Pages

Ishares

$SHYG

Search Table
Pages

NewIncreasedMaintainedDecreasedLiquidated
34144469826
WhaleReport PeriodSecurity TypeQuantityStatus% Change% Allocation$ Value% Change$ Valuation PriceSec Link
Eisneramper Wealth Management Corporate Benefits, Llc09-30-2021Etf5,326Decreased-33.900.12243,000.00-34.5045.63Form 13
Penobscot Wealth Management09-30-20210-5yr Hi Yl Cp12,879Increased5.259.99589,000.004.4345.73Form 13
M&r Capital Management Inc09-30-2021Etf300Maintained0.000.0013,000.000.0043.33Form 13
Chesley Taft & Associates Llc09-30-2021Etf34,460Increased2.270.091,575,000.001.4845.71Form 13
Lowe Wealth Advisors, Llc09-30-2021Etf1,150Decreased-17.860.0353,000.00-17.1946.09Form 13
Mcadam, Llc09-30-20210-5yr Hi Yl Cp13,778Decreased-4.500.07630,000.00-4.8345.73Form 13
Ifp Advisors, Inc09-30-2021Cef13,865Decreased-6.290.01633,000.00-7.3245.65Form 13
Mascoma Wealth Management Llc09-30-2021Etf34,176Increased8.910.611,562,000.008.1045.70Form 13
Envestnet Asset Management Inc09-30-20210-5yr Hi Yl Cp2,866,855Increased15.230.07131,015,000.0014.3345.70Form 13
Carroll Financial Associates, Inc.09-30-2021Etf16Maintained0.000.000.000.000.00Form 13
Fdx Advisors, Inc.09-30-2021Ishares Tr 0 5yr Hi Yl Cp12,651Increased1.350.02578,000.000.5245.69Form 13
Probity Advisors, Inc.09-30-20210-5yr Hi Yl Cp427,465Increased10.734.0419,535,000.009.8645.70Form 13
Focus Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp5,372Maintained0.000.17246,000.00-0.4045.79Form 13
Creative Financial Designs Inc /adv09-30-2021Etf41,393Increased8.050.311,892,000.007.2645.71Form 13
Smith Chas P & Associates Pa Cpas09-30-2021Fxd1,519,166Increased5.195.2069,426,000.004.3745.70Form 13
Harbor Investment Advisory, Llc09-30-2021Etf832Increased1.090.0138,000.000.0045.67Form 13
Koshinski Asset Management, Inc.09-30-20210-5yr Hi Yl Cp1,801New!0.000.0182,306,000.000.0045,700.17Form 13
Level Four Advisory Services, Llc09-30-20210-5yr Hi Yl Cp4,685Maintained0.000.02214,000.00-0.9345.68Form 13
Shilanski & Associates, Inc.09-30-20210-5yr Hi Yl Cp15,435Increased5.470.33705,000.004.6045.68Form 13
Sound Income Strategies, Llc09-30-20210-5yr Hi Yl Cp1,059,555Increased0.396.2648,422,000.00-0.3945.70Form 13
Tsfg, Llc09-30-2021Mf Closed And Mf Open26Maintained0.000.001,000.000.0038.46Form 13
S.a. Mason Llc09-30-2021Etf650Maintained0.000.0230,000.000.0046.15Form 13
Rosenberg Matthew Hamilton09-30-20210-5 Year High Yield Corporate Bond Etf32,161Increased104.330.581,470,000.00102.7645.71Form 13
Activest Wealth Management09-30-20210-5yr Hi Yl Cp2,180New!0.000.07100,000.000.0045.87Form 13
First Hawaiian Bank09-30-20210-5yr Hi Yl Cp36,076Increased8.260.061,648,000.007.3691.17Form 13
Level Four Financial, Llc09-30-20210-5yr Hi Yl Cp7,369Maintained0.000.15337,000.00-0.5945.73Form 13
Matthew Goff Investment Advisor, Llc09-30-20210-5yr Hi Yl Cp428,714Increased14.124.8019,592,000.0013.2345.70Form 13
Investment Partners, Ltd.09-30-20210-5yr Hi Yl Cp36,597Increased4.660.761,672,000.003.7945.69Form 13
Gfg Capital, Llc09-30-20210-5yr Hi Yl Cp33,885New!0.000.491,549,000.000.0045.71Form 13
Harbour Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp21,015Increased27.210.25960,000.0026.1545.68Form 13
Flc Capital Advisors09-30-20210-5yr Hi Yl Cp51,588Decreased-2.300.702,358,000.00-3.0445.71Form 13
Cypress Wealth Services, Llc09-30-20210-5yr Hi Yl Cp21,082Decreased-23.860.29963,000.00-24.4745.68Form 13
Foundations Investment Advisors, Llc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Private Advisor Group, Llc09-30-20210-5yr Hi Yl Cp50,686Decreased-35.350.012,315,000.00-35.8945.67Form 13
Winfield Associates, Inc.09-30-2021Etf24,694Increased100.420.421,129,000.0098.7745.72Form 13
Archford Capital Strategies, Llc09-30-2021Etf34,832Decreased-40.100.381,592,000.00-40.5545.71Form 13
Regal Wealth Group, Inc.09-30-20210-5yr Hi Yl Cp185,617Increased1.025.098,483,000.000.2445.70Form 13
Capital Asset Advisory Services Llc09-30-20210-5yr Hi Yl Cp580Increased30.340.0027,000.0035.0046.55Form 13
Ritholtz Wealth Management09-30-20210-5yr Hi Yl Cp16,190Increased2.000.05740,000.001.2345.71Form 13
Successful Portfolios Llc09-30-20210-5yr Hi Yl Cp10,492Increased11.310.29479,000.0010.3745.65Form 13
Rhs Financial, Llc09-30-20210-5yr Hi Yl Cp12,536Decreased-21.580.42573,000.00-22.1545.71Form 13
Hnp Capital Llc09-30-20210-5yr Hi Yl Cp389,003Increased23.224.4517,777,000.0022.2545.70Form 13
