2021 | Pfd Etf | 99,671 | Increased | 9.85 | 0.10 | 1,498,000.00 | 7.77 | 15.03 | Form 13 |
| J.w. Cole Advisors, Inc. | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rocky Mountain Advisers, Llc | 09-30-2021 | Pfd Etf | 3,500 | Maintained | 0.00 | 0.06 | 53,000.00 | -1.85 | 15.14 | Form 13 |
| Sequoia Financial Advisors, Llc | 09-30-2021 | Pfd Etf | 83,387 | Decreased | -80.35 | 0.13 | 1,253,000.00 | -80.72 | 15.03 | Form 13 |
| Garrett Wealth Advisory Group, Llc | 09-30-2021 | Pfd Etf | 44,872 | Decreased | -2.38 | 0.43 | 674,000.00 | -4.26 | 15.02 | Form 13 |
| Independence Bank Of Kentucky | 09-30-2021 | Pfd Etf | 79,385 | Increased | 1.86 | 0.52 | 1,193,000.00 | -0.08 | 15.03 | Form 13 |
| New Potomac Partners, Llc | 09-30-2021 | Pfd Etf | 89,385 | Decreased | -5.24 | 0.93 | 1,343,000.00 | -5.09 | 15.02 | Form 13 |
| Shulman Demeo Asset Management Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atlas Private Wealth Advisors | 09-30-2021 | Mf Closed And Mf Open | 69,143 | Increased | 0.58 | 0.54 | 1,039,000.00 | 0.78 | 15.03 | Form 13 |
| Levy Wealth Management Group, Llc | 09-30-2021 | Pfd Etf | 20,016 | New! | 0.00 | 0.17 | 301,000.00 | 0.00 | 15.04 | Form 13 |
| First Merchants Corp | 09-30-2021 | Etf Preferred | 51,900 | Increased | 29.75 | 0.05 | 780,000.00 | 27.24 | 15.03 | Form 13 |
| Klingenstein Fields & Co Lp | 09-30-2021 | Pfd Etf | 22,000 | Decreased | -5.17 | 0.01 | 331,000.00 | -6.76 | 15.05 | Form 13 |
| Schmidt P J Investment Management Inc | 09-30-2021 | Pfd Etf | 528,526 | Increased | 8.52 | 1.56 | 7,960,000.00 | 7.95 | 15.06 | Form 13 |
| Greenwood Capital Associates Llc | 09-30-2021 | Pfd Etf | 19,291 | Decreased | -5.65 | 0.00 | 290,000.00 | -7.35 | 15.03 | Form 13 |
| Dearborn Partners Llc | 09-30-2021 | Etf | 14,586 | Maintained | 0.00 | 0.01 | 219,000.00 | -1.79 | 15.01 | Form 13 |
| Westside Investment Management, Inc. | 09-30-2021 | Etf | 703 | Maintained | 0.00 | 0.02 | 10,000.00 | 0.00 | 14.22 | Form 13 |
| Executive Wealth Management, Llc | 09-30-2021 | Pfd Etf | 35,635 | Decreased | -2.89 | 0.06 | 535,000.00 | -4.80 | 15.01 | Form 13 |
| Advisors Preferred, Llc | 09-30-2021 | Etf | 100,905 | Decreased | -87.85 | 0.21 | 1,517,000.00 | -88.07 | 15.03 | Form 13 |
| Hedeker Wealth, Llc | 09-30-2021 | Pfd Etf | 11,164 | New! | 0.00 | 0.05 | 167,000.00 | 0.00 | 14.96 | Form 13 |
| Aptus Capital Advisors, Llc | 09-30-2021 | Pfd Etf | 330 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 15.15 | Form 13 |
| Investors Research Corp | 09-30-2021 | Pfd Etf | 134,785 | Increased | 18.35 | 0.68 | 2,026,000.00 | 16.10 | 15.03 | Form 13 |
| Newbridge Financial Services Group, Inc. | 09-30-2021 | Pfd Etf | 12,227 | Increased | 78.08 | 0.12 | 184,000.00 | 75.24 | 15.05 | Form 13 |
| Stephens Inc /ar/ | 09-30-2021 | Pfd Etf | 216,359 | Increased | 53.89 | 0.05 | 3,252,000.00 | 50.97 | 15.03 | Form 13 |
| Atlas Capital Advisors Llc | 09-30-2021 | Preferred | 360,390 | Increased | 0.70 | 9.99 | 5,416,660,000.00 | -1.20 | 30,060.00 | Form 13 |
| Sigma Planning Corp | 09-30-2021 | Pfd Etf | 207,208 | Decreased | -0.12 | 0.09 | 3,114,000.00 | -2.01 | 15.03 | Form 13 |
| Signaturefd, Llc | 09-30-2021 | Pfd Etf | 3,700 | Increased | 32.14 | 0.00 | 56,000.00 | 30.23 | 15.14 | Form 13 |
| Signalpoint Asset Management, Llc | 09-30-2021 | Com | 25,984 | Decreased | -1.61 | 0.12 | 391,000.00 | -3.46 | 15.05 | Form 13 |
| Dynamic Advisor Solutions Llc | 09-30-2021 | Pfd Etf | 18,756 | Increased | 3.70 | 0.02 | 282,000.00 | 1.81 | 15.04 | Form 13 |
| Harfst & Associates, Inc. | 09-30-2021 | Pfd Etf | 51,124 | Decreased | -90.29 | 0.21 | 768,000.00 | -90.48 | 15.02 | Form 13 |
| Capital Investment Advisory Services, Llc | 09-30-2021 | Pfd Etf | 39,208 | Increased | 20.58 | 0.07 | 589,000.00 | 18.27 | 15.02 | Form 13 |
| Ahrens Investment Partners Llc | 09-30-2021 | Pfd Etf | 13,883 | Increased | 11.47 | 0.10 | 209,000.00 | 9.42 | 15.05 | Form 13 |
| Weaver Consulting Group | 09-30-2021 | Pfd Etf | 13,448 | Maintained | 0.00 | 0.11 | 202,000.00 | -1.94 | 15.02 | Form 13 |
| Intrua Financial, Llc | 09-30-2021 | Pfd Etf | 37,025 | Increased | 2.80 | 0.10 | 558,000.00 | 2.39 | 15.07 | Form 13 |
| International Assets Investment Management, Llc | 09-30-2021 | Pfd Etf | 260,921 | New! | 0.00 | 1.62 | 9,094,000.00 | 0.00 | 34.85 | Form 13 |
| Wealthgate Family Office, Llc | 09-30-2021 | Pfd Etf | 169 | New! | 0.00 | 0.00 | 3,000.00 | 0.00 | 17.75 | Form 13 |
| Sterling Financial Planning, Inc. | 09-30-2021 | Pfd Etf | 2,502 | Increased | 16.97 | 0.02 | 38,000.00 | 18.75 | 15.19 | Form 13 |
