| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 4 | 14 | 11 | 15 | 19 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Raymond James Trust N.a. | 12-31-2020 | Etf / Closed En | 13,188 | New! | 0.00 | 0.02 | 507,000.00 | 0.00 | 38.44 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 1,107 | Maintained | 0.00 | 0.00 | 43,000.00 | 0.00 | 38.84 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 9,000 | Maintained | 0.00 | 0.05 | 346,000.00 | -2.26 | 38.44 | Form 13 |
| Professional Financial Advisors, Llc | 12-31-2020 | 1 30 Lader Tre | 737 | Maintained | 0.00 | 0.02 | 28,000.00 | 0.00 | 37.99 | Form 13 |
| Farmers & Merchants Investments Inc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End- | 11,156 | Decreased | -66.54 | 0.00 | 429,000.00 | -67.25 | 38.45 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 1,326 | Decreased | -97.63 | 0.00 | 52,000.00 | -97.63 | 39.22 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | 1 30 Lader Tre | 796 | New! | 0.00 | 0.00 | 31,000.00 | 0.00 | 38.94 | Form 13 |
| Winthrop Advisory Group Llc | 12-31-2020 | 1 30 Lader Tre | 13,472 | Decreased | -36.13 | 0.14 | 518,000.00 | -37.29 | 38.45 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 12-31-2020 | 1 30 Lader Tre | 10,137 | Decreased | -31.23 | 0.10 | 390,000.00 | -32.64 | 38.47 | Form 13 |
| Cwm, Llc | 12-31-2020 | 1 30 Lader Tre | 4,625 | Increased | 19.17 | 0.00 | 178,000.00 | 17.11 | 38.49 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 60,585 | Increased | 16.76 | 0.08 | 2,328,000.00 | 14.17 | 38.43 | Form 13 |
| First Heartland Consultants, Inc. | 12-31-2020 | 1 30 Lader Tre | 9,865 | Maintained | 0.00 | 0.06 | 379,000.00 | -2.32 | 38.42 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 12-31-2020 | 1 30 Lader Tre | 3,062 | Maintained | 0.00 | 0.08 | 118,000.00 | 0.00 | 38.54 | Form 13 |
| Harvest Investment Services, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Fund Management, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Barber Financial Group, Inc. | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Tre | 25,452 | Decreased | -70.61 | 5.72 | 978,000.00 | -71.26 | 38.43 | Form 13 |
| Steel Peak Wealth Management Llc | 12-31-2020 | 1 30 Lader Tre | 9,693 | New! | 0.00 | 0.03 | 373,000.00 | 0.00 | 38.48 | Form 13 |
| St Germain D J Co Inc | 12-31-2020 | Etf | 18,621 | Decreased | -0.27 | 0.05 | 716,000.00 | -2.45 | 38.45 | Form 13 |
| Blackrock Inc. | 12-31-2020 | 1 30 Lader Tre | 138 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 36.23 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | 1 30 Lader Tre | 12,468 | Decreased | -5.46 | 0.06 | 479,000.00 | -7.53 | 38.42 | Form 13 |
| Spotlight Asset Group, Inc. | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Founders Financial Securities Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | 1 30 Lader Tre | 12,393 | Decreased | -93.71 | 0.00 | 476,000.00 | -93.85 | 76.83 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | 1 30 Lader Tre | 64,694 | Decreased | -60.65 | 0.00 | 2,486,000.00 | -61.52 | 230.44 | Form 13 |
| Level Four Advisory Services, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | 1 30 Lader | 149,125 | Decreased | -3.48 | 0.00 | 5,731,000.00 | -5.77 | 115.37 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | 1 30 Lader Tre | 38,456 | Increased | 6.18 | 0.00 | 1,478,000.00 | 3.87 | 38.43 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 3,318 | Maintained | 0.00 | 0.00 | 128,000.00 | -1.54 | 38.58 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | 1 30 Lader Tre | 9,574 | Increased | 12.11 | 0.00 | 367,000.00 | 9.55 | 38.33 | Form 13 |
| Ameritas Investment Partners, Inc. | 12-31-2020 | Etf | 233 | Decreased | -14.65 | 0.00 | 8,000.00 | -20.00 | 34.33 | Form 13 |
| Raymond James & Associates | 12-31-2020 | 1 30 Lader Tre | 27,509 | Increased | 1.20 | 0.00 | 1,057,000.00 | -1.03 | 38.42 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | 1 30 Lader Tre | 106,148 | Decreased | -62.38 | 0.01 | 4,079,000.00 | -63.21 | 38.43 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | 1 30 Lader Tre | 6,475 | Decreased | -0.80 | 0.02 | 249,000.00 | -2.73 | 38.46 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | 1 30 Lader Tre | 51,293 | Increased | 51.70 | 0.13 | 1,957,000.00 | 47.25 | 38.15 | Form 13 |
| Mach-1 Financial Group, Inc. | 12-31-2020 | 1 30 Lader Tre | 358 | New! | 0.00 | 0.04 | 13,000.00 | 0.00 | 36.31 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | 1 30 Lader Tre | 114,138 | Decreased | -2.64 | 0.00 | 4,386,000.00 | -4.76 | 113.57 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | 1 30 Lader Tre | 64,213 | Increased | 25.66 | 0.00 | 2,468,000.00 | 22.91 | 38.43 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | 1 30 Lader Tre | 23,413 | Increased | 11.98 | 0.00 | 900,000.00 | 9.62 | 38.44 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 31,577 | Decreased | -43.85 | 0.08 | 1,214,000.00 | -45.07 | 38.45 | Form 13 |
| Fintrust Capital Advisors, Llc | 12-31-2020 | 1 30 Lader Tre | 241 | Maintained | 0.00 | 0.00 | 9,000.00 | 0.00 | 37.34 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | 1 30 Lader Tre | 351 | Increased | 0.29 | 0.00 | 13,000.00 | -7.14 | 37.04 | Form 13 |
| Pinnacle Family Advisors, Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | 1 30 Lader Tre | 33 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 30.30 | Form 13 |
| Kingsview Wealth Management, Llc | 12-31-2020 | 1 30 Lader Tre | 11,781 | Maintained | 0.00 | 0.03 | 453,000.00 | -2.16 | 38.45 | Form 13 |
| Pfs Investments Inc. | 12-31-2020 | Etf - E | 154,890 | Maintained | 0.00 | 0.16 | 5,808,000.00 | 0.00 | 37.50 | Form 13 |
| Morgan Stanley | 12-31-2020 | 1 30 Lader Tre | 87,318 | Increased | 8.71 | 0.00 | 3,356,000.00 | 6.17 | 38.43 | Form 13 |
| Invesco Ltd. | 12-31-2020 | 1 30 Lader Tre | 86,948 | Increased | 18.50 | 0.00 | 3,342,000.00 | 15.72 | 115.31 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | 1 30 Lader Tre | 55,989 | Increased | 15.17 | 0.00 | 2,152,000.00 | 12.67 | 38.44 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | 1 30 Lader Tre | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | 1 30 Lader Tre | 315,249 | Increased | 716.39 | 0.10 | 12,115,000.00 | 0.00 | 38.43 | Form 13 |
| M Holdings Securities, Inc. | 12-31-2020 | 1 30 Lader Tre | 46,605 | Increased | 14.31 | 0.23 | 1,791,000.00 | 11.80 | 38.43 | Form 13 |
