| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Proequities, Inc. | 06-30-2020 | Com | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| California Public Employees Retirement System | 09-30-2020 | Com | 98,800 | Increased | 5.22 | 0.00 | 336,000.00 | -7.44 | 3.40 | Form 13 |
| Quantum Capital Management | 09-30-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Old Mission Capital Llc | 09-30-2020 | Common Stock | 64,512 | New! | 0.00 | 0.02 | 219,000.00 | 0.00 | 3.39 | Form 13 |
| Lighthouse Financial Advisors, Inc. | 12-31-2020 | Com | 18,000 | Decreased | -14.29 | 0.02 | 70,000.00 | -1.41 | 3.89 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Com | 680 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 4.41 | Form 13 |
| Tarbox Family Office, Inc. | 12-31-2020 | Com | 1,400 | Maintained | 0.00 | 0.00 | 5,000.00 | 0.00 | 3.57 | Form 13 |
| Riggs Asset Managment Co. Inc. | 12-31-2020 | Com | 200 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 5.00 | Form 13 |
| Kornitzer Capital Management Inc /ks | 12-31-2020 | Com | 153,600 | Maintained | 0.00 | 0.01 | 598,000.00 | 14.56 | 3.89 | Form 13 |
| Assenagon Asset Management S.a. | 12-31-2020 | Com | 15,223 | Decreased | -92.23 | 0.03 | 59,000.00 | -91.14 | 3.88 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 9,871 | Decreased | -19.72 | 0.00 | 38,000.00 | -7.32 | 3.85 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Inc Com | 15,392 | Decreased | -1.60 | 0.35 | 60,000.00 | 13.21 | 3.90 | Form 13 |
| Bollard Group Llc | 12-31-2020 | Com | 3,082 | Maintained | 0.00 | 0.00 | 12,000.00 | 20.00 | 3.89 | Form 13 |
| Salomon & Ludwin, Llc | 12-31-2020 | Stock | 19,184 | New! | 0.00 | 0.01 | 75,000.00 | 0.00 | 3.91 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Com | 3,257,468 | Increased | 3.07 | 0.00 | 12,672,000.00 | 17.93 | 23.49 | Form 13 |
| Sns Financial Group, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Granite Point Capital Management, L.p. | 12-31-2020 | Com | 2,396,000 | Decreased | -19.77 | 0.48 | 9,320,000.00 | -8.21 | 7.77 | Form 13 |
| Alliancebernstein L.p. | 12-31-2020 | Com | 127,900 | Maintained | 0.00 | 0.00 | 498,000.00 | 14.48 | 3.89 | Form 13 |
| Sei Investments Co | 12-31-2020 | Com | 22,550 | Increased | 31.20 | 0.00 | 88,000.00 | 51.72 | 3.90 | Form 13 |
| New York State Common Retirement Fund | 12-31-2020 | Common Stock | 26,200 | Maintained | 0.00 | 0.00 | 102,000.00 | 14.61 | 3.89 | Form 13 |
| Royce & Associates Lp | 12-31-2020 | Com | 1,795,879 | Increased | 126.63 | 0.06 | 6,986,000.00 | 159.32 | 3.89 | Form 13 |
| Proshare Advisors Llc | 12-31-2020 | Com | 10,285 | New! | 0.00 | 0.00 | 40,000.00 | 0.00 | 3.89 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 79,619 | Increased | 23.91 | 0.00 | 310,000.00 | 41.55 | 12.17 | Form 13 |
| Perkins Capital Management Inc | 12-31-2020 | Com | 13,500 | Maintained | 0.00 | 0.03 | 53,000.00 | 15.22 | 3.93 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Com | 17,200 | Increased | 20.70 | 0.00 | 67,000.00 | 21.82 | 3.90 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Com | 12,498 | New! | 0.00 | 0.00 | 49,000.00 | 0.00 | 3.92 | Form 13 |
| Rhumbline Advisers | 12-31-2020 | Com | 60,175 | Increased | 13.59 | 0.00 | 234,000.00 | 30.00 | 3.89 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Equity | 9,341 | Decreased | -17.90 | 0.07 | 36,336,000.00 | -6.07 | 3,889.95 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Com | 413,785 | Decreased | -8.55 | 0.01 | 1,609,000.00 | 4.62 | 3.89 | Form 13 |