| Innova Wealth Partners | 09-30-2021 | Pfd Etf | 81,581 | Increased | 2.30 | 0.97 | 1,226,000.00 | 0.33 | 15.03 | Form 13 |
| M&t Bank Corp | 09-30-2021 | Pfd Etf | 84,904 | Increased | 0.21 | 0.01 | 1,276,000.00 | -1.69 | 30.03 | Form 13 |
| Huntington National Bank | 09-30-2021 | Exchange Traded | 8,016,077 | Increased | 801607600.00 | 1.20 | 120,482,000.00 | 0.00 | 75.27 | Form 13 |
| Huntington National Bank | 09-30-2021 | Exchange Traded | 1 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisors Management Group Inc /adv | 09-30-2021 | Pfd Etf | 103,482 | Increased | 11.64 | 0.48 | 1,555,000.00 | 9.51 | 15.03 | Form 13 |
| Janney Montgomery Scott Llc | 09-30-2021 | Etf/closed End- | 717,845 | Decreased | -3.18 | 0.05 | 10,789,000.00 | -5.02 | 15.03 | Form 13 |
| Hartford Financial Management Inc. | 09-30-2021 | Pfd Etf | 231,599 | Decreased | -7.32 | 0.89 | 3,481,000.00 | -9.06 | 15.03 | Form 13 |
| Round Table Services, Llc | 09-30-2021 | Pfd Etf | 19,625 | Maintained | 0.00 | 0.06 | 295,000.00 | -1.99 | 15.03 | Form 13 |
| Marquette Asset Management, Llc | 09-30-2021 | Pfd Etf | 15,759 | Maintained | 0.00 | 0.05 | 237,000.00 | 0.00 | 15.04 | Form 13 |
| Parkside Financial Bank & Trust | 09-30-2021 | Pfd Etf | 21 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tci Wealth Advisors, Inc. | 09-30-2021 | Pfd Etf | 17,468 | Increased | 0.37 | 0.04 | 263,000.00 | -1.50 | 15.06 | Form 13 |
| Gwm Advisors Llc | 09-30-2021 | Mf Closed And Mf Open | 312,340 | Decreased | -3.41 | 0.12 | 4,694,000.00 | -5.25 | 15.03 | Form 13 |
| Pettinga Financial Advisors, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Good Life Advisors, Llc | 09-30-2021 | Pfd Etf | 14,159 | Increased | 21.97 | 0.03 | 213,000.00 | 19.66 | 15.04 | Form 13 |
| Crewe Advisors Llc | 09-30-2021 | Pfd Etf | 820,666 | Increased | 18.29 | 2.91 | 12,335,000.00 | 16.05 | 15.03 | Form 13 |
| Rda Financial Network | 09-30-2021 | Pfd Etf | 75,760 | Decreased | -0.66 | 0.50 | 1,139,000.00 | -2.48 | 15.03 | Form 13 |
| Fermata Advisors, Llc | 09-30-2021 | Pfd Etf | 14,862 | Decreased | -45.24 | 0.10 | 223,000.00 | -46.39 | 15.00 | Form 13 |
| Commonwealth Equity Services, Llc | 09-30-2021 | Pfd Etf | 1,425,473 | Increased | 5.01 | 0.05 | 21,424,000.00 | 5.22 | 15.03 | Form 13 |
| Asset Management One Co., Ltd. | 09-30-2021 | Pfd Etf | 213,452 | Decreased | -3.58 | 0.01 | 3,208,000.00 | -5.40 | 15.03 | Form 13 |
| Gw Henssler & Associates Ltd | 09-30-2021 | Pfd Etf | 13,200 | Maintained | 0.00 | 0.01 | 198,000.00 | -1.98 | 15.00 | Form 13 |
| Raymond James & Associates | 09-30-2021 | Pfd Etf | 697,574 | Increased | 8.32 | 0.01 | 10,485,000.00 | 6.27 | 15.03 | Form 13 |
| Signature Securities Group Corporation | 09-30-2021 | Pfd Etf | 10,340 | New! | 0.00 | 0.05 | 155,000.00 | 0.00 | 14.99 | Form 13 |
| Cutter & Co Brokerage, Inc. | 09-30-2021 | Com | 33,594 | Decreased | -2.72 | 0.12 | 505,000.00 | -4.54 | 15.03 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 09-30-2021 | Fd Tr Ii Pfd Etf | 2,014,231 | Increased | 14.59 | 9.99 | 30,274,000.00 | 12.43 | 15.03 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 09-30-2021 | Pfd Etf | 4,514 | Increased | 0.65 | 0.00 | 68,000.00 | -1.45 | 15.06 | Form 13 |
| Benjamin Edwards Inc | 09-30-2021 | Pfd Etf | 28,912 | Increased | 58.47 | 0.26 | 435,000.00 | 55.91 | 15.05 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 09-30-2021 | Pfd Etf | 1,512,273 | Increased | 15.77 | 0.05 | 22,730,000.00 | 13.58 | 15.03 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allworth Financial Lp | 09-30-2021 | Pfd Etf | 1,214,621 | Increased | 3816.11 | 0.30 | 18,256,000.00 | 3,743.37 | 15.03 | Form 13 |
| Nelson, Van Denburg & Campbell Wealth Management Group, Llc | 09-30-2021 | Etf | 500 | Maintained | 0.00 | 0.00 | 7,000.00 | 0.00 | 14.00 | Form 13 |
| Ironwood Financial, Llc | 09-30-2021 | Pfd Etf | 2,380 | Maintained | 0.00 | 0.01 | 36,000.00 | 0.00 | 15.13 | Form 13 |
| Alphastar Capital Management, Llc | 09-30-2021 | Pfd Etf | 124,637 | Increased | 14.96 | 0.13 | 1,877,000.00 | 13.00 | 15.06 | Form 13 |
| Parallel Advisors, Llc | 09-30-2021 | Etf | 4,861 | Increased | 36.51 | 0.00 | 73,000.00 | 32.73 | 15.02 | Form 13 |
| Valeo Financial Advisors, Llc | 09-30-2021 | Etf | 43,491 | Increased | 30.28 | 0.04 | 654,000.00 | 27.98 | 15.04 | Form 13 |
| Cnb Bank | 09-30-2021 | Pfd Etf | 2,078 | Increased | 6.84 | 0.02 | 31,000.00 | 3.33 | 14.92 | Form 13 |
| Hhm Wealth Advisors, Llc | 09-30-2021 | Pfd Etf | 2,773 | Maintained | 0.00 | 0.01 | 42,000.00 | 0.00 | 15.15 | Form 13 |
