| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 480 | Maintained | 0.00 | 0.00 | 67,000.00 | 28.85 | 139.58 | Form 13 |
| Pinnacle Financial Partners Inc | 12-31-2020 | Dwa Technology | 1,540 | New! | 0.00 | 0.01 | 217,000.00 | 0.00 | 140.91 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 377 | Maintained | 0.00 | 0.00 | 53,000.00 | 26.19 | 140.58 | Form 13 |
| Mission Wealth Management, Lp | 12-31-2020 | Dwa Technology | 8,100 | Maintained | 0.00 | 0.07 | 1,140,000.00 | 27.95 | 140.74 | Form 13 |
| Minichmacgregor Wealth Management, Llc | 12-31-2020 | Dwa Technology | 2,059 | New! | 0.00 | 0.12 | 289,000.00 | 0.00 | 140.36 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Dwa Technology | 20,452 | Increased | 23140.91 | 0.03 | 2,890,000,000.00 | 369.92 | 141,306.47 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 30,830 | Increased | 1.99 | 0.02 | 4,337,000.00 | 30.40 | 140.67 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital Investment Advisory Services, Llc | 12-31-2020 | Dwa Technology | 232 | Maintained | 0.00 | 0.00 | 33,000.00 | 0.00 | 142.24 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Dwa Technology | 11,891 | Maintained | 0.00 | 0.18 | 1,673,000.00 | 0.00 | 140.69 | Form 13 |
| Signalpoint Asset Management, Llc | 12-31-2020 | Com | 12,705 | Decreased | -6.17 | 0.54 | 1,787,000.00 | 19.93 | 140.65 | Form 13 |
| Cwm, Llc | 12-31-2020 | Dwa Technology | 104 | Maintained | 0.00 | 0.00 | 15,000.00 | 36.36 | 144.23 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 1,549 | New! | 0.00 | 0.01 | 218,000.00 | 0.00 | 140.74 | Form 13 |
| Mtm Investment Management, Llc | 12-31-2020 | Dwa Technology | 2,043 | New! | 0.00 | 0.18 | 287,000.00 | 0.00 | 140.48 | Form 13 |
| Perigon Wealth Management, Llc | 12-31-2020 | Dwa Technology | 298 | New! | 0.00 | 0.00 | 42,000.00 | 0.00 | 140.94 | Form 13 |
| Spc Financial, Inc. | 12-31-2020 | Dwa Technology | 2,977 | Increased | 2.09 | 0.06 | 419,000.00 | 30.53 | 140.75 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Dwa Technology | 3,116 | Decreased | -37.51 | 0.01 | 438,000.00 | -20.22 | 140.56 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Dwa Technology | 8,543 | Decreased | -14.88 | 0.00 | 1,202,000.00 | 8.88 | 140.70 | Form 13 |
| Acg Wealth | 12-31-2020 | Dwa Technology | 9,830 | Maintained | 0.00 | 0.19 | 1,383,000.00 | 27.82 | 140.69 | Form 13 |
| Berger Financial Group, Inc | 12-31-2020 | Dwa Technology | 2,092 | New! | 0.00 | 0.05 | 294,000.00 | 0.00 | 140.54 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 199 | New! | 0.00 | 0.02 | 28,000.00 | 0.00 | 140.70 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Dwa Technology | 4,734 | Maintained | 0.00 | 0.00 | 666,000.00 | 27.83 | 140.68 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Technology | 15,408 | Increased | 27.08 | 9.99 | 2,168,000.00 | 62.52 | 140.71 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Dwa Technology | 5,086 | Increased | 0.71 | 0.04 | 716,000.00 | 28.78 | 140.78 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 125 | Maintained | 0.00 | 0.00 | 18,000.00 | 28.57 | 144.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Dwa Technology | 3,083 | Increased | 94.27 | 0.04 | 434,000.00 | 148.00 | 140.77 | Form 13 |
| Private Advisory Group Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Magnus Financial Group Llc | 12-31-2020 | Dwa Technology | 1,703 | New! | 0.00 | 0.02 | 240,000.00 | 0.00 | 140.93 | Form 13 |
| Capital Wealth Alliance, Llc | 12-31-2020 | Dwa Technology | 3,151 | Decreased | -23.37 | 0.35 | 482,000.00 | 20.50 | 152.97 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Dwa Technolo | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jacobi Capital Management Llc | 12-31-2020 | Dwa Technology | 50 | New! | 0.00 | 0.00 | 7,000.00 | 0.00 | 140.00 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Mf Closed And Mf Open | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Samalin Investment Counsel, Llc | 12-31-2020 | Dwa Technology | 2,564 | Maintained | 0.00 | 0.23 | 360,704,000.00 | 27.84 | 140,680.19 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 842 | Decreased | -1.17 | 0.00 | 118,000.00 | 25.53 | 140.14 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 220 | New! | 0.00 | 0.01 | 30,000.00 | 0.00 | 136.36 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Dwa Technology | 72,041 | Increased | 6.47 | 0.00 | 10,135,000.00 | 36.11 | 281.41 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Dwa Technology | 106,082 | Increased | 4.15 | 0.06 | 14,928,000.00 | 33.18 | 140.72 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Dwa Technology | 22,316 | Increased | 58.08 | 0.00 | 3,139,000.00 | 101.99 | 1,265.17 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Dwa Techno | 61,997 | Decreased | -3.99 | 0.00 | 8,722,000.00 | 38.62 | 281.37 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Dwa Technology | 70,819 | Increased | 8.17 | 0.00 | 9,963,000.00 | 38.28 | 140.68 | Form 13 |