| Blackhawk Capital Partners Llc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 1,705 | Decreased | -54.28 | 0.00 | 7,000.00 | -46.15 | 4.11 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 47,295 | Increased | 12.47 | 0.00 | 184,000.00 | 13.58 | 11.74 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Com | 29,525 | Decreased | -55.93 | 0.00 | 115,000.00 | -55.60 | 3.90 | Form 13 |
| Panagora Asset Management Inc | 12-31-2020 | Common | 1,258 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 3.97 | Form 13 |
| Group One Trading, L.p. | 12-31-2020 | Com | 9,396 | Decreased | -89.16 | 0.00 | 37,000.00 | -87.46 | 3.94 | Form 13 |
| Ergoteles Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pura Vida Investments, Llc | 09-30-2017 | Com | 187,800 | New! | 0.00 | 0.85 | 2,892,000.00 | 0.00 | 15.40 | Form 13 |
| Pura Vida Investments, Llc | 03-31-2018 | Com | 797,772 | New! | 0.00 | 4.55 | 7,707,000.00 | 0.00 | 19.32 | Form 13 |
| Pura Vida Investments, Llc | 06-30-2018 | Com | 309,300 | New! | 0.00 | 2.42 | 6,035,000.00 | 0.00 | 39.02 | Form 13 |
| Pura Vida Investments, Llc | 12-31-2018 | Com | 550,000 | New! | 0.00 | 1.40 | 6,991,000.00 | 0.00 | 12.71 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 411,325 | Decreased | -81.72 | 0.00 | 1,600,000.00 | -79.08 | 3.89 | Form 13 |
| Barclays Plc | 12-31-2020 | Com | 14,983 | Decreased | -44.85 | 0.00 | 58,000.00 | -37.63 | 3.87 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Com | 14,600 | Maintained | 0.00 | 0.00 | 56,000.00 | 14.29 | 3.84 | Form 13 |
| Northern Trust Corp | 12-31-2020 | Com | 515,521 | Decreased | -4.58 | 0.00 | 2,006,000.00 | 9.20 | 11.69 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Com | 56,600 | Increased | 73.09 | 0.00 | 220,000.00 | 73.23 | 3.89 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 9,067 | Decreased | -31.13 | 0.00 | 35,000.00 | -22.22 | 3.86 | Form 13 |
| Bamco Inc /ny/ | 12-31-2020 | Com | 1,815,363 | Maintained | 0.00 | 0.02 | 7,062,000.00 | 14.42 | 3.89 | Form 13 |
| Vanguard Group Inc | 12-31-2020 | Com | 2,617,842 | Increased | 3.51 | 0.00 | 10,184,000.00 | 18.43 | 15.38 | Form 13 |
| Ameritas Investment Partners, Inc. | 12-31-2020 | Com | 3,217 | Maintained | 0.00 | 0.00 | 13,000.00 | 18.18 | 4.04 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 50,450 | Maintained | 0.00 | 0.00 | 196,000.00 | 13.95 | 3.89 | Form 13 |
| Geode Capital Management, Llc | 12-31-2020 | Com | 872,838 | Increased | 1.53 | 0.00 | 3,395,000.00 | 16.15 | 3.89 | Form 13 |
| Algert Global Llc | 12-31-2020 | Com | 100,360 | Decreased | -1.70 | 0.11 | 390,000.00 | 12.39 | 3.89 | Form 13 |
| Pinnacle Holdings, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Com | 54,847 | Decreased | -4.94 | 0.00 | 213,000.00 | 8.67 | 3.88 | Form 13 |
| Pura Vida Investments, Llc | 03-31-2019 | Com | 671,629 | New! | 0.00 | 0.81 | 5,763,000.00 | 0.00 | 25.74 | Form 13 |
| Matisse Capital | 12-31-2020 | Com | 13,818 | Maintained | 0.00 | 0.02 | 53,000.00 | 12.77 | 3.84 | Form 13 |
| X-square Capital, Llc | 12-31-2020 | Com | 287,012 | Decreased | -3.04 | 0.60 | 1,116,000.00 | -2.62 | 3.89 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Com | 20,000 | Decreased | -33.33 | 0.00 | 77,000.00 | -33.62 | 3.85 | Form 13 |
| Peak6 Investments Llc | 12-31-2020 | Com | 13,903 | Maintained | 0.00 | 0.00 | 54,000.00 | 0.00 | 7.77 | Form 13 |
| American International Group, Inc. | 12-31-2020 | Com | 26,979 | Decreased | -2.79 | 0.00 | 105,000.00 | 11.70 | 3.89 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com | 50,600 | New! | 0.00 | 0.00 | 197,000.00 | 0.00 | 3.89 | Form 13 |
