| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| First Financial Bank - Trust Division | 12-31-2020 | Common Stock | 5,889 | Decreased | -11.72 | 0.26 | 2,233,000.00 | 9.89 | 759.06 | Form 13 |
| Elm Advisors, Llc | 12-31-2020 | Etf | 125 | New! | 0.00 | 0.03 | 47,000.00 | 0.00 | 376.00 | Form 13 |
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 1,712 | Decreased | -15.16 | 0.04 | 649,000.00 | 5.70 | 379.09 | Form 13 |
| Donaldson Capital Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 17,055 | Increased | 9.69 | 0.38 | 6,467,000.00 | 36.55 | 379.18 | Form 13 |
| Huntington National Bank | 12-31-2020 | Exchange Traded | 1 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Cx Institutional | 12-31-2020 | Etp | 6,608 | Increased | 9.95 | 0.24 | 2,506,000.00 | 36.87 | 379.24 | Form 13 |
| Hbw Advisory Services Llc | 12-31-2020 | Phlx Semicnd Etf | 741 | New! | 0.00 | 0.09 | 281,000.00 | 0.00 | 379.22 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | Phlx Semicnd Etf | 1,589 | Increased | 89.84 | 0.02 | 603,000.00 | 136.47 | 379.48 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 5,931 | Increased | 2.92 | 0.10 | 2,249,000.00 | 28.15 | 379.19 | Form 13 |
| Pinnacle Bank | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Trust Asset Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 726 | New! | 0.00 | 0.15 | 275,000.00 | 0.00 | 378.79 | Form 13 |
| Global Retirement Partners, Llc | 12-31-2020 | Phlx Semicnd Etf | 53 | New! | 0.00 | 0.00 | 20,000.00 | 0.00 | 377.36 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Etf | 941 | Increased | 11.23 | 0.00 | 357,000.00 | 38.37 | 379.38 | Form 13 |
| Traynor Capital Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 32,920 | Increased | 106.71 | 2.21 | 12,482,000.00 | 144.65 | 379.16 | Form 13 |
| Kovack Advisors, Inc. | 12-31-2020 | Etf | 8,007 | Increased | 4.18 | 0.44 | 3,036,000.00 | 45.82 | 379.17 | Form 13 |
| Pennsylvania Capital Management Inc /adv | 12-31-2020 | Phlx Semicnd Etf | 6,806 | Increased | 33.87 | 1.81 | 2,762,000.00 | 74.59 | 810.61 | Form 13 |
| Westside Investment Management, Inc. | 12-31-2020 | Etf | 31 | Maintained | 0.00 | 0.03 | 11,000.00 | 22.22 | 354.84 | Form 13 |
| New England Guild Wealth Advisors, Inc. | 12-31-2020 | Etf | 800 | Maintained | 0.00 | 0.18 | 303,000.00 | 24.18 | 378.75 | Form 13 |
| Provise Management Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 791 | New! | 0.00 | 0.03 | 300,000.00 | 0.00 | 379.27 | Form 13 |
| Mission Wealth Management, Lp | 12-31-2020 | Phlx Semicnd Etf | 641 | New! | 0.00 | 0.02 | 243,000.00 | 0.00 | 379.10 | Form 13 |
| Genesee Capital Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,429 | Decreased | -32.11 | 0.60 | 921,000.00 | -15.50 | 379.17 | Form 13 |
| Meridian Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,082 | New! | 0.00 | 0.07 | 410,000.00 | 0.00 | 378.93 | Form 13 |
| Minichmacgregor Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 6,594 | Decreased | -5.50 | 1.02 | 2,500,000.00 | 17.65 | 379.13 | Form 13 |
