| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 0 | 2 | 9 | 4 | 33 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Proequities, Inc. | 06-30-2020 | Conv Pfd A | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Orinda Asset Management Llc | 09-30-2020 | Cum Conv Pfd A | 229,792 | Increased | 0.33 | 9.99 | 5,269,000.00 | 5.09 | 22.93 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Reit | 600 | Maintained | 0.00 | 0.00 | 15,000.00 | 7.14 | 25.00 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Reit | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Whittier Trust Co | 12-31-2020 | Preferred Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Whittier Trust Co Of Nevada Inc | 12-31-2020 | Preferred Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Dallas Securities Inc. | 12-31-2020 | Cum Conv Pfd A | 8,650 | Maintained | 0.00 | 0.20 | 220,000.00 | 0.00 | 25.43 | Form 13 |
| Ldr Capital Management Llc | 12-31-2020 | Cum Conv Pfd A | 297,582 | Increased | 1.29 | 5.83 | 7,558,000.00 | 12.19 | 25.40 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Pfd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Daiwa Securities Group Inc. | 12-31-2020 | Tr Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Glassman Wealth Services | 12-31-2020 | Cum Conv Pfd A | 8,050 | Maintained | 0.00 | 0.05 | 204,000.00 | 10.27 | 25.34 | Form 13 |
| Pacific Heights Asset Management Llc | 12-31-2020 | Cum Conv Pfd A | 18,000 | Decreased | -28.00 | 0.05 | 457,000.00 | -20.24 | 25.39 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Forward Management, Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Preferred Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fmr Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Diligent Investors, Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Van Eck Associates Corp | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Zazove Associates Llc | 12-31-2020 | Cum Conv Pfd A | 39,087 | Maintained | 0.00 | 0.12 | 994,000.00 | 9.23 | 25.43 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Cum Conv P | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Edgemoor Investment Advisors, Inc. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citigroup Inc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Madison Avenue Partners, Lp | 12-31-2020 | Com Conv Pfd A | 219,786 | Maintained | 0.00 | 2.03 | 5,583,000.00 | 8.81 | 25.40 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Pref | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cohen & Steers, Inc. | 12-31-2020 | Pfd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisors Capital Management, Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Western Standard Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Newtyn Management, Llc | 12-31-2020 | Cum Conv Pfd A | 495,000 | Maintained | 0.00 | 2.90 | 12,573,000.00 | 10.78 | 25.40 | Form 13 |
| Colony Capital, Inc. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Impax Asset Management Group Plc | 12-31-2020 | Cum Con Pfd A | 40,000 | Decreased | -50.00 | 0.01 | 1,017,000.00 | -44.55 | 25.43 | Form 13 |
| Morgan Stanley | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kcm Investment Advisors Llc | 12-31-2020 | Cum Conv Pfd A | 22,645 | Decreased | -2.16 | 0.03 | 575,000.00 | 8.29 | 25.39 | Form 13 |
| Jackson, Grant Investment Advisers, Inc. | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Cum Conv Pfd A | 20,035 | Maintained | 0.00 | 0.00 | 9,000.00 | 0.00 | 0.45 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hodges Capital Management Inc. | 03-31-2021 | Cum Conv Pfd A | 13,700 | Decreased | -3.52 | 0.05 | 380,000.00 | 5.26 | 27.74 | Form 13 |
| Enterprise Trust & Investment Co | 03-31-2021 | Cum Conv Pfd A | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