Great Valley Advisor Group, Inc.09-30-20210-5yr Hi Yl Cp390,340Increased1.751.2317,839,000.000.9645.70Form 13
Enterprise Trust & Investment Co09-30-20210-5yr Hi Yl Cp639Maintained0.000.0129,000.000.0045.38Form 13
Kathmere Capital Management, Llc09-30-20210-5yr Hi Yl Cp706,160Increased4.175.8532,271,000.003.3545.70Form 13
Procyon Private Wealth Partners, Llc09-30-2021Etf9,868Decreased-23.990.11451,000.00-24.5845.70Form 13
Northstar Advisory Group, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Intelligence Driven Advisers, Llc09-30-20210-5yr Hi Yl Cp6,609Decreased-12.250.07301,000.00-13.2645.54Form 13
Advisornet Financial, Inc09-30-2021Etf3,472Increased19.030.01159,000.0018.6645.79Form 13
Bartlett & Co. Llc09-30-2021Etf232,726Increased4.410.2010,636,000.003.5945.70Form 13
Next Financial Group, Inc09-30-20210-5yr Hi Yl Cp34,216Increased25.090.131,564,000.0024.1391.40Form 13
Meridian Wealth Management, Llc09-30-20210-5yr Hi Yl Cp4,475New!0.000.03205,000.000.0045.81Form 13
Bogart Wealth, Llc09-30-2021Etf14New!0.000.001,000.000.0071.43Form 13
Divergent Planning, Llc09-30-20210-5yr Hi Yl Cp192,924Increased4.007.088,753,000.003.0045.37Form 13
Bernardo Wealth Planning Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Fifth Third Bancorp09-30-20210-5yr Hi Yl Cp350Increased44.630.0016,000.0045.4545.71Form 13
City Holding Co09-30-2021Mutual Fund-fixed Inc High Yld88,441Increased50.490.694,041,000.0049.2890.70Form 13
Raymond James Trust N.a.09-30-2021Etf / Closed En26,124Increased15.700.041,194,000.0014.8145.71Form 13
Gradient Investments Llc09-30-20210-5yr Hi Yl Cp797,569Increased12.881.0236,449,000.0012.0045.70Form 13
Brandywine Oak Private Wealth Llc09-30-20210-5yr Hi Yl Cp15,871Increased4.940.08696,000.000.0043.85Form 13
Kfa Private Wealth Group, Llc09-30-20210-5yr Hi Yl Cp38,145Decreased-19.510.951,743,000.00-20.1645.69Form 13
Rmr Wealth Builders09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Reilly Financial Advisors, Llc09-30-20210-5yr Hi Yl Cp73New!0.000.003,000.000.0041.10Form 13
Northwest Investment Counselors, Llc09-30-20210-5yr Hi Yl Cp11,193Decreased-0.710.14512,000.00-1.3545.74Form 13
Dfpg Investments, Llc09-30-20210-5yr Hi Yl Cp5,696New!0.000.10260,000.000.0045.65Form 13
Stratos Wealth Partners, Ltd.09-30-20210-5yr Hi Yl Cp175,320Increased17.870.208,012,000.0016.9545.70Form 13
Rfg Advisory, Llc09-30-20210-5yr Hi Yl Cp10,451Decreased-3.360.04478,000.00-4.0245.74Form 13
Ellevest, Inc.09-30-2021Etf160Increased0.630.007,000.000.0043.75Form 13
Peak Financial Management, Inc.09-30-20210-5yr Hi Yl Cp173,840Increased2.702.697,944,000.001.9045.70Form 13
Summit X, Llc09-30-20210-5yr Hi Yl Cp9,926Increased24.790.11454,000.00-1.9445.74Form 13
Stratos Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp10,679Decreased-16.590.04488,000.00-17.2945.70Form 13
Strategic Investment Advisors / Mi09-30-20210-5yr Hi Yl Cp8,881Decreased-1.360.09406,000.00-2.1745.72Form 13
Arkadios Wealth Advisors09-30-2021Etf10,490Increased3.150.07479,000.002.3545.66Form 13
Vivid Financial Management, Inc.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Kestra Advisory Services, Llc09-30-20210-5yr Hi Yl Cp52,817Decreased-4.620.022,414,000,000.00-5.3745,704.98Form 13
Curi Wealth Management, Llc09-30-20210-5yr Hi Yl Cp89,342Increased19.911.884,082,000.0018.9745.69Form 13
Csenge Advisory Group09-30-20210-5yr Hi Yl Cp15,906Decreased-3.300.06724,000.00-4.2345.52Form 13
Wambolt & Associates, Llc09-30-20210-5yr Hi Yl Cp112,163Increased46.762.055,106,000.0045.4345.52Form 13
Guidance Point Advisors, Llc09-30-20210-5yr Hi Yl Cp26,137Increased52.030.441,194,000.0050.9591.36Form 13
Patriot Investment Management Inc.09-30-20210-5yr Hi Yl Cp15,100Increased2.970.06690,000.002.2245.70Form 13
Brown Financial Advisory09-30-20210-5yr Hi Yl Cp30,843Increased4.321.161,410,000.003.5245.72Form 13
Johnson Bixby & Associates, Llc09-30-20210-5yr Hi Yl Cp136,516Increased4.530.976,239,000.005.0245.70Form 13
Toth Financial Advisory Corp09-30-20210-5yr Hi Yl Cp230Maintained0.000.0011,000.000.0047.83Form 13
Park Avenue Securities Llc09-30-20210-5yr Hi Yl Cp102,197Increased8.760.094,670,000.007.9045.70Form 13
Avantax Advisory Services, Inc.09-30-20210-5yr Hi Yl Cp8,764Decreased-24.800.01399,000.00-25.5645.53Form 13
Kestra Private Wealth Services, Llc09-30-20210-5yr Hi Yl Cp13,679New!0.000.03625,000,000.000.0045,690.47Form 13