| Nachman Norwood & Parrott, Inc | 12-31-2020 | Phlx Semicnd Etf | 691 | Maintained | 0.00 | 0.03 | 262,000.00 | 24.76 | 379.16 | Form 13 |
| Northstar Advisory Group, Llc | 12-31-2020 | Etf | 12,699 | New! | 0.00 | 4.04 | 4,815,000.00 | 0.00 | 379.16 | Form 13 |
| Wealthstreet Investment Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 3,130 | Maintained | 0.00 | 0.12 | 1,187,000.00 | 24.55 | 379.23 | Form 13 |
| Stewardship Financial Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 12 | Maintained | 0.00 | 0.00 | 5,000.00 | 25.00 | 416.67 | Form 13 |
| Concentrum Wealth Management | 12-31-2020 | Phlx Semicnd Etf | 3,555 | Decreased | -2.87 | 1.06 | 1,348,000.00 | 20.90 | 379.18 | Form 13 |
| Lehman & Derafelo Financial Resources Llc | 12-31-2020 | Phlx Semicnd Etf | 114 | Maintained | 0.00 | 0.01 | 43,000.00 | 22.86 | 377.19 | Form 13 |
| Tsfg, Llc | 12-31-2020 | Mf Closed And Mf Open | 32 | Maintained | 0.00 | 0.01 | 12,000.00 | 20.00 | 375.00 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 24,486 | Increased | 16.92 | 0.11 | 9,255,000,000.00 | 44.97 | 377,971.09 | Form 13 |
| Blue Bell Private Wealth Management, Llc | 12-31-2020 | Com | 539 | Maintained | 0.00 | 0.07 | 200,000.00 | 21.95 | 371.06 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Phlx Semicnd Etf | 42,200 | Increased | 66.80 | 0.05 | 996,000.00 | 16.90 | 429.99 | Form 13 |
| Avantax Advisory Services, Inc. | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parker Investment Management, Llc | 12-31-2020 | Etf | 8,372 | New! | 0.00 | 0.55 | 3,174,000.00 | 0.00 | 379.12 | Form 13 |
| Ferguson Shapiro Llc | 12-31-2020 | Phlx Semicnd Etf | 6,143 | Increased | 13.93 | 1.73 | 2,329,000.00 | 41.84 | 379.13 | Form 13 |
| International Assets Investment Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 42 | New! | 0.00 | 0.00 | 16,010,000.00 | 0.00 | 381,190.48 | Form 13 |
| Janney Montgomery Scott Llc | 12-31-2020 | Etf/closed End | 6,872 | Increased | 3.11 | 0.01 | 2,606,000.00 | 28.37 | 379.22 | Form 13 |
| Lighthouse Financial Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 2,762 | Increased | 43.11 | 0.35 | 1,047,000.00 | 78.36 | 379.07 | Form 13 |
| Juncture Wealth Strategies, Llc | 12-31-2020 | Phlx Semicnd Etf | 3,175 | Decreased | -11.63 | 0.76 | 1,204,000.00 | 10.05 | 379.21 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 845 | Decreased | -8.05 | 0.01 | 320,000.00 | 14.70 | 378.70 | Form 13 |
| Bristlecone Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 640 | Increased | 18.52 | 0.04 | 243,000.00 | 48.17 | 379.69 | Form 13 |
| Beacon Financial Advisory Llc | 12-31-2020 | Phlx Semicnd Etf | 848 | Decreased | -33.59 | 0.21 | 321,000.00 | -17.48 | 378.54 | Form 13 |
| Milestone Advisory Partners | 12-31-2020 | Phlx Semicnd Etf | 3,643 | Decreased | -4.16 | 0.79 | 1,381,000.00 | 19.26 | 379.08 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | Phlx Semicnd Etf | 22,883 | Decreased | -1.05 | 1.49 | 8,677,000.00 | 23.18 | 379.19 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Phlx Semicnd Etf | 7,855 | Increased | 840.72 | 0.31 | 2,978,000.00 | 1,072.44 | 379.12 | Form 13 |
