| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Sonora Investment Management, Llc | 12-31-2020 | Equities | 546 | Maintained | 0.00 | 0.00 | 10,000.00 | 11.11 | 18.32 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Com | 132 | Increased | 2.33 | 0.00 | 2,000.00 | 0.00 | 15.15 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Cef | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wambolt & Associates, Llc | 12-31-2020 | Com | 15,648 | Decreased | -9.38 | 0.16 | 274,000.00 | 0.00 | 17.51 | Form 13 |
| Smh Capital Advisors Inc | 12-31-2020 | Com | 18,600 | Increased | 0.91 | 0.83 | 326,000.00 | 11.64 | 17.53 | Form 13 |
| Triad Investment Management | 12-31-2020 | Com | 123,296 | Increased | 31.07 | 2.40 | 2,159,000.00 | 44.80 | 17.51 | Form 13 |
| Tci Wealth Advisors, Inc. | 12-31-2020 | Com | 25 | Maintained | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Com | 4,500 | New! | 0.00 | 0.01 | 78,795,000.00 | 0.00 | 17,510.00 | Form 13 |
| Confluence Investment Management Llc | 12-31-2020 | Com | 299,653 | Increased | 4.25 | 0.08 | 5,247,000.00 | 15.17 | 35.02 | Form 13 |
| Cwm, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Com | 35,059 | Decreased | -6.12 | 0.06 | 626,000.00 | 3.47 | 17.86 | Form 13 |
| Next Capital Management Llc | 12-31-2020 | Com | 27,520 | Maintained | 0.00 | 0.34 | 482,000.00 | 10.55 | 17.51 | Form 13 |
| Victory Capital Management Inc | 12-31-2020 | Com | 104,841 | Decreased | -11.48 | 0.00 | 1,836,000.00 | -2.18 | 17.51 | Form 13 |
| Eagle Global Advisors Llc | 12-31-2020 | Com | 10,800 | New! | 0.00 | 0.01 | 189,000.00 | 0.00 | 17.50 | Form 13 |
| Bbva Usa Bancshares, Inc. | 12-31-2020 | Com | 17,487 | Decreased | -2.67 | 0.02 | 305,000.00 | 7.39 | 17.44 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 768 | Increased | 284.00 | 0.00 | 13,000.00 | 333.33 | 16.93 | Form 13 |
| Prime Capital Investment Advisors, Llc | 12-31-2020 | Cef | 848 | Maintained | 0.00 | 0.00 | 15,000.00 | 15.38 | 17.69 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Cap Ltd Com | 24,940 | New! | 0.00 | 2.56 | 437,000.00 | 0.00 | 17.52 | Form 13 |
| Clear Harbor Asset Management, Llc | 12-31-2020 | Com | 156,282 | Increased | 0.45 | 0.39 | 2,736,000.00 | -99.89 | 17.51 | Form 13 |
| Acuitas Investments, Llc | 12-31-2020 | Com | 129,270 | Decreased | -16.51 | 1.47 | 2,264,000.00 | -7.74 | 17.51 | Form 13 |
| Trustcore Financial Services, Llc | 12-31-2020 | Com | 138 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 14.49 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Common Stock | 500 | Maintained | 0.00 | 0.00 | 9,000.00 | 12.50 | 18.00 | Form 13 |
| Resource America, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Com | 231,753 | Increased | 1.30 | 0.00 | 4,058,000.00 | 11.91 | 17.51 | Form 13 |
| Sumitomo Mitsui Trust Holdings, Inc. | 12-31-2020 | Com | 296,663 | Decreased | -29.01 | 0.00 | 5,195,000.00 | -21.56 | 17.51 | Form 13 |
| Catalyst Capital Advisors Llc | 12-31-2020 | Com | 8,470 | Maintained | 0.00 | 0.01 | 148,000.00 | 10.45 | 17.47 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Com | 343 | Increased | 1.18 | 0.00 | 6,000.00 | 20.00 | 17.49 | Form 13 |
| Coe Capital Management, Llc | 12-31-2020 | Com | 36,073 | Decreased | -6.22 | 0.61 | 632,000.00 | 3.61 | 17.52 | Form 13 |
| Russell Investments Group, Ltd. | 12-31-2020 | Common Stock | 16,993 | Increased | 10.68 | 0.00 | 296,000.00 | 21.31 | 34.22 | Form 13 |
