| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 7 | 3 | 0 | 5 | 1 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Sowa Financial Group, Inc. | 03-31-2021 | Com | 5,100 | New! | 0.00 | 0.19 | 272,000.00 | 0.00 | 53.33 | Form 13 |
| Courier Capital Llc | 03-31-2021 | Com | 9,628 | Decreased | -3.72 | 0.05 | 513,000.00 | 201.76 | 53.28 | Form 13 |
| Cordasco Financial Network | 03-31-2021 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Valeo Financial Advisors, Llc | 03-31-2021 | Stock | 2,338 | Increased | 54.83 | 0.00 | 124,000.00 | 376.92 | 105.65 | Form 13 |
| Private Capital Group, Llc | 03-31-2021 | Common Stock | 1,000 | New! | 0.00 | 0.01 | 53,000.00 | 0.00 | 53.00 | Form 13 |
| Coastal Investment Advisors, Inc. | 03-31-2021 | Com | 22,846 | New! | 0.00 | 0.32 | 1,217,000.00 | 0.00 | 53.27 | Form 13 |
| West Oak Capital, Llc | 03-31-2021 | Com | 74 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 54.05 | Form 13 |
| Ota Financial Group L.p. | 03-31-2021 | Com | 204,900 | Increased | 188.59 | 8.72 | 10,915,000.00 | 805.06 | 53.27 | Form 13 |
| Sound Income Strategies, Llc | 03-31-2021 | Com | 80 | New! | 0.00 | 0.00 | 4,262,000.00 | 0.00 | 53,275.00 | Form 13 |
| Global Retirement Partners, Llc | 03-31-2021 | Com | 46 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 43.48 | Form 13 |
| Optimum Investment Advisors | 03-31-2021 | Com | 800 | Decreased | -33.33 | 0.01 | 20,000.00 | 400.00 | 25.00 | Form 13 |
| Wolff Wiese Magana Llc | 03-31-2021 | Com | 60 | Decreased | -40.00 | 0.00 | 3,000.00 | 50.00 | 50.00 | Form 13 |
| Next Financial Group, Inc | 03-31-2021 | Com | 10,000 | New! | 0.00 | 0.04 | 533,000.00 | 0.00 | 106.45 | Form 13 |
| Aurora Private Wealth, Inc. | 03-31-2021 | Com | 20,002 | Decreased | -35.82 | 0.44 | 1,066,000.00 | 101.13 | 53.29 | Form 13 |
| International Assets Investment Management, Llc | 03-31-2021 | Com | 2,290 | Increased | 17.44 | 0.00 | 51,000.00 | 54.55 | 69.86 | Form 13 |
| Ivc Wealth Advisors Llc | 03-31-2021 | Com | 8,350 | Decreased | -59.27 | 0.35 | 445,000.00 | 27.87 | 53.29 | Form 13 |