| Clark Capital Management Group, Inc. | 12-31-2020 | Phlx Semicnd Etf | 10,626 | Increased | 98.62 | 0.07 | 4,029,000.00 | 147.18 | 379.16 | Form 13 |
| Harel Insurance Investments & Financial Services Ltd. | 12-31-2020 | Phlx Semicnd Etf | 463 | Decreased | -54.70 | 0.01 | 295,000.00 | -5.14 | 637.15 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Phlx Semicnd Etf | 63 | Maintained | 0.00 | 0.00 | 24,000.00 | 26.32 | 380.95 | Form 13 |
| Ironwood Financial, Llc | 12-31-2020 | Phlx Semicnd Etf | 3,594 | Decreased | -1.96 | 0.51 | 1,363,000.00 | 22.02 | 379.24 | Form 13 |
| Pfg Advisors | 12-31-2020 | Phlx Semicnd Etf | 3,170 | Increased | 2.59 | 0.20 | 1,202,000.00 | 23.28 | 379.18 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | Phlx Semicnd Etf | 3,565 | Decreased | -4.42 | 0.16 | 1,352,000.00 | 17.06 | 379.24 | Form 13 |
| Private Capital Group, Llc | 12-31-2020 | Exchange Traded Fund | 15 | Maintained | 0.00 | 0.00 | 6,000.00 | 20.00 | 400.00 | Form 13 |
| Garrett Investment Advisors Llc | 12-31-2020 | Phlx Semicnd Etf | 807 | New! | 0.00 | 0.12 | 306,000.00 | 0.00 | 379.18 | Form 13 |
| Manchester Financial Inc | 12-31-2020 | Phlx Semicnd Etf | 80 | Maintained | 0.00 | 0.02 | 30,000.00 | 25.00 | 375.00 | Form 13 |
| Usca Ria Llc | 12-31-2020 | Phlx Semicnd Etf | 7,234 | Increased | 5.74 | 0.19 | 2,743,000.00 | 31.62 | 379.18 | Form 13 |
| Cwm, Llc | 12-31-2020 | Phlx Semicnd Etf | 568 | Increased | 17.36 | 0.00 | 216,000.00 | 46.94 | 380.28 | Form 13 |
| Mivtachim The Workers Social Insurance Fund Ltd. (under Special Management) | 12-31-2020 | Phlx Semicnd Etf | 116,700 | Increased | 46.24 | 1.76 | 44,250,000.00 | 82.04 | 758.35 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Mf Closed And Mf Open | 1,472 | Increased | 14.73 | 0.02 | 558,000.00 | 42.71 | 379.08 | Form 13 |
| Centerstar Asset Management, Llc | 12-31-2020 | Btc Ishares Phl | 2,465 | Decreased | -68.01 | 0.05 | 735,000.00 | -67.90 | 680.45 | Form 13 |
| Stonebridge Financial Planning Group, Llc | 12-31-2020 | Common Stock | 3,656 | Increased | 0.74 | 0.88 | 1,386,000.00 | 41.14 | 379.10 | Form 13 |
| Accel Wealth Management | 12-31-2020 | Phlx Semicnd Etf | 203 | New! | 0.00 | 0.07 | 77,000.00 | 0.00 | 379.31 | Form 13 |
| Dowling & Yahnke Llc | 12-31-2020 | Phlx Semicnd Etf | 51,549 | Decreased | -2.42 | 1.39 | 19,546,000.00 | 21.46 | 379.17 | Form 13 |
| Perigon Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 543 | Decreased | -17.60 | 0.02 | 206,000.00 | 2.49 | 379.37 | Form 13 |
| Gemmer Asset Management Llc | 12-31-2020 | Phlx Semicnd Etf | 150 | Maintained | 0.00 | 0.01 | 57,000.00 | 23.91 | 380.00 | Form 13 |
| Golden State Wealth Management, Llc | 12-31-2020 | Mf Closed And Mf Open | 842 | Increased | 13.48 | 0.09 | 319,000.00 | 41.15 | 378.86 | Form 13 |
| Washburn Capital Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,900 | Increased | 0.26 | 0.50 | 720,000.00 | 24.78 | 378.95 | Form 13 |
| Comerica Bank | 12-31-2020 | Clo | 4,050 | Maintained | 0.00 | 9.99 | 1,690,000.00 | 30.30 | 417.28 | Form 13 |