| Sierra Capital Llc | 09-30-2021 | Etf | 13,300 | New! | 0.00 | 0.03 | 201,000.00 | 0.00 | 15.11 | Form 13 |
| Capital Wealth Alliance, Llc | 09-30-2021 | Pfd Etf | 58,832 | Increased | 32.08 | 0.54 | 886,000.00 | 33.03 | 15.06 | Form 13 |
| Clearview Wealth Advisors Llc | 09-30-2021 | Etf | 16,876 | Decreased | -1.88 | 0.16 | 254,000.00 | -3.79 | 15.05 | Form 13 |
| Lee Financial Group Hawaii, Inc. | 09-30-2021 | Pfd Etf | 44,760 | Increased | 21.42 | 0.49 | 673,000.00 | 19.12 | 15.04 | Form 13 |
| Duncker Streett & Co Inc | 09-30-2021 | Pfd Etf | 5,700 | Maintained | 0.00 | 0.02 | 86,000.00 | -1.15 | 15.09 | Form 13 |
| Brookstone Capital Management | 09-30-2021 | Pfd Etf | 17,534 | Decreased | -82.63 | 0.00 | 264,000.00 | -82.90 | 15.06 | Form 13 |
| Lakeview Capital Partners, Llc | 09-30-2021 | Pfd Etf | 6,232 | Maintained | 0.00 | 0.04 | 94,000.00 | -1.05 | 15.08 | Form 13 |
| Roble, Belko & Company, Inc | 09-30-2021 | Etf | 597 | Maintained | 0.00 | 0.00 | 9,000.00 | 0.00 | 15.08 | Form 13 |
| Strategiq Financial Group, Llc | 09-30-2021 | Pfd Etf | 59,711 | Increased | 6.30 | 0.18 | 897,000.00 | 4.18 | 15.02 | Form 13 |
| Sheaff Brock Investment Advisors, Llc | 09-30-2021 | Pfd Etf | 27,600 | Decreased | -14.16 | 0.03 | 415,000.00 | -13.90 | 15.04 | Form 13 |
| Clearwater Capital Advisors, Llc | 09-30-2021 | Pfd Etf | 220,719 | Decreased | -1.02 | 0.38 | 3,317,000.00 | -2.90 | 15.03 | Form 13 |
| Kovack Advisors, Inc. | 09-30-2021 | Etf | 83,982 | Increased | 13.65 | 0.14 | 1,262,000.00 | 11.48 | 15.03 | Form 13 |
| Front Row Advisors Llc | 09-30-2021 | Etf | 1,000 | Maintained | 0.00 | 0.01 | 15,000.00 | 0.00 | 15.00 | Form 13 |
| Moneco Advisors, Llc | 09-30-2021 | Pfd Etf | 11,821 | Decreased | -29.65 | 0.07 | 178,000.00 | -30.74 | 15.06 | Form 13 |
| Wealth Advisory Solutions, Llc | 09-30-2021 | Pfd Etf | 60,535 | Increased | 0.25 | 0.20 | 910,000.00 | -1.62 | 15.03 | Form 13 |
| Bluesphere Advisors, Llc | 09-30-2021 | Pfd Etf | 11,242 | Decreased | -68.75 | 0.16 | 169,000.00 | -69.16 | 15.03 | Form 13 |
| Herold Advisors, Inc. | 09-30-2021 | Pfd Etf | 1,328 | New! | 0.00 | 0.01 | 19,000.00 | 0.00 | 14.31 | Form 13 |
| Wilbanks Smith & Thomas Asset Management Llc | 09-30-2021 | Pfd Etf | 438,943 | Increased | 6.08 | 0.26 | 6,597,000.00 | 4.07 | 15.03 | Form 13 |
| Rathbone Brothers Plc | 09-30-2021 | Com | 11,000 | Maintained | 0.00 | 0.00 | 165,000.00 | -2.37 | 15.00 | Form 13 |
| Barnett & Company, Inc. | 09-30-2021 | Pfd Etf | 12,250 | Decreased | -16.67 | 0.14 | 184,000.00 | -18.22 | 15.02 | Form 13 |
| Tctc Holdings, Llc | 09-30-2021 | Pfd Etf | 2,775 | Maintained | 0.00 | 0.00 | 42,000.00 | -2.33 | 15.14 | Form 13 |
| Exencial Wealth Advisors, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sowell Financial Services Llc | 09-30-2021 | Etf | 45,565 | Increased | 10.47 | 0.05 | 685,000.00 | 8.39 | 15.03 | Form 13 |
| Cypress Capital Management Llc (wy) | 09-30-2021 | Pfd Portfolio | 2,000 | Maintained | 0.00 | 0.02 | 30,000.00 | -3.23 | 15.00 | Form 13 |
| Financial Advocates Investment Management | 09-30-2021 | Pfd Etf | 10,044 | Decreased | -9.40 | 0.01 | 151,000.00 | -10.65 | 15.03 | Form 13 |
| Private Portfolio Partners Llc | 09-30-2021 | Pfd Etf | 27,403 | Decreased | -5.90 | 0.12 | 412,000.00 | -7.62 | 15.03 | Form 13 |
| Transcend Wealth Collective, Llc | 09-30-2021 | Etf | 84,007 | Decreased | -8.48 | 0.11 | 1,265,000.00 | -10.03 | 15.06 | Form 13 |
| Heron Financial Group, Llc | 09-30-2021 | Pfd Etf | 434,056 | Increased | 18.83 | 3.63 | 6,524,000.00 | 18.99 | 15.03 | Form 13 |
| Accel Wealth Management | 09-30-2021 | Pfd Etf | 115,233 | Increased | 13.26 | 1.12 | 1,732,000.00 | 11.10 | 15.03 | Form 13 |
| Strategic Asset Management, Llc | 09-30-2021 | Pfd Etf | 800 | New! | 0.00 | 0.02 | 12,000.00 | 0.00 | 15.00 | Form 13 |
| Independent Wealth Network Inc. | 09-30-2021 | Pfd Etf | 55,729 | New! | 0.00 | 0.55 | 840,000.00 | 0.00 | 15.07 | Form 13 |
| Cullen/frost Bankers, Inc. | 09-30-2021 | Domestic Taxable Invt Grade-etf | 87,954 | Decreased | -0.35 | 0.03 | 1,322,000.00 | -2.22 | 15.03 | Form 13 |
| Mufg Americas Holdings Corp | 09-30-2021 | Pfd Etf | 18,890 | Increased | 3.38 | 0.00 | 284,000.00 | 1.43 | 15.03 | Form 13 |
| Alphamark Advisors, Llc | 09-30-2021 | Etf | 105,210 | Increased | 3.64 | 0.57 | 1,581,000.00 | 1.67 | 15.03 | Form 13 |
| Sandy Spring Bank | 09-30-2021 | Pfd Etf | 72 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 13.89 | Form 13 |