| Sei Investments Co | 12-31-2020 | Com | 370,875 | Decreased | -0.12 | 0.02 | 6,500,000.00 | 10.58 | 35.69 | Form 13 |
| Washington Trust Co | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Thornburg Investment Management Inc | 12-31-2020 | Com | 4,649,456 | Maintained | 0.00 | 0.97 | 81,412,000.00 | 10.47 | 17.51 | Form 13 |
| Spectrum Management Group, Llc | 12-31-2020 | Com | 824 | Increased | 449.33 | 0.00 | 14,000.00 | 600.00 | 16.99 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Cef | 45 | Maintained | 0.00 | 0.00 | 1,000.00 | 0.00 | 22.22 | Form 13 |
| Sunbelt Securities, Inc. | 12-31-2020 | Com | 18,994 | Decreased | -1.41 | 0.07 | 333,000.00 | 9.18 | 17.53 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Com | 50,373 | Increased | 11.51 | 0.00 | 881,000.00 | 23.22 | 46.98 | Form 13 |
| Van Eck Associates Corp | 12-31-2020 | Com | 537,617 | Increased | 11.39 | 0.03 | 9,414,000.00 | 23.06 | 17.51 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Com | 37,294 | Decreased | -15.00 | 0.00 | 653,000.00 | -6.98 | 17.51 | Form 13 |
| D.a. Davidson & Co. | 12-31-2020 | Com | 15,819 | Decreased | -4.68 | 0.00 | 277,000.00 | 5.32 | 17.51 | Form 13 |
| Texas Yale Capital Corp. | 12-31-2020 | Com | 31,700 | Maintained | 0.00 | 0.04 | 555,000.00 | 10.56 | 17.51 | Form 13 |
| Neuberger Berman Group Llc | 12-31-2020 | Common | 135,764 | New! | 0.00 | 0.00 | 2,377,000.00 | 0.00 | 17.51 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Com | 47,421 | Increased | 8.03 | 0.00 | 830,000.00 | 19.08 | 126.61 | Form 13 |
| Sargent Investment Group, Llc | 12-31-2020 | Com | 51,100 | Decreased | -43.91 | 0.28 | 895,000.00 | -38.02 | 17.51 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Com | 35,867 | Maintained | 0.00 | 0.00 | 628,000.00 | 10.56 | 17.51 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Com | 23,130 | Decreased | -30.33 | 0.00 | 405,000.00 | -23.87 | 52.48 | Form 13 |
| Mckinley Capital Management Llc /delaware | 12-31-2020 | Com | 215,225 | Decreased | -6.78 | 0.27 | 3,768,000.00 | 1.95 | 17.51 | Form 13 |
| First Mercantile Trust Co | 12-31-2020 | Com | 4,089 | Decreased | -4.66 | 0.01 | 72,000.00 | -2.70 | 17.61 | Form 13 |
| Mraz, Amerine & Associates, Inc. | 12-31-2020 | Com | 11,663 | Decreased | -0.85 | 0.07 | 204,000.00 | 9.68 | 17.49 | Form 13 |
| B. Riley Wealth Management, Inc. | 12-31-2020 | Com | 82,225 | Decreased | -1.20 | 0.19 | 1,440,000.00 | 9.17 | 17.51 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Com | 538,396 | Decreased | -10.97 | 0.00 | 9,427,000.00 | -1.65 | 35.01 | Form 13 |
| Trexquant Investment Lp | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Closed End Funds - Taxable | 353 | New! | 0.00 | 0.00 | 6,000.00 | 0.00 | 17.00 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Com | 45,872 | Increased | 4.48 | 0.00 | 803,000.00 | 15.54 | 17.51 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citigroup Inc | 12-31-2020 | Com | 760 | Maintained | 0.00 | 0.00 | 13,000.00 | 8.33 | 17.11 | Form 13 |
| Acadian Asset Management Llc | 12-31-2020 | Com | 267,402 | Decreased | -28.89 | 0.02 | 4,681,000.00 | -21.46 | 17.51 | Form 13 |
| Natixis Advisors, L.p. | 12-31-2020 | Com | 14,742 | Decreased | -0.57 | 0.00 | 258,000.00 | 9.79 | 17.50 | Form 13 |
| Pekin Hardy Strauss, Inc. | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Com | 96,106 | Increased | 53.73 | 0.00 | 1,683,000.00 | 69.83 | 17.51 | Form 13 |
| Arrowstreet Capital, Limited Partnership | 12-31-2020 | Com | 140,731 | Decreased | -10.46 | 0.00 | 2,464,000.00 | -1.08 | 17.51 | Form 13 |