| Legal & General Group Plc | 12-31-2020 | Com | 33,584 | Decreased | -5.31 | 0.00 | 130,000.00 | -5.11 | 7.72 | Form 13 |
| Friess Associates Llc | 12-31-2020 | Com | 920,294 | New! | 0.00 | 0.26 | 3,580,000.00 | 0.00 | 3.89 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Com | 13,012 | New! | 0.00 | 0.00 | 50,000.00 | 0.00 | 7.62 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 120,379 | Decreased | -90.32 | 0.00 | 469,000.00 | -90.26 | 7.79 | Form 13 |
| Mutual Of America Capital Management Llc | 12-31-2020 | Equities | 1,259,539 | Decreased | -4.09 | 0.06 | 4,900,000.00 | -3.58 | 3.89 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Com | 12,251 | Decreased | -4.89 | 0.00 | 49,000.00 | -5.77 | 4.00 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Com | 13,157 | Increased | 60.61 | 0.00 | 57,000.00 | 90.00 | 12.60 | Form 13 |
| Manufacturers Life Insurance Company, The | 12-31-2020 | Com | 33,632 | Increased | 14.08 | 0.00 | 131,000.00 | 31.00 | 3.90 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Common Stock | 25,980 | Increased | 1.82 | 0.00 | 101,000.00 | 16.09 | 3.89 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 32,227 | Increased | 4.78 | 0.00 | 125,000.00 | 20.19 | 11.52 | Form 13 |
| Deerfield Management Company, L.p. (series C) | 12-31-2020 | Com | 1,918,118 | Decreased | -17.33 | 0.15 | 7,461,000.00 | -5.43 | 3.89 | Form 13 |
| Wexford Capital Lp | 12-31-2020 | Com | 9,888 | New! | 0.00 | 0.01 | 38,000.00 | 0.00 | 3.84 | Form 13 |
| Voya Investment Management Llc | 12-31-2020 | Com | 19,725 | Increased | 24.95 | 0.00 | 77,000.00 | 42.59 | 3.90 | Form 13 |
| California State Teachers Retirement System | 12-31-2020 | Common Stock | 69,976 | Maintained | 0.00 | 0.00 | 272,000.00 | 14.29 | 3.89 | Form 13 |
| Paloma Partners Management Co | 12-31-2020 | Com | 46,921 | Increased | 89.79 | 0.00 | 183,000.00 | 117.86 | 3.90 | Form 13 |
| Bridgeway Capital Management, Llc | 12-31-2020 | Com | 147,894 | Maintained | 0.00 | 0.01 | 575,000.00 | 14.31 | 3.89 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Com | 11,500 | Maintained | 0.00 | 0.00 | 45,000.00 | 15.38 | 3.91 | Form 13 |
| Two Sigma Investments, Lp | 12-31-2020 | Com | 68,540 | New! | 0.00 | 0.00 | 267,000.00 | 0.00 | 3.90 | Form 13 |
| Walleye Trading Llc | 12-31-2020 | Com | 10,000 | Maintained | 0.00 | 0.00 | 39,000.00 | 0.00 | 3.90 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackstone Group Inc | 12-31-2020 | Com | 2,730,765 | Maintained | 0.00 | 0.04 | 10,623,000.00 | 14.41 | 3.89 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Com | 14,300 | Decreased | -58.47 | 0.00 | 56,000.00 | -52.14 | 3.92 | Form 13 |
| Susquehanna Fundamental Investments, Llc | 12-31-2020 | Com | 86,441 | Decreased | -35.06 | 0.01 | 336,000.00 | -25.83 | 3.89 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | Com | 6,000 | Maintained | 0.00 | 0.00 | 23,340,000.00 | 14.41 | 3,890.00 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | Om | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Two Sigma Advisers, Lp | 12-31-2020 | Com | 20,600 | Maintained | 0.00 | 0.00 | 80,000.00 | 0.00 | 3.88 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Nuveen Asset Management, Llc | 12-31-2020 | Com | 178,573 | Increased | 1.55 | 0.00 | 695,000.00 | 16.42 | 7.79 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Com | 15,640 | Decreased | -70.70 | 0.00 | 61,000.00 | -66.48 | 7.80 | Form 13 |