| Baystate Wealth Management Llc | 09-30-2021 | Etf | 241 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 16.60 | Form 13 |
| Regal Investment Advisors Llc | 09-30-2021 | Pfd Etf | 56,633 | Increased | 5.43 | 0.08 | 851,000.00 | 3.40 | 15.03 | Form 13 |
| Advisory Services Network, Llc | 09-30-2021 | Etf | 39,429 | Increased | 116.37 | 0.02 | 593,000.00 | 112.54 | 15.04 | Form 13 |
| Srs Capital Advisors, Inc. | 09-30-2021 | Pfd Etf | 301,160 | Decreased | -11.21 | 0.62 | 4,526,000.00 | -12.91 | 15.03 | Form 13 |
| Moors & Cabot, Inc. | 09-30-2021 | Pfd Etf | 69,895 | Increased | 304.77 | 0.87 | 11,824,000.00 | 4,361.89 | 169.17 | Form 13 |
| Insight Wealth Partners, Llc | 09-30-2021 | Pfd Etf | 22,278 | Maintained | 0.00 | 0.18 | 335,000.00 | -1.76 | 15.04 | Form 13 |
| Advisor Group Holdings, Inc. | 09-30-2021 | Pfd Etf | 2,927,679 | Increased | 1.21 | 0.10 | 44,003,000.00 | -0.70 | 135.25 | Form 13 |
| Resources Investment Advisors, Llc. | 09-30-2021 | Pfd Etf | 109,363 | Decreased | -20.49 | 9.99 | 1,643,000.00 | -22.02 | 30.04 | Form 13 |
| Pfg Advisors | 09-30-2021 | Pfd Etf | 54,216 | Decreased | -1.80 | 0.09 | 815,000.00 | -3.66 | 15.03 | Form 13 |
| Bellevue Asset Management, Llc | 09-30-2021 | Pfd Etf | 9,096 | Increased | 0.03 | 0.08 | 137,000.00 | -1.44 | 15.06 | Form 13 |
| Proquility Private Wealth Partners, Llc | 09-30-2021 | Pfd Etf | 36,637 | Increased | 18.25 | 0.21 | 551,000.00 | 16.00 | 15.04 | Form 13 |
| Lincoln National Corp | 09-30-2021 | Pfd Etf | 47,554 | Increased | 47.59 | 0.02 | 714,000.00 | 44.83 | 30.02 | Form 13 |
| Pnc Financial Services Group, Inc. | 09-30-2021 | Pfd Etf | 112,682 | Increased | 0.17 | 0.00 | 1,695,000.00 | -1.63 | 60.33 | Form 13 |
| Calton & Associates, Inc. | 09-30-2021 | Pfd Etf | 115,612 | Increased | 82.30 | 0.38 | 1,737,000.00 | 82.65 | 15.02 | Form 13 |
| Shufro Rose & Co Llc | 09-30-2021 | Pfd Etf | 43,309 | Increased | 44.00 | 0.05 | 651,000.00 | 41.21 | 15.03 | Form 13 |
| Avalon Investment & Advisory | 09-30-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Texas Yale Capital Corp. | 09-30-2021 | Pfd Etf | 551,334 | New! | 0.00 | 0.47 | 8,287,000.00 | 0.00 | 15.03 | Form 13 |
| Brinker Capital Investments, Llc | 09-30-2021 | Pfd Etf | 137,670 | Maintained | 0.00 | 0.03 | 2,109,000.00 | 0.00 | 15.32 | Form 13 |
| Cim, Llc | 09-30-2021 | Pfd Etf | 17,225 | Maintained | 0.00 | 0.04 | 261,000.00 | -0.76 | 15.15 | Form 13 |
| Aft, Forsyth & Company, Inc. | 09-30-2021 | Etf | 23,625 | Maintained | 0.00 | 0.19 | 355,000.00 | -1.93 | 15.03 | Form 13 |
| Newsquare Capital Llc | 09-30-2021 | Etf | 67,174 | Increased | 29.66 | 0.12 | 1,010,000.00 | 27.20 | 15.04 | Form 13 |
| Madrona Financial Services, Llc | 09-30-2021 | Pfd Etf | 34,158 | Increased | 50.03 | 0.24 | 513,000.00 | 46.99 | 15.02 | Form 13 |
| Perennial Advisors, Llc | 09-30-2021 | Pfd Etf | 513,069 | Increased | 7.73 | 2.27 | 7,711,000.00 | 5.69 | 15.03 | Form 13 |
| Mainstreet Investment Advisors Llc | 09-30-2021 | Pfd Etf | 16,890 | New! | 0.00 | 0.02 | 254,000.00 | 0.00 | 15.04 | Form 13 |
| Trustcore Financial Services, Llc | 09-30-2021 | Pfd Etf | 21,372 | Increased | 9.21 | 0.03 | 321,000.00 | 7.00 | 15.02 | Form 13 |
| Princeton Global Asset Management Llc | 09-30-2021 | Etf | 26,758 | Increased | 6556.22 | 0.12 | 402,000.00 | 0.00 | 15.02 | Form 13 |
| Aurora Private Wealth, Inc. | 09-30-2021 | Pfd Etf | 25,004 | Increased | 14.17 | 0.18 | 376,000.00 | 11.90 | 15.04 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 09-30-2021 | Common Stock | 60,515 | Decreased | -3.02 | 0.45 | 912,000.00 | -4.70 | 15.07 | Form 13 |
| Synovus Financial Corp | 09-30-2021 | Pfd Etf | 16,718 | Increased | 0.55 | 0.00 | 251,000.00 | 0.80 | 30.02 | Form 13 |
| Continuum Advisory, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Meeder Asset Management Inc | 09-30-2021 | Pfd Etf | 91,408 | Increased | 22.33 | 0.07 | 1,374,000.00 | 20.00 | 15.03 | Form 13 |
| Montag A & Associates Inc | 09-30-2021 | Pfd Etf | 1,344 | Maintained | 0.00 | 0.00 | 20,000.00 | -4.76 | 14.88 | Form 13 |
| Commerce Bank | 09-30-2021 | Pfd Etf | 103,222 | Increased | 0.68 | 0.01 | 1,552,000.00 | -1.21 | 30.35 | Form 13 |
| Gould Asset Management Llc /ca/ | 09-30-2021 | Pfd Etf | 78,443 | Increased | 0.50 | 0.36 | 1,179,000.00 | -1.42 | 15.03 | Form 13 |
| Spectrum Asset Management, Inc. | 09-30-2021 | Pfd Etf | 528,243 | Decreased | -1.33 | 9.99 | 7,939,000.00 | -3.21 | 15.03 | Form 13 |
| Coastline Trust Co | 09-30-2021 | Other | 290,940 | Increased | 14.52 | 0.54 | 4,373,000.00 | 12.36 | 15.03 | Form 13 |
