| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 1 | 5 | 6 | 1 | 0 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 03-31-2021 | Stock | 50 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thompson Investment Management, Inc. | 03-31-2021 | Com | 221,979 | New! | 0.00 | 0.48 | 3,194,000.00 | 0.00 | 14.39 | Form 13 |
| Baldwin Brothers Inc/ma | 03-31-2021 | Cl A | 255 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 15.69 | Form 13 |
| Carnegie Capital Asset Management, Llc | 03-31-2021 | Cl A | 10,000 | Maintained | 0.00 | 0.01 | 144,000.00 | 5.88 | 14.40 | Form 13 |
| Valeo Financial Advisors, Llc | 03-31-2021 | Stock | 946 | Increased | 0.75 | 0.00 | 14,000.00 | 7.69 | 14.80 | Form 13 |
| Private Capital Group, Llc | 03-31-2021 | Common Stock | 61 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 16.39 | Form 13 |
| First Bank & Trust | 03-31-2021 | Common Stock | 7,191 | Increased | 70.73 | 0.05 | 103,000.00 | 80.70 | 14.32 | Form 13 |
| Next Financial Group, Inc | 03-31-2021 | Cl A | 3,100 | Decreased | -24.39 | 0.00 | 45,000.00 | -19.64 | 14.52 | Form 13 |
| North Star Investment Management Corp. | 03-31-2021 | Stock | 121,064 | Increased | 12.03 | 0.16 | 1,742,000.00 | 18.99 | 14.39 | Form 13 |
| Creative Financial Designs Inc /adv | 03-31-2021 | Stock | 1,207 | Maintained | 0.00 | 0.00 | 17,000.00 | 41.67 | 14.08 | Form 13 |
| Exchange Traded Concepts, Llc | 03-31-2021 | Cl A | 31,359 | Increased | 39.38 | 0.02 | 451,000.00 | 47.87 | 14.38 | Form 13 |
| Unison Advisors Llc | 03-31-2021 | Cl A | 31,242 | Maintained | 0.00 | 0.09 | 449,000.00 | 5.15 | 14.37 | Form 13 |
| S.a. Mason Llc | 03-31-2021 | Com | 26,853 | Increased | 16.26 | 0.29 | 386,000.00 | 23.32 | 14.37 | Form 13 |