| Js Capital Management Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pdt Partners, Llc | 12-31-2020 | Com | 29,637 | New! | 0.00 | 0.01 | 115,000.00 | 0.00 | 3.88 | Form 13 |
| G2 Investment Partners Management Llc | 12-31-2020 | Com | 390,008 | Increased | 0.30 | 0.28 | 1,517,000.00 | 14.75 | 3.89 | Form 13 |
| Cubist Systematic Strategies, Llc | 12-31-2020 | Com | 25,173 | Increased | 7.88 | 0.00 | 98,000.00 | 24.05 | 3.89 | Form 13 |
| Engineers Gate Manager Lp | 12-31-2020 | Com | 41,687 | Increased | 55.29 | 0.01 | 162,000.00 | 78.02 | 3.89 | Form 13 |
| Squarepoint Ops Llc | 12-31-2020 | Com | 94,869 | Decreased | -63.31 | 0.00 | 369,000.00 | -58.02 | 3.89 | Form 13 |
| Schonfeld Strategic Advisors Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schonfeld Strategic Advisors Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Caption Management, Llc | 12-31-2020 | Com | 26,400 | New! | 0.00 | 0.00 | 104,000.00 | 0.00 | 3.94 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Com | 270,207 | Increased | 69.80 | 0.01 | 1,051,000.00 | 94.27 | 7.78 | Form 13 |
| Altium Capital Management Lp | 12-31-2020 | Com | 752,634 | New! | 0.00 | 1.10 | 2,928,000.00 | 0.00 | 3.89 | Form 13 |
| Twinbeech Capital Lp | 12-31-2020 | Com | 35,703 | New! | 0.00 | 0.02 | 139,000.00 | 0.00 | 3.89 | Form 13 |
| Occudo Quantitative Strategies Lp | 12-31-2020 | Com | 25,555 | New! | 0.00 | 0.03 | 99,000.00 | 0.00 | 3.87 | Form 13 |
| First Manhattan Co | 12-31-2020 | Com | 15,030 | Maintained | 0.00 | 0.00 | 58,000.00 | 13.73 | 3.86 | Form 13 |
| Charles Schwab Investment Management Inc | 12-31-2020 | Com | 111,245 | Decreased | -0.97 | 0.00 | 433,000.00 | -0.46 | 3.89 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 190,331 | Increased | 3.87 | 0.00 | 740,000.00 | 4.23 | 7.77 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| State Street Corp | 12-31-2020 | Com | 758,903 | Decreased | -1.31 | 0.00 | 2,952,000.00 | 12.89 | 3.89 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Com | 33,994 | Decreased | -56.23 | 0.00 | 132,000.00 | -49.81 | 7.81 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Common | 610,885 | Maintained | 0.00 | 0.00 | 2,376,000.00 | 0.00 | 15.49 | Form 13 |
| Principal Financial Group Inc | 12-31-2020 | Com | 72,397 | Maintained | 0.00 | 0.00 | 282,000.00 | 0.00 | 3.90 | Form 13 |
| Schroder Investment Management Group | 12-31-2020 | Com | 2,367,505 | Maintained | 0.00 | 0.01 | 9,210,000.00 | 0.00 | 3.89 | Form 13 |
| Virtu Financial Llc | 12-31-2020 | Com | 62,992 | Increased | 258.30 | 0.03 | 245,000.00 | 308.33 | 3.89 | Form 13 |
| Needham Investment Management Llc | 06-30-2020 | Com | 150,000 | Decreased | -85.00 | 0.12 | 581,000.00 | -85.06 | 3.87 | Form 13 |
| Needham Investment Management Llc | 09-30-2020 | Com | 450,000 | Decreased | -55.00 | 0.31 | 1,530,000.00 | -60.67 | 3.40 | Form 13 |
| Abingworth Llp | 12-31-2020 | Common | 2,390,843 | Maintained | 0.00 | 3.18 | 9,300,000.00 | 14.41 | 3.89 | Form 13 |
| Dimensional Fund Advisors Lp | 12-31-2020 | Com | 211,689 | Maintained | 0.00 | 0.00 | 823,000.00 | 0.00 | 3.89 | Form 13 |
| Los Angeles Capital Management Llc | 12-31-2020 | Com | 47,320 | Maintained | 0.00 | 0.00 | 184,000.00 | 0.00 | 3.89 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Com | 190,764 | Maintained | 0.00 | 0.00 | 742,000.00 | 0.00 | 7.78 | Form 13 |
| Private Advisor Group, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Silverleafe Capital Partners, Llc | 03-31-2021 | Stock | 25,000 | New! | 0.00 | 0.07 | 182,000.00 | 0.00 | 7.28 | Form 13 |