| Blackrock Inc. | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Carlton Hofferkamp & Jenks Wealth Management, Llc | 09-30-2021 | Pfd Etf | 19,720 | Maintained | 0.00 | 0.12 | 299,000.00 | -0.33 | 15.16 | Form 13 |
| Advisory Alpha, Llc | 09-30-2021 | Pfd Etf | 2,373,432 | Increased | 22.23 | 2.56 | 35,674,000.00 | 19.92 | 15.03 | Form 13 |
| Checchi Capital Advisers, Llc | 09-30-2021 | Pfd Etf | 617,995 | Increased | 7.65 | 0.92 | 9,288,000.00 | 5.61 | 15.03 | Form 13 |
| Private Ocean, Llc | 09-30-2021 | Etf | 4,027 | Maintained | 0.00 | 0.01 | 61,000.00 | -1.61 | 15.15 | Form 13 |
| Bdo Wealth Advisors, Llc | 09-30-2021 | Pfd Etf | 16,000 | Maintained | 0.00 | 0.03 | 240,000.00 | -2.04 | 15.00 | Form 13 |
| 55i, Llc | 09-30-2021 | Pfd Etf | 21,332 | Decreased | -25.19 | 0.01 | 321,000.00 | -26.54 | 15.05 | Form 13 |
| We Are One Seven, Llc | 09-30-2021 | Pfd Etf | 16,752 | Decreased | -6.10 | 0.03 | 253,000.00 | -7.33 | 15.10 | Form 13 |
| Geneos Wealth Management Inc. | 09-30-2021 | Pfd Etf | 111,199 | Increased | 8.98 | 0.06 | 1,671,000.00 | 6.91 | 15.03 | Form 13 |
| Inscription Capital, Llc | 09-30-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Atticus Wealth Management, Llc | 09-30-2021 | Pfd Etf | 384,343 | Maintained | 0.00 | 2.53 | 5,776,000.00 | 0.00 | 30.00 | Form 13 |
| Tempus Wealth Planning, Llc | 09-30-2021 | Pfd Etf | 16,240 | Maintained | 0.00 | 0.14 | 244,000.00 | -2.01 | 15.02 | Form 13 |
| Disciplined Investments, Llc | 09-30-2021 | Etf | 8 | Decreased | -99.76 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Concord Wealth Partners | 09-30-2021 | Pfd Etf | 348 | Decreased | -48.37 | 0.00 | 5,000.00 | -50.00 | 14.37 | Form 13 |
| Milestone Advisory Partners | 09-30-2021 | Pfd Etf | 27,590 | Maintained | 0.00 | 0.24 | 415,000.00 | -1.89 | 15.04 | Form 13 |
| Jtc Employer Solutions Trustee Ltd | 09-30-2021 | Pfd Etf | 7,234 | Maintained | 0.00 | 0.01 | 109,000.00 | -1.80 | 15.07 | Form 13 |
| Barclays Plc | 09-30-2021 | Fund | 564,613 | New! | 0.00 | 0.00 | 8,486,000.00 | 0.00 | 15.03 | Form 13 |
| Concourse Financial Group Securities, Inc. | 09-30-2021 | Pfd Etf | 84,317 | Decreased | -2.89 | 0.08 | 1,267,000.00 | -4.74 | 15.03 | Form 13 |
| Dubuque Bank & Trust Co | 09-30-2021 | Pfd Etf | 13,410 | Maintained | 0.00 | 0.02 | 202,000.00 | -1.46 | 15.06 | Form 13 |
| Compton Capital Management Inc /ri | 09-30-2021 | Pfd Etf | 371,948 | Decreased | -1.20 | 1.64 | 5,590,000.00 | -3.07 | 15.03 | Form 13 |
| White Pine Capital Llc | 09-30-2021 | Pfd | 48,035 | Decreased | -2.54 | 0.22 | 722,000.00 | -3.86 | 15.03 | Form 13 |
| Essex Financial Services, Inc. | 09-30-2021 | Etf | 11,330 | Maintained | 0.00 | 0.02 | 170,000.00 | -2.30 | 15.00 | Form 13 |
| Indexiq Advisors Llc | 09-30-2021 | Pfd Etf | 401,854 | Increased | 81.63 | 0.20 | 6,040,000.00 | 78.17 | 30.06 | Form 13 |
| Avidian Wealth Solutions, Llc | 09-30-2021 | Pfd Etf | 23,276 | Increased | 21.53 | 0.03 | 350,000.00 | 19.45 | 15.04 | Form 13 |
| Argi Investment Services, Llc | 09-30-2021 | Pfd Etf | 20,725 | Increased | 0.90 | 0.01 | 311,000.00 | -1.27 | 15.01 | Form 13 |
| Creative Planning | 09-30-2021 | Pfd Etf | 878,433 | Increased | 762.47 | 0.02 | 13,203,000.00 | 746.35 | 15.03 | Form 13 |
| Oxbow Advisors, Llc | 09-30-2021 | Com | 45,851 | Decreased | -5.16 | 0.07 | 689,000.00 | -7.02 | 15.03 | Form 13 |
| Orion Portfolio Solutions, Llc | 09-30-2021 | Pfd Etf | 350,878 | Decreased | -2.17 | 0.19 | 5,274,000.00 | -4.00 | 15.03 | Form 13 |
| Heritage Wealth Management, Llc | 09-30-2021 | Pfd Etf | 13,000 | New! | 0.00 | 0.07 | 195,000.00 | 0.00 | 15.00 | Form 13 |
| Db Wealth Management Group, Llc | 09-30-2021 | Mf Closed And Mf Open | 25,793 | Decreased | -17.70 | 0.25 | 388,000.00 | -19.17 | 15.04 | Form 13 |
| Oak Family Advisors, Llc | 09-30-2021 | Etf | 15,250 | Decreased | -60.23 | 0.08 | 229,000.00 | -61.05 | 15.02 | Form 13 |
| Tranquilli Financial Advisor Llc | 09-30-2021 | Pfd Etf | 97,519 | Increased | 0.72 | 1.10 | 1,466,000.00 | -1.15 | 15.03 | Form 13 |
| King Luther Capital Management Corp | 09-30-2021 | Pfd Etf | 22,217 | New! | 0.00 | 0.00 | 334,000.00 | 0.00 | 15.03 | Form 13 |
| Us Bancorp \de\ | 09-30-2021 | Other | 7,090 | Decreased | -42.42 | 0.00 | 107,000.00 | -43.09 | 31.63 | Form 13 |
| Valley National Advisers Inc | 09-30-2021 | Pfd Etf | 92 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 10.87 | Form 13 |
| Citigroup Inc | 09-30-2021 | Pfd Etf | 5,084 | Decreased | -79.41 | 0.00 | 76,000.00 | -79.89 | 14.95 | Form 13 |