Lloyd Advisory Services, Llc.09-30-20210-5yr Hi Yl Cp4,614Decreased-10.340.11211,000.00-10.9745.73Form 13
Essex Llc09-30-20210-5yr Hi Yl Cp27,394New!0.000.351,252,000.000.0045.70Form 13
Western Financial Corporation09-30-20210-5yr Hi Yl Cp21,437New!0.000.58980,000.000.0045.72Form 13
Tuttle Capital Management, Llc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Mcnamara Financial Services, Inc.09-30-20210-5yr Hi Yl Cp11,183Increased11.250.14511,000.0010.3745.69Form 13
Horizon Financial Services, Llc09-30-20210-5yr Hi Yl Cp28,859Decreased-5.640.871,319,000.00-6.3945.70Form 13
Quattro Financial Advisors Llc09-30-20210-5yr Hi Yl Cp4,892Decreased-51.430.06223,000.00-51.7345.58Form 13
Monument Capital Management09-30-20210-5yr Hi Yl Cp27,449Decreased-15.320.431,254,000.00-16.0145.68Form 13
Global Retirement Partners, Llc09-30-20210-5yr Hi Yl Cp2,182Decreased-21.340.01100,000.00-21.8845.83Form 13
Outlook Wealth Advisors, Llc09-30-2021Com31,740Decreased-4.930.471,451,000.00-5.6645.72Form 13
Lineweaver Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp7,661Decreased-6.050.11350,000.00-6.6745.69Form 13
Legacy Financial Group Llc09-30-20210-5yr Hi Yl Cp Etf373,133Increased11.665.1017,052,000.0010.7845.70Form 13
Spire Wealth Management09-30-20210-5yr Hi Yl Cp16,437Decreased-18.930.02751,000.00-19.5945.69Form 13
Jaffetilchin Investment Partners, Llc09-30-20210-5yr Hi Yl Cp20,435Decreased-49.020.10934,000.00-49.0545.71Form 13
Sumitomo Mitsui Trust Holdings, Inc.09-30-2021Com175,062Maintained0.000.008,000,000.00-0.7845.70Form 13
Sage Advisory Services, Ltd.co.09-30-20210-5yr Hi Yl Cp343,501Increased13.284.0815,698,000.0012.4045.70Form 13
Perigon Wealth Management, Llc09-30-20210-5yr Hi Yl Cp20,323Maintained0.000.08929,000.000.0045.71Form 13
S. R. Schill & Associates09-30-2021Etf47,111Increased9.580.922,153,000.008.7445.70Form 13
United Maritime Capital Llc09-30-20210-5yr Hi Yl Cp23,883Increased29.921.211,091,000.0028.8145.68Form 13
Caliber Wealth Management, Llc09-30-20210-5yr Hi Yl Cp42,275Decreased-2.661.361,926,000.00-3.7045.56Form 13
Cadent Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp114,607Increased7.442.335,238,000.006.6245.70Form 13
Truewealth Advisors, Llc09-30-20210-5yr Hi Yl Cp5,388Decreased-3.230.00246,000.00-3.9145.66Form 13
Colonial River Wealth Management, Llc09-30-20210-5yr Hi Yl Cp42,275New!0.001.211,926,000.000.0045.56Form 13
Round Rock Advisors, Llc09-30-20210-5yr Hi Yl Cp20,323Decreased-4.130.69929,000.00-4.8245.71Form 13
Old National Bancorp /in/09-30-20210-5yr Hi Yl Cp37,947Increased47.650.071,735,000.0046.5493.61Form 13
J.w. Cole Advisors, Inc.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Palladium Partners Llc09-30-2021Ex Td Bd0Liquidated!-100.000.000.000.000.00Form 13
Alliance Wealth Management Group09-30-20210-5yr Hi Yl Cp102,999Increased3.491.534,707,000.002.6845.70Form 13
Lejeune Puetz Investment Counsel Llc09-30-2021Equity25,565Maintained0.000.421,168,000.00-0.8545.69Form 13
Atlas Private Wealth Advisors09-30-2021Mf Closed And Mf Open0Liquidated!-100.000.000.000.000.00Form 13
Aptus Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp236Decreased-85.760.0011,000.00-85.5346.61Form 13
Phoenix Holdings Ltd.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Peoples Bank /oh09-30-2021Mutual Funds -5,665New!0.000.14259,000.000.0091.38Form 13
Advanced Asset Management Advisors Inc09-30-20210-5yr Hi Yl Cp18,800Maintained0.000.18859,000.00-0.8145.69Form 13
Montecito Bank & Trust09-30-2021Com122,421Increased19.001.085,595,000.0018.0991.46Form 13
Sigma Planning Corp09-30-20210-5yr Hi Yl Cp29,781Decreased-11.840.041,361,000.00-12.5345.70Form 13
Signalpoint Asset Management, Llc09-30-2021Com8,410Increased0.360.12384,000.00-0.5245.66Form 13
Dynamic Advisor Solutions Llc09-30-20210-5yr Hi Yl Cp105,477Increased5.140.364,820,000.004.3145.70Form 13
Capital Investment Advisory Services, Llc09-30-20210-5yr Hi Yl Cp4,459Maintained0.000.03204,000.00-0.4945.75Form 13
Spotlight Asset Group, Inc.09-30-20210-5yr Hi Yl Cp11,656Decreased-47.690.27533,000.00-48.0545.73Form 13
Morris Retirement Advisors, Llc09-30-20210-5yr Hi Yl Cp59,426Increased665.702.312,716,000.00660.7845.70Form 13
Destiny Wealth Partners, Llc09-30-20210-5yr Hi Yl Cp1,758Maintained0.000.0280,000.000.0045.51Form 13
Janney Montgomery Scott Llc09-30-2021Etf/closed End-87,364Increased46.960.013,992,000.0045.8091.37Form 13
