| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 0 | 2 | 4 | 4 | 1 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 03-31-2021 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sowa Financial Group, Inc. | 03-31-2021 | Hartford Mlt Etf | 148,131 | Decreased | -3.58 | 3.10 | 4,400,000.00 | 1.17 | 29.70 | Form 13 |
| Parcion Private Wealth Llc | 03-31-2021 | Hartford Mlt Etf | 12,520 | Decreased | -98.86 | 0.04 | 372,000.00 | -98.81 | 29.71 | Form 13 |
| First Premier Bank | 03-31-2021 | Hartford Mlt Etf | 32,270 | Maintained | 0.00 | 0.33 | 959,000.00 | 4.92 | 59.45 | Form 13 |
| Trilogy Capital Inc. | 03-31-2021 | Hartford Mlt Etf | 1,127,404 | Increased | 0.31 | 2.56 | 33,484,000.00 | 5.24 | 29.70 | Form 13 |
| Advisornet Financial, Inc | 03-31-2021 | Etf | 3,526 | Decreased | -90.87 | 0.01 | 105,000.00 | -90.40 | 29.78 | Form 13 |
| Resource Planning Group | 03-31-2021 | Hartford Mlt Etf | 80,087 | Maintained | 0.00 | 1.56 | 2,379,000.00 | 4.94 | 29.71 | Form 13 |
| Global Retirement Partners, Llc | 03-31-2021 | Hartford Mlt Etf | 522 | Maintained | 0.00 | 0.00 | 16,000.00 | 6.67 | 30.65 | Form 13 |
| Centric Wealth Management | 03-31-2021 | Hartford Mlt Etf | 11,718 | Maintained | 0.00 | 0.10 | 348,000.00 | 4.82 | 29.70 | Form 13 |
| Vivid Financial Management, Inc. | 03-31-2021 | Hartford Mlt Etf | 26,483 | Decreased | -77.38 | 0.36 | 787,000.00 | -76.26 | 29.72 | Form 13 |
| Next Financial Group, Inc | 03-31-2021 | Hartford Mlt Etf | 3,369 | Increased | 184.78 | 0.01 | 100,000.00 | 203.03 | 29.68 | Form 13 |