| Ares Management Llc | 12-31-2020 | Com | 779,213 | Increased | 76.47 | 0.61 | 13,644,000.00 | 94.94 | 17.51 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | Com | 9,024 | New! | 0.00 | 0.00 | 158,000.00 | 0.00 | 17.51 | Form 13 |
| Advisors Asset Management, Inc. | 12-31-2020 | Com | 136,785 | Decreased | -1.25 | 0.04 | 2,395,000.00 | 9.06 | 17.51 | Form 13 |
| Botty Investors Llc | 12-31-2020 | Com | 2,375 | Maintained | 0.00 | 0.01 | 43,000.00 | 10.26 | 18.11 | Form 13 |
| Quantbot Technologies Lp | 12-31-2020 | Com | 3,024 | Decreased | -18.05 | 0.01 | 52,000.00 | -10.34 | 17.20 | Form 13 |
| Partners Group Holding Ag | 12-31-2020 | Common Stock | 1,038,212 | Increased | 7.09 | 1.69 | 18,179,000.00 | 18.31 | 17.51 | Form 13 |
| Virtus Etf Advisers Llc | 12-31-2020 | Com | 19,773 | Decreased | -27.14 | 0.14 | 346,000.00 | -20.28 | 17.50 | Form 13 |
| Winton Group Ltd | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cliffwater Llc | 12-31-2020 | Com | 414,280 | Increased | 5.17 | 1.57 | 7,254,000.00 | 15.03 | 17.51 | Form 13 |
| Gillson Capital Lp | 12-31-2020 | Com | 188,287 | Maintained | 0.00 | 0.36 | 3,297,000.00 | 10.49 | 17.51 | Form 13 |
| Keeley-teton Advisors, Llc | 12-31-2020 | Com | 107,626 | Maintained | 0.00 | 0.25 | 1,885,000.00 | 9.40 | 17.51 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Com | 3,688 | Increased | 71.53 | 0.00 | 64,000.00 | 88.24 | 17.35 | Form 13 |
| Aigen Investment Management, Lp | 12-31-2020 | Com | 15,779 | Increased | 16.42 | 0.04 | 276,000.00 | 28.37 | 17.49 | Form 13 |
| Callodine Capital Management, Lp | 12-31-2020 | Com | 73,957 | Increased | 393.05 | 0.63 | 1,295,000.00 | 439.58 | 17.51 | Form 13 |
| Lebenthal Global Advisors, Llc | 12-31-2020 | Com | 2,250 | New! | 0.00 | 0.03 | 39,000.00 | 0.00 | 17.33 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Com | 19,250 | Decreased | -10.47 | 0.00 | 337,000.00 | -1.17 | 35.02 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Com | 90,020 | Increased | 1.46 | 0.00 | 1,576,000.00 | 12.09 | 17.51 | Form 13 |
| Legal & General Group Plc | 12-31-2020 | Com | 303,816 | Increased | 7.59 | 0.00 | 5,333,000.00 | 17.67 | 17.55 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Com | 527,514 | Increased | 4.82 | 0.00 | 9,237,000.00 | 14.65 | 17.51 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | Com | 48,975 | Decreased | -4.59 | 0.05 | 858,000.00 | 5.41 | 17.52 | Form 13 |
| Kennedy Capital Management, Inc. | 12-31-2020 | Com | 37,418 | Decreased | -68.41 | 0.01 | 655,000.00 | -65.45 | 17.50 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wellington Management Group Llp | 12-31-2020 | Com | 2,714,236 | Decreased | -8.01 | 0.01 | 47,526,000.00 | 0.61 | 70.01 | Form 13 |
| Advisory Research Inc | 12-31-2020 | Com | 61,662 | Decreased | -37.43 | 0.08 | 1,080,000.00 | -30.86 | 17.51 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Com | 2,001 | Maintained | 0.00 | 0.00 | 35,000.00 | 6.06 | 17.50 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Com | 64,235 | Increased | 1.14 | 0.00 | 1,125,000.00 | 11.83 | 52.80 | Form 13 |
| Shelton Capital Management | 12-31-2020 | Com | 10,729 | Decreased | -31.79 | 0.01 | 188,000.00 | -24.50 | 17.52 | Form 13 |
| D. E. Shaw & Co., Inc. | 12-31-2020 | Com | 100,265 | Increased | 50.87 | 0.00 | 1,756,000.00 | 66.76 | 35.02 | Form 13 |
| Great West Life Assurance Co /can/ | 12-31-2020 | Com | 15,162 | Increased | 5.57 | 0.00 | 265,000.00 | 16.74 | 17.48 | Form 13 |