Naples Global Advisors, Llc09-30-20210-5yr Hi Yl Cp85,441Maintained0.000.513,905,000.000.0045.70Form 13
Gwm Advisors Llc09-30-2021Mf Closed And Mf Open14,030Decreased-8.870.02641,000.00-9.5945.69Form 13
Pettinga Financial Advisors, Llc09-30-20210-5yr Hi Yl Cp4,764Decreased-12.430.06218,000.00-13.1545.76Form 13
Smart Money Group Llc09-30-20210-5yr Hi Yl Cp18,085Increased34.810.60826,000.0043.6545.67Form 13
Archer Investment Corp09-30-2021Etf314Maintained0.000.0114,350,000.000.0045,700.64Form 13
Galvin, Gaustad & Stein, Llc09-30-20210-5yr Hi Yl Cp185,611Decreased-16.140.828,482,000.00-16.7945.70Form 13
Lumature Wealth Partners, Llc09-30-20210-5yr Hi Yl Cp2,185Decreased-6.620.04100,000.00-7.4145.77Form 13
Commonwealth Equity Services, Llc09-30-20210-5yr Hi Yl Cp2,545,272Increased3.950.29116,318,000.003.7045.70Form 13
Raymond James & Associates09-30-20210-5yr Hi Yl Cp183,551Decreased-40.670.018,388,000.00-41.1445.70Form 13
Signature Securities Group Corporation09-30-20210-5yr Hi Yl Cp367New!0.000.0117,000.000.0046.32Form 13
Cambridge Investment Research Advisors, Inc.09-30-2021Hi Yl Cp112,179Decreased-5.729.995,127,000.00-6.4445.70Form 13
Raymond James Financial Services Advisors, Inc.09-30-20210-5yr Hi Yl Cp429,882Decreased-4.340.0419,646,000.00-5.0945.70Form 13
Redhawk Wealth Advisors, Inc.09-30-20210-5yr Hi Yl Cp138,614Decreased-3.461.756,335,000.00-4.2045.70Form 13
Allworth Financial Lp09-30-20210-5yr Hi Yl Cp87Maintained0.000.004,000.000.0045.98Form 13
Financial Management Professionals, Inc.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Nelson, Van Denburg & Campbell Wealth Management Group, Llc09-30-2021Etf2,919Maintained0.000.01133,000.00-0.7545.56Form 13
Alphastar Capital Management, Llc09-30-20210-5yr Hi Yl Cp27,952Increased41.670.091,274,000.0040.1545.58Form 13
Syverson Strege & Co09-30-20210-5yr Hi Yl Cp72Maintained0.000.003,000.000.0041.67Form 13
Parallel Advisors, Llc09-30-2021Etf2,380Decreased-11.190.00109,000.00-11.3845.80Form 13
Armor Investment Advisors, Llc09-30-20210-5yr Hi Yl Cp2,000Maintained0.000.0691,000.00-1.0945.50Form 13
Hcr Wealth Advisors09-30-20210-5yr Hi Yl Cp149,879Increased19.271.146,849,000.0018.3345.70Form 13
Mount Yale Investment Advisors, Llc09-30-20210-5yr Hi Yl Cp6,058Increased12.900.03277,000.0012.1545.72Form 13
Sierra Capital Llc09-30-2021Etf16,117Increased6.000.12734,000.004.8645.54Form 13
Emerald Advisors, Llc09-30-20210-5yr Hi Yl Cp22,595New!0.000.291,033,000.000.0045.72Form 13
Clearview Wealth Advisors Llc09-30-2021Etf37,894Increased4.801.101,732,000.003.9645.71Form 13
Baker Tilly Wealth Management, Llc09-30-20210-5yr Hi Yl Cp13,183Increased81.410.08602,000.0079.7045.66Form 13
Cliftonlarsonallen Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp60,880Maintained0.000.112,782,000.000.0045.70Form 13
Segall Bryant & Hamill, Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Duncker Streett & Co Inc09-30-20210-5yr Hi Yl Cp2,004Maintained0.000.0292,000.000.0045.91Form 13
Davidson Investment Advisors09-30-20210-5yr Hi Yl Cp5,348Decreased-15.270.02244,000.00-16.1545.62Form 13
Financial Sense Advisors, Inc.09-30-20210-5yr Hi Yl Cp301,280Increased6.004.6113,768,000.005.1745.70Form 13
Meitav Dash Investments Ltd09-30-20210-5yr Hi Yl Cp7,397Increased6.750.01337,000.005.6445.56Form 13
Spectrum Management Group, Llc09-30-20210-5yr Hi Yl Cp694Maintained0.000.0132,000.000.0046.11Form 13
Day & Ennis, Llc09-30-20210-5yr Hi Yl Cp5,892Increased5.530.09269,000.004.6745.66Form 13
Brookstone Capital Management09-30-20210-5yr Hi Yl Cp7,594Decreased-8.820.01345,000.00-9.6945.43Form 13
Wealth Enhancement Advisory Services, Llc09-30-20210-5yr Hi Yl Cp6,655Increased0.090.00303,000.00-0.6645.53Form 13
Lakeview Capital Partners, Llc09-30-20210-5yr Hi Yl Cp347Maintained0.000.0116,000.000.0046.11Form 13
Roble, Belko & Company, Inc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Nwam Llc09-30-20210-5yr Hi Yl Cp6,063Increased2.040.03277,000.001.0945.69Form 13
Strategiq Financial Group, Llc09-30-20210-5yr Hi Yl Cp22,515Increased11.600.201,029,000.0010.7645.70Form 13
Clearwater Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp1,216,386Increased2.946.4455,589,000.002.1445.70Form 13
Ackerman Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp5,103New!0.000.05233,000.000.0045.66Form 13
Front Row Advisors Llc09-30-2021Etf616Maintained0.000.0128,000.000.0045.45Form 13
