| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 8 | 9 | 1 | 1 | 1 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Proequities, Inc. | 06-30-2020 | Russell 2000 | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 8,959 | Increased | 0.08 | 0.05 | 202,000.00 | 9.19 | 22.55 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 76,830 | Increased | 36.66 | 0.07 | 1,743,000.00 | 50.39 | 22.69 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Russell 2000 Etf | 1,302 | New! | 0.00 | 0.03 | 29,000.00 | 0.00 | 22.27 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Russell 2000 | 21,440 | New! | 0.00 | 0.01 | 484,000.00 | 0.00 | 22.57 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Russell 2000 | 19,647 | Increased | 60.20 | 0.00 | 444,000.00 | 75.49 | 22.60 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Russell 2000 | 11,068 | Increased | 1.96 | 0.04 | 250,000.00 | 11.61 | 22.59 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | 2000 | 154,984 | Increased | 9.80 | 9.99 | 3,500,000.00 | 20.11 | 22.58 | Form 13 |
| Harborview Advisors, Llc | 12-31-2020 | Russell 2000 | 10,534 | Increased | 0.40 | 0.16 | 238,000.00 | 9.68 | 22.59 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Russell 2000 | 19,648 | New! | 0.00 | 0.01 | 444,000.00 | 0.00 | 22.60 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Russell 2000 | 1 | Decreased | -50.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Russell 2000 | 34,268 | Increased | 29.71 | 0.00 | 774,000.00 | 42.02 | 67.77 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Russell 2000 | 791 | Increased | 98.74 | 0.00 | 18,000.00 | 125.00 | 22.76 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Russell 2000 | 13,200 | New! | 0.00 | 0.00 | 298,000.00 | 0.00 | 22.58 | Form 13 |
| Old Mission Capital, Llc | 12-31-2020 | Etp | 32,899 | New! | 0.00 | 0.05 | 743,000.00 | 0.00 | 22.58 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Russell 2000 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 9,612 | New! | 0.00 | 0.05 | 217,000.00 | 0.00 | 22.58 | Form 13 |
| Capital Asset Advisory Services Llc | 12-31-2020 | Russell 2000 | 554 | New! | 0.00 | 0.00 | 13,000.00 | 0.00 | 23.47 | Form 13 |
| Weaver Consulting Group | 03-31-2021 | Russell 2000 | 23,423 | Increased | 14.95 | 0.35 | 569,000.00 | 23.70 | 24.29 | Form 13 |
| Gofen & Glossberg Llc /il/ | 03-31-2021 | Com | 21,875 | New! | 0.00 | 0.01 | 531,000.00 | 0.00 | 24.27 | Form 13 |