| Mercer Global Advisors Inc /adv | 09-30-2021 | Ii Pfd Etf | 598,852 | Increased | 4.86 | 0.06 | 9,001,000.00 | 2.87 | 15.03 | Form 13 |
| Goldman Sachs Group Inc | 09-30-2021 | Cmn | 221,129 | Increased | 23.42 | 0.00 | 3,324,000.00 | 21.09 | 15.03 | Form 13 |
| Prudential Plc | 09-30-2021 | Pfd Etf | 40,000 | Maintained | 0.00 | 0.01 | 601,000.00 | -1.96 | 15.03 | Form 13 |
| Quest Investment Management Llc | 09-30-2021 | Pfd | 14,140 | Maintained | 0.00 | 0.02 | 213,000.00 | -1.84 | 15.06 | Form 13 |
| Renaissance Technologies Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bessemer Group Inc | 09-30-2021 | Sc | 8,803,221 | Increased | 5.55 | 0.28 | 132,312,000.00 | 3.55 | 15.03 | Form 13 |
| Mcmillion Capital Management Inc | 09-30-2021 | Etf | 29,398 | Decreased | -23.28 | 0.26 | 442,000.00 | -24.70 | 15.04 | Form 13 |
| Massmutual Trust Co Fsb/adv | 09-30-2021 | Exchange Traded Fund | 47,713 | Increased | 10.77 | 0.03 | 717,000.00 | 8.64 | 15.03 | Form 13 |
| Kcm Investment Advisors Llc | 09-30-2021 | Pfd Etf | 1,361,447 | Increased | 3.87 | 0.81 | 20,463,000.00 | 1.91 | 15.03 | Form 13 |
| Nations Financial Group Inc, /ia/ /adv | 09-30-2021 | Etf | 24,027 | Increased | 23.45 | 0.05 | 361,000.00 | 21.14 | 15.02 | Form 13 |
| Shepherd Kaplan Krochuk, Llc | 09-30-2021 | Pfd Etf | 270,854 | Decreased | -3.42 | 1.49 | 4,071,000.00 | -5.24 | 15.03 | Form 13 |
| Natixis | 09-30-2021 | Pfd Etf | 49,700 | Increased | 0.87 | 0.00 | 747,000.00 | -1.06 | 15.03 | Form 13 |
| Advisors Asset Management, Inc. | 09-30-2021 | Pfd Etf | 3,491 | Decreased | -6.18 | 0.00 | 52,000.00 | -8.77 | 14.90 | Form 13 |
| Cibc Private Wealth Group, Llc | 09-30-2021 | Com | 312,218 | Increased | 0.07 | 0.01 | 4,693,000.00 | 0.26 | 15.03 | Form 13 |
| Royal Bank Of Canada | 09-30-2021 | Pfd Etf | 11,511,405 | Decreased | -9.30 | 0.05 | 173,018,000.00 | -11.02 | 165.39 | Form 13 |
| Enterprise Financial Services Corp | 09-30-2021 | Other | 12 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ameritas Investment Partners, Inc. | 09-30-2021 | Etf | 1,132 | Decreased | -21.33 | 0.00 | 17,000.00 | -22.73 | 15.02 | Form 13 |
| Eaton Vance Management | 09-30-2021 | Mutual Fund | 601 | Maintained | 0.00 | 0.00 | 9,000.00 | 0.00 | 14.98 | Form 13 |
| D.a. Davidson & Co. | 09-30-2021 | Pfd Etf | 55,906 | Increased | 1.37 | 0.01 | 840,000.00 | -0.59 | 15.03 | Form 13 |
| Pin Oak Investment Advisors Inc | 09-30-2021 | Etf | 100 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 20.00 | Form 13 |
| Prudential Financial Inc | 09-30-2021 | Pfd Etf | 1,058,156 | Decreased | -13.68 | 0.02 | 16,116,000.00 | -14.18 | 30.46 | Form 13 |
| Northern Oak Wealth Management Inc | 09-30-2021 | Pfd Etf | 37,900 | Maintained | 0.00 | 0.07 | 570,000.00 | -1.89 | 15.04 | Form 13 |
| Northwestern Mutual Wealth Management Co | 09-30-2021 | Pfd Etf | 229,037 | Increased | 11.92 | 0.01 | 3,442,000.00 | 9.76 | 15.03 | Form 13 |
| Bluefin Capital Management, Llc | 09-30-2021 | Pfd Etf | 57,181 | New! | 0.00 | 0.09 | 859,000.00 | 0.00 | 15.02 | Form 13 |
| Guggenheim Capital Llc | 09-30-2021 | Pfd Etf | 68,882 | Increased | 3.18 | 0.01 | 1,035,000.00 | 1.17 | 15.03 | Form 13 |
| Founders Financial Securities Llc | 09-30-2021 | Pfd Etf | 37,180 | Maintained | 0.00 | 0.11 | 559,000.00 | 0.00 | 15.03 | Form 13 |
| Clark Capital Management Group, Inc. | 09-30-2021 | Pfd Etf | 443,692 | Increased | 0.58 | 0.09 | 6,669,000.00 | -1.32 | 15.03 | Form 13 |
| Mariner, Llc | 09-30-2021 | Pfd Etf | 100,031 | Increased | 260.86 | 0.01 | 1,503,000.00 | 253.65 | 15.03 | Form 13 |
| Hbk Sorce Advisory Llc | 09-30-2021 | Pfd Etf | 257,702 | Decreased | -3.41 | 0.21 | 3,873,000.00 | -5.24 | 15.03 | Form 13 |
| Citadel Advisors Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citadel Advisors Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Baker Avenue Asset Management, Lp | 09-30-2021 | Etf | 147,738 | Increased | 262.90 | 0.13 | 2,220,000.00 | 263.93 | 15.03 | Form 13 |
| Susquehanna International Group, Llp | 09-30-2021 | Pfd Etf | 35,295 | Increased | 34.60 | 0.00 | 530,000.00 | 31.84 | 15.02 | Form 13 |
| Verition Fund Management Llc | 09-30-2021 | Pfd Etf | 10,400 | New! | 0.00 | 0.00 | 156,000.00 | 0.00 | 15.00 | Form 13 |
| Appleton Group, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| United Capital Financial Advisers, Llc | 09-30-2021 | Exchange Traded Fund | 52,169 | Increased | 11.48 | 0.00 | 784,000.00 | 9.34 | 15.03 | Form 13 |