Carl P. Sherr & Co., Llc09-30-20210-5yr Hi Yl Cp7,822Increased0.090.28357,000.00-0.8345.64Form 13
Greystone Financial Group, Llc09-30-20210-5yr Hi Yl Cp315,224Decreased-24.934.2814,406,000.00-25.5245.70Form 13
Wilbanks Smith & Thomas Asset Management Llc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Novare Capital Management Llc09-30-20210-5yr Hi Yl Cp7,194Decreased-65.020.04329,000.00-65.2645.73Form 13
Advisorshares Investments Llc09-30-2021Mutual Fund2,388Decreased-70.690.02109,000.00-70.9345.64Form 13
Sowell Financial Services Llc09-30-2021Etf0Liquidated!-100.000.000.000.000.00Form 13
Financial Advocates Investment Management09-30-20210-5yr Hi Yl Cp14,286Increased0.590.04653,000.00-0.3145.71Form 13
Larson Financial Group Llc09-30-20210-5yr Hi Yl Cp54Maintained0.000.002,000.000.0037.04Form 13
Transcend Wealth Collective, Llc09-30-2021Etf11,995Decreased-25.010.05546,000.00-25.9245.52Form 13
Strategic Asset Management, Llc09-30-20210-5yr Hi Yl Cp Etf2,086New!0.000.1395,000.000.0045.54Form 13
Toews Corp /adv09-30-20210-5yr Hi Yl Cp150,000Decreased-6.250.886,855,000.00-6.4845.70Form 13
Deutsche Bank Ag\09-30-20210-5yr Hi Yl Cp225,000Decreased-8.290.0010,283,000.00-8.5145.70Form 13
Sigma Investment Counselors Inc09-30-20210-5yr Hi Yl Cp124,382Decreased-0.820.425,684,000.00-1.6145.70Form 13
New York Life Investment Management Llc09-30-20210-5yr Hi Yl Cp118,713Decreased-26.780.305,425,000.00-27.3645.70Form 13
Adell Harriman & Carpenter Inc09-30-2021Com477,332Increased5.329.9921,814,093,000.004.5045,700.04Form 13
Sandy Spring Bank09-30-20210-5yr Hi Yl Cp664New!0.000.0030,000.000.0045.18Form 13
Smith, Salley & Associates09-30-20210-5yr Hi Yl Cp30,000Decreased-23.190.111,371,000.00-23.7991.43Form 13
Baystate Wealth Management Llc09-30-2021Etf40Maintained0.000.002,000.000.0050.00Form 13
Regal Investment Advisors Llc09-30-20210-5yr Hi Yl Cp23,205Maintained0.000.101,060,000.000.0045.68Form 13
Advisory Services Network, Llc09-30-2021Etf54,862Decreased-8.970.072,506,000.00-9.76218.31Form 13
Srs Capital Advisors, Inc.09-30-20210-5yr Hi Yl Cp1,268Increased1.200.0158,000.000.0045.74Form 13
Advisor Group Holdings, Inc.09-30-20210-5yr Hi Yl Cp419,752Decreased-6.220.0419,183,000.00-6.96364.91Form 13
Pfg Advisors09-30-20210-5yr Hi Yl Cp27,683Increased55.210.141,265,000.0053.8945.70Form 13
Ironwood Wealth Management, Inc.09-30-20210-5yr Hi Yl Cp160,041Maintained0.005.427,314,000.000.0045.70Form 13
Pnc Financial Services Group, Inc.09-30-20210-5yr Hi Yl Cp7,438Increased82.660.00339,000.0080.3290.93Form 13
Conning Inc.09-30-20210-5yr Hi Yl Cp428,474Maintained0.000.5619,581,000.00-0.7945.70Form 13
Brinker Capital Investments, Llc09-30-20210-5yr Hi Yl Cp105,703Decreased-75.460.084,831,000.00-75.6545.70Form 13
Ipg Investment Advisors Llc09-30-20210-5yr Hi Yl Cp16,601Increased6.720.24758,666,000.005.8845,700.02Form 13
Meeder Asset Management Inc09-30-20210-5yr Hi Yl Cp253,089Decreased-84.440.6111,566,000.00-84.56274.30Form 13
Commerce Bank09-30-20210-5yr Hi Yl Cp9,945Maintained0.000.00454,000.00-0.8745.65Form 13
Washington Trust Co09-30-2021Msci Emg Mkt Etf101Maintained0.000.005,000.000.0049.50Form 13
Principal Financial Group Inc09-30-20210-5yr Hi Yl Cp5,001Decreased-23.460.00229,000.00-23.9245.79Form 13
Coastline Trust Co09-30-2021Other158,750Increased18.780.907,255,000.0017.8545.70Form 13
Blackrock Inc.09-30-20210-5yr Hi Yl Cp5,135,200Increased5.550.00234,678,000.004.72274.62Form 13
Valmark Advisers, Inc.09-30-20210-5yr Hi Yl Cp5,925Increased26.220.00271,000.0025.4645.74Form 13
Wbi Investments, Inc.09-30-20210-5yr Hi Yl Cp62,287Decreased-76.690.482,846,000.00-76.8845.69Form 13
Td Capital Management Llc09-30-20210-5yr Hi Yl Cp21New!0.000.001,000.000.0047.62Form 13
Jfs Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp33,302New!0.000.161,522,000.000.0045.70Form 13
Advisory Alpha, Llc09-30-20210-5yr Hi Yl Cp124,823Increased6.770.415,704,000.005.9245.70Form 13
Boston Private Wealth Llc09-30-2021Etf49,681Increased10.030.032,270,000.009.1345.69Form 13
Red Cedar Capital, Llc09-30-20210-5yr Hi Yl Cp2,297Maintained0.000.06105,000.00-0.9445.71Form 13
55i, Llc09-30-20210-5yr Hi Yl Cp43,043Decreased-38.280.061,967,000.00-38.7645.70Form 13
Evolution Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp9,890Increased11.630.10452,000.0010.7845.70Form 13
Geneos Wealth Management Inc.09-30-20210-5yr Hi Yl Cp68,108Decreased-3.070.123,100,000.00-4.0245.52Form 13