| Two Sigma Investments, Lp | 12-31-2020 | Com | 143,026 | Increased | 4.60 | 0.01 | 2,504,000.00 | 15.55 | 17.51 | Form 13 |
| Radcliffe Capital Management, L.p. | 12-31-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Silvercrest Asset Management Group Llc | 12-31-2020 | Com | 32,650 | New! | 0.00 | 0.00 | 572,000.00 | 0.00 | 17.52 | Form 13 |
| Punch & Associates Investment Management, Inc. | 12-31-2020 | Com | 507,323 | Increased | 15.46 | 0.62 | 8,883,000.00 | 27.56 | 17.51 | Form 13 |
| Evergreen Capital Management Llc | 12-31-2020 | Com | 197,655 | Increased | 6.57 | 0.20 | 3,461,000.00 | 17.72 | 17.51 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | Com | 60,097 | Decreased | -30.29 | 0.01 | 1,052,000.00 | -22.99 | 17.51 | Form 13 |
| Marshall Wace North America L.p. | 12-31-2020 | Common Stock | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Com | 60,948 | Decreased | -1.37 | 0.00 | 1,067,000.00 | 8.99 | 52.67 | Form 13 |
| Susquehanna Fundamental Investments, Llc | 12-31-2020 | Com | 14,618 | Increased | 9.71 | 0.00 | 256,000.00 | 21.33 | 17.51 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Com | 135,344 | Increased | 42.09 | 0.00 | 2,371,000.00 | 57.02 | 52.56 | Form 13 |
| Freestone Capital Holdings, Llc | 12-31-2020 | Com | 934 | Maintained | 0.00 | 0.00 | 16,354,000.00 | 10.47 | 17,509.64 | Form 13 |
| Hrt Financial Lp | 12-31-2020 | Com | 17,139 | New! | 0.00 | 0.01 | 300,000.00 | 0.00 | 17.50 | Form 13 |
| Two Sigma Advisers, Lp | 12-31-2020 | Com | 183,930 | Decreased | -4.02 | 0.01 | 3,221,000.00 | 6.06 | 17.51 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Com | 2,442 | Increased | 158.96 | 0.00 | 42,000.00 | 180.00 | 34.40 | Form 13 |
| Glovista Investments Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| West Family Investments, Inc. | 12-31-2020 | Com | 300,524 | Maintained | 0.00 | 1.61 | 5,277,000.00 | 9.46 | 17.56 | Form 13 |
| Muzinich & Co., Inc. | 12-31-2020 | Com | 305,430 | Decreased | -28.94 | 2.20 | 5,357,000.00 | -22.16 | 17.54 | Form 13 |
| Man Group Plc | 12-31-2020 | Com | 33,987 | Maintained | 0.00 | 0.00 | 595,000.00 | 10.39 | 17.51 | Form 13 |
| Birch Grove Capital Lp | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Schonfeld Strategic Advisors Llc | 12-31-2020 | Com | 76,800 | Increased | 149.35 | 0.02 | 1,344,000.00 | 174.85 | 17.50 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Com | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Polar Capital Holdings Plc | 12-31-2020 | Com | 218,900 | New! | 0.00 | 0.02 | 3,833,000.00 | 0.00 | 17.51 | Form 13 |
| Morgan Stanley | 12-31-2020 | Com | 432,013 | Decreased | -14.72 | 0.00 | 7,565,000.00 | -6.72 | 35.18 | Form 13 |
| Invesco Ltd. | 12-31-2020 | Com | 130,456 | Decreased | -20.71 | 0.00 | 2,284,000.00 | -13.29 | 35.02 | Form 13 |
| Tudor Investment Corp Et Al | 12-31-2020 | Common Stock | 18,562 | New! | 0.00 | 0.01 | 325,000.00 | 0.00 | 17.51 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Com | 200 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 20.00 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Mutual Fund | 168,900 | Decreased | -14.98 | 0.02 | 2,957,000.00 | -6.10 | 17.51 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Common | 1,670,933 | Maintained | 0.00 | 0.00 | 29,258,000.00 | 0.00 | 17.51 | Form 13 |
| Aristotle Capital Boston, Llc | 12-31-2020 | Com | 2,006,719 | Increased | 0.80 | 0.83 | 35,138,000.00 | 0.80 | 17.51 | Form 13 |