| Brown Brothers Harriman & Co | 09-30-2021 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Highlander Capital Management, Llc | 09-30-2021 | Equities | 9,818 | Maintained | 0.00 | 0.06 | 148,000.00 | -1.33 | 15.07 | Form 13 |
| Tower Research Capital Llc (trc) | 09-30-2021 | Pfd Etf | 186 | Maintained | 0.00 | 0.00 | 3,000.00 | 0.00 | 16.13 | Form 13 |
| Horizon Investments, Llc | 09-30-2021 | Com | 2,363,550 | Decreased | -2.91 | 0.93 | 35,382,000.00 | -4.75 | 14.97 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 09-30-2021 | Pfd Etf | 12,740 | Maintained | 0.00 | 0.00 | 191,000.00 | -2.05 | 14.99 | Form 13 |
| Balentine Llc | 09-30-2021 | Pfd Etf | 16 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Horizon Advisors, Inc. | 09-30-2021 | Common Stock | 49,904 | Increased | 2897.24 | 0.04 | 749,000.00 | 202.02 | 28.91 | Form 13 |
| Blue Edge Capital, Llc | 09-30-2021 | Com | 341,498 | Increased | 1.96 | 1.07 | 5,132,715,000.00 | 0.03 | 15,030.00 | Form 13 |
| Stonebridge Capital Advisors Llc | 09-30-2021 | Etf | 299 | Maintained | 0.00 | 0.00 | 4,000.00 | -20.00 | 13.38 | Form 13 |
| Arete Wealth Advisors, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 09-30-2021 | Pfd Etf | 6,509,854 | Decreased | -3.39 | 0.03 | 97,843,000.00 | -5.22 | 45.08 | Form 13 |
| Sunbelt Securities, Inc. | 09-30-2021 | Pfd Etf | 208,437 | Maintained | 0.00 | 0.57 | 3,175,000.00 | 0.00 | 15.23 | Form 13 |
| Greytown Advisors Inc. | 09-30-2021 | Pfd Etf | 16,500 | New! | 0.00 | 0.11 | 248,000.00 | 0.00 | 15.03 | Form 13 |
| Wealthcare Advisory Partners Llc | 09-30-2021 | Equity | 53,117 | Decreased | -1.87 | 0.05 | 798,000.00 | -1.72 | 15.02 | Form 13 |
| Jacobi Capital Management Llc | 09-30-2021 | Pfd Etf | 4,916 | Increased | 85.09 | 0.01 | 74,000.00 | 80.49 | 15.05 | Form 13 |
| Mutual Advisors, Llc | 09-30-2021 | Pfd Etf | 160,747 | Increased | 7.23 | 0.14 | 2,416,000.00 | 5.18 | 15.03 | Form 13 |
| Iht Wealth Management, Llc | 09-30-2021 | Pfd Etf | 21,873 | Decreased | -48.58 | 0.03 | 329,000.00 | -48.43 | 15.04 | Form 13 |
| Pacific Center For Financial Services | 09-30-2021 | Pfd Etf | 2 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Belpointe Asset Management Llc | 09-30-2021 | Pfd Etf | 14,786 | Decreased | -20.62 | 0.02 | 223,000.00 | -21.75 | 15.08 | Form 13 |
| Claraphi Advisory Network, Llc | 09-30-2021 | Pfd Etf | 30,889 | Decreased | -5.55 | 0.16 | 464,000.00 | -5.50 | 15.02 | Form 13 |
| Wagner Wealth Management, Llc | 09-30-2021 | Pfd Etf | 6,750 | Decreased | -9.03 | 0.08 | 102,000.00 | -10.53 | 15.11 | Form 13 |
| Certified Advisory Corp | 09-30-2021 | Etf | 57,662 | Increased | 588.09 | 0.21 | 867,000.00 | 634.75 | 15.04 | Form 13 |
| Integrated Wealth Concepts Llc | 09-30-2021 | Mf Closed And Mf Open | 288,271 | Increased | 8.37 | 0.14 | 4,333,000.00 | 6.33 | 15.03 | Form 13 |
| Kc Investment Advisors, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Graves-light Private Wealth Management, Inc. | 09-30-2021 | Etf | 6,921 | Maintained | 0.00 | 0.02 | 104,000.00 | -1.89 | 15.03 | Form 13 |
| Cresset Asset Management, Llc | 09-30-2021 | Pfd Etf | 1,022,496 | Increased | 2808.78 | 0.21 | 15,367,000.00 | 2,751.02 | 15.03 | Form 13 |
| Paradigm Financial Partners, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cary Street Partners Investment Advisory Llc | 09-30-2021 | Etf | 59,545 | Increased | 56.28 | 0.29 | 895,000.00 | 54.04 | 15.03 | Form 13 |
| Aspire Private Capital, Llc | 09-30-2021 | Pfd Etf | 526 | Maintained | 0.00 | 0.00 | 8,000.00 | 0.00 | 15.21 | Form 13 |
| Pacitti Group Inc. | 09-30-2021 | Pfd Etf | 3,580 | Maintained | 0.00 | 0.03 | 54,000.00 | 0.00 | 15.08 | Form 13 |
| Lion Street Advisors, Llc | 09-30-2021 | Pfd Etf | 37,993 | New! | 0.00 | 0.31 | 571,000.00 | 0.00 | 15.03 | Form 13 |
| Carolinas Wealth Consulting Llc | 09-30-2021 | Pfd Etf | 11,924 | Increased | 0.08 | 0.04 | 179,000.00 | -2.19 | 15.01 | Form 13 |
| Walled Lake Planning & Wealth Management, Llc | 09-30-2021 | Etf | 10,125 | Maintained | 0.00 | 0.09 | 152,000.00 | -1.94 | 15.01 | Form 13 |
| Founders Financial Alliance, Llc | 09-30-2021 | Pfd Etf | 9,223 | Increased | 25.38 | 0.07 | 139,000.00 | 27.52 | 15.07 | Form 13 |
| Csm Advisors, Llc | 09-30-2021 | Pfd Etf | 41,700 | New! | 0.00 | 0.05 | 627,000.00 | 0.00 | 15.04 | Form 13 |
| Thrivent Financial For Lutherans | 09-30-2021 | Pfd Etf | 361,571 | Increased | 145.37 | 0.01 | 5,435,000.00 | 140.81 | 30.06 | Form 13 |
| Fmr Llc | 09-30-2021 | Pfd Etf | 12,469 | Increased | 461.92 | 0.00 | 187,000.00 | 450.00 | 15.00 | Form 13 |