Core Wealth Advisors, Inc.09-30-20210-5yr Hi Yl Cp137,290Increased4.424.166,274,000.003.6045.70Form 13
Stonehage Fleming Financial Services Holdings Ltd09-30-20210-5yr Hi Yl Cp12,460Decreased-6.160.02569,000.00-7.0345.67Form 13
Lws Wealth Advisors, Inc.09-30-20210-5yr Hi Yl Cp148,701Increased4.762.986,796,000.003.9545.70Form 13
Disciplined Investments, Llc09-30-2021Etf6,698Increased62.060.15306,000.0062.7745.69Form 13
Barclays Plc09-30-2021Fund513,002Decreased-31.370.0123,444,000.00-31.9145.70Form 13
Concourse Financial Group Securities, Inc.09-30-20210-5yr Hi Yl Cp22,341Decreased-4.220.061,021,000.00-4.9345.70Form 13
Wrapmanager Inc09-30-20210-5yr Hi Yl Cp6,423New!0.000.08294,000.000.0045.77Form 13
Indexiq Advisors Llc09-30-20210-5yr Hi Yl Cp26,376Increased61.690.041,206,000.0060.3791.41Form 13
O'shaughnessy Asset Management, Llc09-30-2021Common18,646Increased3.220.02852,000.002.4045.69Form 13
Allianz Asset Management Gmbh09-30-20210-5yr Hi Yl Cp270,000New!0.000.0112,339,000.000.0045.70Form 13
Creative Planning09-30-20210-5yr Hi Yl Cp123,811Increased159.610.015,658,000.00157.5345.70Form 13
Cumberland Partners Ltd09-30-20210-5yr Hi Yl Cp19,250Increased76.610.07880,000.0075.3045.71Form 13
Verity Asset Management, Inc.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Timescale Financial, Inc.09-30-2021Etf11,809Increased0.430.13540,000.00-0.3745.73Form 13
Semmax Financial Advisors Inc.09-30-20210-5yr Hi Yl Cp76,211Increased140.801.203,483,000.00138.8945.70Form 13
Orion Portfolio Solutions, Llc09-30-20210-5yr Hi Yl Cp73,026Decreased-11.180.123,337,000.00-11.8845.70Form 13
Heritage Wealth Management, Llc09-30-20210-5yr Hi Yl Cp5,898Decreased-66.500.10270,000.00-66.5045.78Form 13
Db Wealth Management Group, Llc09-30-2021Mf Closed And Mf Open38,321Increased19.371.131,751,000.0018.3945.69Form 13
Us Bancorp \de\09-30-2021Other1,268Decreased-9.620.0058,000.00-9.3891.41Form 13
American Century Companies Inc09-30-20210-5yr Hi Yl Cp523,400Maintained0.000.0223,919,000.00-0.7845.70Form 13
Valley National Advisers Inc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Comerica Securities,inc.09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Citigroup Inc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Mercer Global Advisors Inc /adv09-30-20210-5yr Hi Yl Cp476,696Increased151.630.1521,785,000.00149.6645.70Form 13
Goldman Sachs Group Inc09-30-2021Cmn29,092Decreased-16.680.001,330,000.00-17.2945.72Form 13
Prudential Plc09-30-20210-5yr Hi Yl Cp19,850Decreased-0.950.01907,000.00-1.7345.69Form 13
Renaissance Technologies Llc09-30-20210-5yr Hi Yl Cp183,900Decreased-55.780.018,404,000.00-56.1345.70Form 13
Nomura Asset Management Co Ltd09-30-20210-5yr Hi Yl Cp52,100Increased143.460.012,381,000.00141.4845.70Form 13
Mainstay Capital Management Llc /adv09-30-20210-5yr Hi Yl Cp22,116Increased35.560.581,010,000.0034.4945.67Form 13
Western Asset Management Company, Llc09-30-20210-5yr Hi Yl Cp140,000New!0.000.466,398,000.000.0045.70Form 13
Westwood Holdings Group Inc09-30-20210-5yr Hi Yl Cp8,381Increased0.110.00383,000.00-0.7845.70Form 13
Scs Capital Management Llc09-30-20210-5yr Hi Yl Cp6,507Decreased-34.230.01297,000.00-34.8745.64Form 13
Seabridge Investment Advisors Llc09-30-20210-5yr Hi Yl Cp108,478Decreased-0.521.634,957,000.00-1.3145.70Form 13
Royal Bank Of Canada09-30-20210-5yr Hi Yl Cp603,076Increased112.080.0027,560,000.00110.43274.07Form 13
Ameritas Investment Partners, Inc.09-30-2021Etf10,437Increased3.290.02476,000.002.3745.61Form 13
Fairview Capital Investment Management, Llc09-30-20210-5yr Hi Yl Cp184,667Decreased-3.120.588,439,000.00-3.8745.70Form 13
Eaton Vance Management09-30-2021Mutual Fund712Decreased-4.040.0033,000.00-2.9446.35Form 13
D.a. Davidson & Co.09-30-20210-5yr Hi Yl Cp136,370Increased4.460.076,232,000.003.6445.70Form 13
First Foundation Advisors09-30-20210-5yr Hi Yl Cp352,272New!0.000.6016,099,000.000.0045.70Form 13
Eagle Global Advisors Llc09-30-20210-5yr Hi Yl Cp5,585Decreased-14.470.02255,000.00-15.2845.66Form 13
Prudential Financial Inc09-30-20210-5yr Hi Yl Cp10,928Decreased-14.930.00501,000.00-15.3745.85Form 13
Northern Oak Wealth Management Inc09-30-20210-5yr Hi Yl Cp31,184Increased26.930.171,425,000.0025.8845.70Form 13
Northwestern Mutual Wealth Management Co09-30-20210-5yr Hi Yl Cp10,149Decreased-7.030.00463,000.00-7.7745.62Form 13