| Fortis Advisors, Llc | 12-31-2020 | Etf | 29,528 | Decreased | -42.25 | 3.66 | 4,154,000.00 | -16.62 | 140.68 | Form 13 |
| Heritage Trust Co | 12-31-2020 | Etf-equity | 4,520 | Maintained | 0.00 | 0.10 | 636,000.00 | 44.55 | 140.71 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 3,339 | Maintained | 0.00 | 0.01 | 470,000.00 | 28.07 | 140.76 | Form 13 |
| Bellevue Asset Management, Llc | 12-31-2020 | Dwa Technology | 1,599 | Decreased | -11.12 | 0.15 | 243,000.00 | 22.73 | 151.97 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Dwa Technology | 3,989 | Increased | 7.26 | 0.00 | 561,000.00 | 37.16 | 140.64 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Dwa Technology | 1,595 | Decreased | -62.32 | 0.00 | 225,000.00 | -45.52 | 141.07 | Form 13 |
| Citigroup Inc | 12-31-2020 | Dwa Technology | 447 | Increased | 15.80 | 0.00 | 63,000.00 | 46.51 | 140.94 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Dwa Technology | 39,310 | Decreased | -5.45 | 0.01 | 5,530,000.00 | 20.87 | 140.68 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Dwa Technology | 914 | Increased | 30.57 | 0.00 | 129,000.00 | 67.53 | 141.14 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Dwa Technology | 19,905 | Decreased | -2.01 | 0.01 | 2,800,000.00 | 25.28 | 140.67 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Dwa Technology | 2,050 | Increased | 75.97 | 0.02 | 288,000.00 | 125.00 | 140.49 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Dwa Technology | 8,781 | Maintained | 0.00 | 0.01 | 1,235,000.00 | 0.00 | 140.64 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Common Stock | 155 | Decreased | -52.31 | 0.00 | 22,000.00 | -31.25 | 141.94 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Dwa Technology | 18,455 | Increased | 3.18 | 0.00 | 2,596,000.00 | 31.84 | 281.24 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 39,696 | Decreased | -33.44 | 0.00 | 5,576,000.00 | -4.09 | 140.47 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 6,600 | Increased | 32.00 | 0.00 | 928,000.00 | 90.55 | 140.61 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Dwa Technology | 6,176 | Decreased | -78.25 | 0.00 | 869,000.00 | -72.19 | 140.71 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Dwa Technology | 3,521 | Increased | 12.53 | 0.03 | 495,000.00 | 43.90 | 140.59 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Dwa Technology | 2,300 | Decreased | -93.98 | 0.00 | 324,000.00 | -92.30 | 140.87 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Transamerica Financial Advisors, Inc. | 12-31-2020 | Dwa Technology | 678 | Decreased | -37.45 | 1.98 | 96,000.00 | -20.00 | 141.59 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Alpha, Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Alpha, Llc | 12-31-2020 | Dwa Technology | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | Dwa Technology | 2,177 | New! | 0.00 | 0.03 | 306,000.00 | 0.00 | 140.56 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Dwa Technology | 1,881 | Increased | 7.79 | 0.00 | 265,000.00 | 38.02 | 140.88 | Form 13 |
| Cooper Financial Group | 12-31-2020 | Dwa Technology | 2,863 | New! | 0.00 | 0.08 | 403,000.00 | 0.00 | 140.76 | Form 13 |
| Glenmede Trust Co Na | 12-31-2020 | Dwa Technology | 3,908 | Maintained | 0.00 | 0.00 | 549,000.00 | 27.67 | 140.48 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Dwa Technology | 273 | Maintained | 0.00 | 0.00 | 38,000.00 | 26.67 | 139.19 | Form 13 |
| Morgan Stanley | 12-31-2020 | Dwa Technology | 196,931 | Increased | 50.18 | 0.00 | 27,705,000.00 | 116.83 | 283.54 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Dwa Technology | 5,125 | Increased | 815.18 | 0.02 | 721,000.00 | 1,210.91 | 140.68 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Dwa Technology | 9,879 | Increased | 9.10 | 0.12 | 1,390,000.00 | 39.56 | 140.70 | Form 13 |
| Ep Wealth Advisors, Llc | 12-31-2020 | Dwa Technology | 12,857 | Decreased | -0.75 | 0.06 | 1,809,000.00 | 26.95 | 140.70 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Dwa Technology | 12,090 | New! | 0.00 | 0.00 | 1,701,000.00 | 0.00 | 281.73 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Dwa Technology | 24,505 | Decreased | -2.92 | 1.37 | 3,447,000.00 | 24.08 | 140.67 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Dwa Technology | 12,518 | Decreased | -79.54 | 0.01 | 1,761,000.00 | 0.00 | 140.68 | Form 13 |
| Elevated Capital Advisors, Llc | 12-31-2020 | Dwa Technology | 4,471 | Increased | 13.94 | 0.27 | 629,000.00 | 39.78 | 140.68 | Form 13 |