| Pfs Investments Inc. | 09-30-2021 | Etf - E | 1,842,415 | Increased | 5.25 | 0.58 | 27,913,000.00 | 3.89 | 15.15 | Form 13 |
| Mml Investors Services, Llc | 09-30-2021 | Pfd Etf | 1,215,757 | Increased | 4.80 | 0.15 | 18,273,000.00 | 2.81 | 15.03 | Form 13 |
| Bank Of America Corp /de/ | 09-30-2021 | Pfd Etf | 52,443,593 | Increased | 5.15 | 0.08 | 788,227,000.00 | 3.16 | 60.14 | Form 13 |
| Stifel Financial Corp | 09-30-2021 | Pfd Etf | 1,043,337 | Increased | 5.05 | 0.02 | 15,681,000.00 | 3.05 | 45.10 | Form 13 |
| Wells Fargo & Company/mn | 09-30-2021 | Pfd Etf | 21,783,490 | Decreased | -7.10 | 0.08 | 327,407,000.00 | -6.92 | 60.12 | Form 13 |
| Northern Trust Corp | 09-30-2021 | Com | 62,125 | Increased | 3.62 | 0.00 | 934,000.00 | 1.63 | 15.03 | Form 13 |
| Harbour Investments, Inc. | 09-30-2021 | Pfd Etf | 981,986 | Increased | 16.84 | 0.47 | 14,759,000.00 | 17.07 | 15.03 | Form 13 |
| Ameriprise Financial Inc | 09-30-2021 | Com | 8,993,217 | Increased | 3.44 | 0.04 | 134,998,000.00 | 1.82 | 45.03 | Form 13 |
| Salem Investment Counselors Inc | 09-30-2021 | Pfd Etf | 17,262 | Increased | 29.19 | 0.01 | 259,000.00 | 26.34 | 15.00 | Form 13 |
| Morgan Stanley | 09-30-2021 | Pfd Etf | 14,125,447 | Increased | 5.62 | 0.03 | 212,306,000.00 | 3.62 | 30.06 | Form 13 |
| Invesco Ltd. | 09-30-2021 | Pfd Etf | 481,956 | Increased | 2.20 | 0.00 | 7,243,000.00 | 0.25 | 45.05 | Form 13 |
| Fayez Sarofim & Co | 09-30-2021 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Phocas Financial Corp. | 09-30-2021 | Pfd Etf | 33,030 | Maintained | 0.00 | 0.06 | 496,000.00 | 0.20 | 15.02 | Form 13 |
| National Asset Management, Inc. | 09-30-2021 | Pfd Etf | 228,790 | Decreased | -51.01 | 0.11 | 3,439,000.00 | -51.94 | 30.46 | Form 13 |
| Captrust Financial Advisors | 09-30-2021 | Etf | 84,006 | Increased | 12.91 | 0.01 | 1,263,000.00 | 13.17 | 15.03 | Form 13 |
| Cetera Advisors Llc | 09-30-2021 | Pfd Etf | 44,968 | Increased | 26.29 | 0.01 | 676,000.00 | 23.81 | 15.03 | Form 13 |
| Cetera Advisor Networks Llc | 09-30-2021 | Pfd Etf | 405,764 | Increased | 6.77 | 0.08 | 6,099,000.00 | 4.76 | 15.03 | Form 13 |
| Atria Investments Llc | 09-30-2021 | Pfd Etf | 305,643 | Increased | 19.30 | 0.08 | 4,594,000.00 | 17.04 | 15.03 | Form 13 |
| Jane Street Group, Llc | 09-30-2021 | Pfd Etf | 355,929 | New! | 0.00 | 0.00 | 5,350,000.00 | 0.00 | 15.03 | Form 13 |
| Fintrust Capital Advisors, Llc | 09-30-2021 | Pfd Etf | 293,634 | Decreased | -8.75 | 1.16 | 4,413,000.00 | -10.14 | 15.03 | Form 13 |
| Rehmann Capital Advisory Group | 09-30-2021 | Pfd Etf | 18,980 | Decreased | -0.38 | 0.03 | 285,282,000.00 | -2.26 | 15,030.66 | Form 13 |
| Cetera Investment Advisers | 09-30-2021 | Pfd Etf | 935,026 | Increased | 5.28 | 0.22 | 14,053,000.00 | 3.29 | 15.03 | Form 13 |
| Ambassador Advisors, Llc | 09-30-2021 | Pfd Etf | 590 | New! | 0.00 | 0.00 | 9,000.00 | 0.00 | 15.25 | Form 13 |
| Seacrest Wealth Management, Llc | 09-30-2021 | Pfd Etf | 31,233 | Decreased | -5.28 | 0.06 | 469,000.00 | -7.13 | 15.02 | Form 13 |
| Retirement Group, Llc | 09-30-2021 | Pfd Etf | 104,941 | Decreased | -9.65 | 0.73 | 1,577,000.00 | -11.35 | 15.03 | Form 13 |
| Principle Wealth Partners Llc | 09-30-2021 | Etf | 12,237 | Maintained | 0.00 | 0.02 | 184,000.00 | -1.60 | 15.04 | Form 13 |
| Advisor Resource Council | 09-30-2021 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mba Advisors Llc | 09-30-2021 | Etf | 24,935 | Increased | 51.72 | 0.28 | 375,000.00 | 51.82 | 15.04 | Form 13 |
| Charles Schwab Investment Management Inc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Colony Group Llc | 09-30-2021 | Etf | 109,408 | Decreased | -7.98 | 0.03 | 1,644,000.00 | -9.72 | 15.03 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 09-30-2021 | Pfd Etf | 51,635 | Decreased | -0.95 | 0.04 | 782,000.00 | -2.13 | 15.14 | Form 13 |
| Bank Of New York Mellon Corp | 09-30-2021 | Pfd | 33,940 | Increased | 18.82 | 0.00 | 510,000.00 | 16.70 | 30.01 | Form 13 |
| Wealthsource Partners, Llc | 09-30-2021 | Pfd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Legacy Wealth Planning, Llc | 09-30-2021 | Pfd Etf | 19,045 | Decreased | -17.81 | 0.32 | 286,000.00 | -19.21 | 15.02 | Form 13 |
| Comerica Bank | 09-30-2021 | Pre | 329,914 | Increased | 2.02 | 9.99 | 4,955,000.00 | 1.27 | 15.02 | Form 13 |
| Mcdonald Partners Llc | 09-30-2021 | Pfd Etf | 120,857 | Decreased | -20.37 | 0.43 | 1,816,000.00 | -20.39 | 15.03 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 09-30-2021 | Etf | 10,643 | Decreased | -18.09 | 0.03 | 160,000.00 | -19.60 | 15.03 | Form 13 |