Mount Lucas Management Lp09-30-2021Etp82,069Decreased-5.461.133,751,000.00-6.1845.71Form 13
Lazard Asset Management Llc09-30-2021Cl-endfund Fi1238,605Decreased-54.310.001,764,000.00-54.6845.69Form 13
Alesco Advisors Llc09-30-20210-5yr Hi Yl Cp217,535Increased18.120.359,941,000.0017.8445.70Form 13
Mariner, Llc09-30-20210-5yr Hi Yl Cp388,942Increased155.770.0917,775,000.00153.7845.70Form 13
Baker Avenue Asset Management, Lp09-30-2021Etf21,079Increased103.560.06963,000.00103.1645.69Form 13
Susquehanna International Group, Llp09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
Two Sigma Securities, Llc09-30-20210-5yr Hi Yl Cp19,279Decreased-55.870.03881,000.00-55.9745.70Form 13
Advisor Partners Llc09-30-20210-5yr Hi Yl Cp4,428New!0.000.01202,000.000.0045.62Form 13
United Capital Financial Advisers, Llc09-30-2021Exchange Traded Fund107,055Increased32.220.024,892,000.0031.1945.70Form 13
Flow Traders U.s. Llc09-30-2021Etp0Liquidated!-100.000.000.000.000.00Form 13
Hrt Financial Lp09-30-20210-5yr Hi Yl Cp19,920New!0.000.01910,000.000.0045.68Form 13
Global Endowment Management, Lp09-30-20210-5yr Hi Yl Cp19,395Maintained0.000.06886,000.00-0.7845.68Form 13
Stelac Advisory Services Llc09-30-2021Com7,553Increased2.990.07345,000.002.0745.68Form 13
High Falls Advisors, Inc09-30-20210-5yr Hi Yl Cp20,337Increased250.340.25929,000.00249.2545.68Form 13
Mirae Asset Global Investments Co., Ltd.09-30-20210-5yr Hi Yl Cp69,829Maintained0.000.013,191,000.00-0.7845.70Form 13
Balentine Llc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
First Horizon Advisors, Inc.09-30-2021Common Stock3,207Increased28.800.01145,000.00-0.68134.11Form 13
Penserra Capital Management Llc09-30-20210-5yr Hi Yl Cp490New!0.000.0022,000.000.0044.90Form 13
Stonebridge Capital Advisors Llc09-30-2021Etf563Maintained0.000.0026,000.000.0046.18Form 13
Toroso Investments, Llc09-30-20210-5yr Hi Yl Cp7,590New!0.000.01347,000.000.0045.72Form 13
Arete Wealth Advisors, Llc09-30-20210-5yr Hi Yl Cp30,175Increased23.290.151,379,000.00107.3745.70Form 13
Ubs Group Ag09-30-20210-5yr Hi Yl Cp1,289,001Increased10.900.0258,907,000.0010.0345.70Form 13
Bramshill Investments, Llc09-30-2021Exchange Traded Fund2,911,879Increased233.009.99133,073,000.00230.4045.70Form 13
Dakota Wealth Management09-30-20210-5yr Hi Yl Cp10,340Increased53.190.05473,000.0052.0945.74Form 13
Sunbelt Securities, Inc.09-30-20210-5yr Hi Yl Cp17,518Maintained0.000.14802,000.000.0045.78Form 13
Betterment Llc09-30-2021Common153,179Increased38.650.027,000,000.0037.5545.70Form 13
Gerber Kawasaki Wealth & Investment Management09-30-20210-5yr Hi Yl Cp3New!0.000.003,000.000.001,000.00Form 13
Wealthcare Advisory Partners Llc09-30-2021Common0Liquidated!-100.000.000.000.000.00Form 13
Jt Stratford Llc09-30-20210-5yr Hi Yl Cp69,115Increased36.200.973,159,000.0036.9945.71Form 13
Jacobi Capital Management Llc09-30-20210-5yr Hi Yl Cp346Increased0.290.0016,000.000.0046.24Form 13
Mutual Advisors, Llc09-30-20210-5yr Hi Yl Cp13,941Decreased-8.800.04637,000.00-9.5245.69Form 13
Donoghue Forlines Llc09-30-20210-5yr Hi Yl Cp1,015,775Increased32.968.9946,421,000.0032.6445.70Form 13
Abrdn Plc09-30-20210-5yr Hi Yl Cp175,900New!0.000.028,039,000.000.0045.70Form 13
Icon Wealth Partners, Llc09-30-2021Etf12,560Decreased-13.520.06574,000.00-14.2045.70Form 13
Belpointe Asset Management Llc09-30-20210-5yr Hi Yl Cp13,415Increased2.840.04613,000.002.0045.70Form 13
Lake Street Advisors Group, Llc09-30-20210-5yr Hi Yl Cp0Liquidated!-100.000.000.000.000.00Form 13
One Wealth Advisors, Llc09-30-2021Exchange Traded Fund0Liquidated!-100.000.000.000.000.00Form 13
Integrated Wealth Concepts Llc09-30-2021Mf Closed And Mf Open7,455Increased21.930.01341,000.0020.9245.74Form 13
Vista Investment Management09-30-20210-5yr Hi Yl Cp33,928Decreased-0.070.911,551,000.000.5245.71Form 13
Beacon Pointe Advisors, Llc09-30-20210-5yr Hi Yl Cp392,771Increased188.730.4417,950,000.00186.4745.70Form 13
Graves-light Private Wealth Management, Inc.09-30-2021Etf291Maintained0.000.0013,000.000.0044.67Form 13
Townsquare Capital Llc09-30-20210-5yr Hi Yl Cp2,168,869Increased94.052.8499,118,000.0095.16319.92Form 13
Aspire Private Capital, Llc09-30-20210-5yr Hi Yl Cp38Maintained0.000.002,000.000.0052.63Form 13
Advisor Os, Llc09-30-20210-5yr Hi Yl Cp38,173Increased1.920.381,745,000.001.1645.71Form 13
Liberty Wealth Management Llc09-30-20210-5yr Hi Yl Cp1,352Decreased-98.430.0262,000.00-96.6845.86Form 13
Beacon Financial Advisory Llc09-30-20210-5yr Hi Yl Cp4,606Maintained0.000.11210,000.000.0045.59Form 13
Steel Peak Wealth Management Llc09-30-20210-5yr Hi Yl Cp5,608Decreased-1.250.02256,000.00-2.2945.65Form 13
Stokes Family Office, Llc09-30-20210-5yr Hi Yl Cp12,244Maintained0.000.08560,000.00-0.7145.74Form 13
Epg Wealth Management Llc09-30-20210-5yr Hi Yl Cp488New!0.000.0122,000.000.0045.08Form 13
Founders Financial Alliance, Llc09-30-20210-5yr Hi Yl Cp288Increased150.430.0113,000.00160.0045.14Form 13
B, B, H, & B Inc.09-30-20210-5yr Hi Yl Cp142,928New!0.005.966,532,000.000.0045.70Form 13
Blue Barn Wealth, Llc09-30-20210-5yr Hi Yl Cp130,038Increased14.205.225,942,000.0013.2945.69Form 13
Thrivent Financial For Lutherans09-30-20210-5yr Hi Yl Cp114,654Increased2.300.015,240,000.001.5145.70Form 13
Fmr Llc09-30-20210-5yr Hi Yl Cp3,519Increased14.510.00161,000.0014.1845.80Form 13
Pfs Investments Inc.09-30-2021Etf - E778,096Increased20.040.7335,442,000.0018.9745.55Form 13
Mml Investors Services, Llc09-30-20210-5yr Hi Yl Cp104,544Decreased-1.100.044,778,000.00-1.8745.70Form 13
Bank Of America Corp /de/09-30-20210-5yr Hi Y1,424,483Increased7.160.0065,099,000.006.32182.22Form 13
Stifel Financial Corp09-30-20210-5yr Hi Yl Cp317,763Increased27.240.0214,522,000.0026.2545.70Form 13
Wells Fargo & Company/mn09-30-20210-5yr Hi Yl Cp1,736,002Decreased-2.370.0279,334,000.00-2.61182.33Form 13
Harbour Investments, Inc.09-30-20210-5yr Hi Yl Cp54,765Increased3.240.082,503,000.003.0045.70Form 13
Ameriprise Financial Inc09-30-2021Com520,837Decreased-44.390.0123,819,000.00-44.01179.85Form 13
Morgan Stanley09-30-20210-5yr Hi Yl Cp2,425,811Increased12.380.01110,860,000.0011.50189.79Form 13
Axa S.a.09-30-20210-5yr Hi Yl Cp30,045Increased0.240.001,373,000.00-0.5845.70Form 13
Allstate Corp09-30-2021Equ959,140Maintained0.001.8243,833,000.00-0.2491.40Form 13
Brookfield Asset Management Inc.09-30-2021Mutual Fund518,079Increased87.180.1023,677,000.0085.7391.40Form 13
National Asset Management, Inc.09-30-20210-5yr Hi Yl Cp20,447Decreased-23.610.03935,000.00-24.1745.73Form 13
Charles Schwab Investment Advisory, Inc.09-30-20210-5yr Hi Yl Cp6,429Decreased-16.170.00294,000.00-16.2445.73Form 13
Captrust Financial Advisors09-30-2021Etf58,500Decreased-27.750.022,673,000.00-27.9345.69Form 13
Cetera Advisors Llc09-30-20210-5yr Hi Yl Cp149,814Increased3.460.136,847,000.002.6545.70Form 13
Cetera Advisor Networks Llc09-30-20210-5yr Hi Yl Cp55,806Decreased-0.820.032,550,000.00-1.6245.69Form 13
Main Management Llc09-30-2021Com220,055Increased26.461.0810,057,000.0025.4845.70Form 13
Jane Street Group, Llc09-30-20210-5yr Hi Yl Cp8,560New!0.000.00391,000.000.0045.68Form 13
Fintrust Capital Advisors, Llc09-30-20210-5yr Hi Yl Cp7,897Decreased-19.560.10361,000.00-19.0645.71Form 13
Cetera Investment Advisers09-30-20210-5yr Hi Yl Cp101,631Increased6.760.074,645,000.005.9345.70Form 13
Vivaldi Capital Management Lp09-30-20210-5yr Hi Yl Cp10,406New!0.000.10476,000.000.0045.74Form 13
Triumph Capital Management09-30-2021Etf14,393New!0.000.31658,000.000.0045.72Form 13
Retirement Group, Llc09-30-20210-5yr Hi Yl Cp7,730Decreased-17.470.16353,000.00-18.1045.67Form 13
Mbm Wealth Consultants, Llc09-30-20210-5yr Hi Yl Cp10,810Decreased-41.720.23494,000.00-42.1545.70Form 13
Ern Financial, Llc09-30-20210-5yr Hi Yl Cp9,208Increased0.330.11421,000.00-0.4745.72Form 13
Colony Group Llc09-30-2021Etf25,377Increased39.330.021,160,000.0038.2645.71Form 13
Bank Of New York Mellon Corp09-30-20210-5y872,764Increased12.580.0139,885,000.0011.7045.70Form 13
Wealthsource Partners, Llc09-30-20210-5yr Hi Yl Cp184,095Increased9.660.738,413,000.008.7945.70Form 13
Hanlon Investment Management, Inc.09-30-20210-5yr Hi Yl Cp154,551Maintained0.001.467,063,000.00-0.7945.70Form 13
Cfs Investment Advisory Services, Llc09-30-20210-5yr Hi Yl Cp14,536Maintained0.000.09664,000.000.0045.68Form 13
Legacy Wealth Planning, Llc09-30-20210-5 Yr Hi Yl Cp12,437Increased108.290.64568,000.00109.5945.67Form 13
First Mercantile Trust Co09-30-2021Etf37,783Decreased-6.300.231,727,000.00-6.24137.24Form 13
Mcdonald Partners Llc09-30-20210-5yr Hi Yl Cp26,322Decreased-1.150.281,203,000.00-1.1545.70Form 13
Patriot Financial Group Insurance Agency, Llc09-30-2021Etf3,265Increased58.190.03149,000.0056.8445.64Form 13
Bay Harbor Wealth Management, Llc09-30-2021Exchange Traded Fund0Liquidated!-100.000.000.000.000.00Form 13