| Insight 2811, Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,375 | New! | 0.00 | 0.31 | 521,000.00 | 0.00 | 378.91 | Form 13 |
| Spc Financial, Inc. | 12-31-2020 | Phlx Semicnd Etf | 65,112 | Increased | 0.10 | 3.47 | 24,689,000.00 | 24.60 | 379.18 | Form 13 |
| Creative Planning | 12-31-2020 | Phlx Semicnd Etf | 4,033 | Increased | 2.10 | 0.00 | 1,529,000.00 | 27.10 | 379.12 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | Phlx Semicnd Etf | 1,449 | Decreased | -27.37 | 0.02 | 549,000.00 | -9.70 | 378.88 | Form 13 |
| Joseph P. Lucia & Associates, Llc | 12-31-2020 | Phlx Semicnd Etf | 886 | Maintained | 0.00 | 0.23 | 336,000.00 | 24.44 | 379.23 | Form 13 |
| Weaver Consulting Group | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mcclarren Financial Advisors, Inc. | 12-31-2020 | Com | 14 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 357.14 | Form 13 |
| Fisher Asset Management, Llc | 12-31-2020 | Com | 189,438 | Decreased | -1.01 | 0.05 | 71,831,000.00 | 23.22 | 379.18 | Form 13 |
| Alphamark Advisors, Llc | 12-31-2020 | Etf | 25 | Maintained | 0.00 | 1.69 | 9,000.00 | 12.50 | 360.00 | Form 13 |
| San Francisco Sentry Investment Group (ca) | 12-31-2020 | Phlx Semicnd Etf | 66 | Maintained | 0.00 | 0.01 | 25,000.00 | 25.00 | 378.79 | Form 13 |
| Harvest Investment Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cmh Wealth Management Llc | 12-31-2020 | Phlx Semicnd Etf | 15,938 | Increased | 0.38 | 2.21 | 6,043,000.00 | 24.96 | 379.16 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Phlx Semicnd Etf | 6,431 | Increased | 38.30 | 0.03 | 2,438,000.00 | 72.05 | 379.10 | Form 13 |
| Avestar Capital, Llc | 12-31-2020 | Phlx Semicnd Etf | 788 | Increased | 13.22 | 0.08 | 299,000.00 | 37.16 | 379.44 | Form 13 |
| Sailer Financial Llc | 12-31-2020 | Phlx Semicnd Etf | 1,817 | Maintained | 0.00 | 0.36 | 689,000.00 | 24.59 | 379.20 | Form 13 |
| Duncker Streett & Co Inc | 12-31-2020 | Phlx Semicnd Etf | 325 | Maintained | 0.00 | 0.02 | 123,000.00 | 24.24 | 378.46 | Form 13 |
| Meitav Dash Investments Ltd | 12-31-2020 | Phlx Semicnd Etf | 7,278 | Increased | 328.37 | 0.11 | 2,753,000.00 | 431.47 | 378.26 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | Phlx Semicnd Etf | 38,453 | Decreased | -15.49 | 0.01 | 14,580,000.00 | 5.19 | 379.16 | Form 13 |
| Well Done, Llc | 12-31-2020 | Etf | 3,627 | Increased | 17.80 | 0.34 | 1,375,000.00 | 46.59 | 379.10 | Form 13 |
| Bedel Financial Consulting, Inc. | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors | 12-31-2020 | Phlx Semicnd Etf | 795 | New! | 0.00 | 0.16 | 302,000.00 | 0.00 | 379.87 | Form 13 |
| Hoover Financial Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 91 | Maintained | 0.00 | 0.01 | 38,000.00 | 35.71 | 417.58 | Form 13 |
| First Pacific Financial | 12-31-2020 | Phlx Semicnd Etf | 771 | New! | 0.00 | 0.18 | 292,000.00 | 0.00 | 378.73 | Form 13 |
| Flagship Private Wealth, Llc | 12-31-2020 | Etf | 27 | New! | 0.00 | 9.78 | 10,525,000.00 | 0.00 | 389,814.81 | Form 13 |
| Wade G W & Inc | 12-31-2020 | Phlx Semicnd Etf | 585 | New! | 0.00 | 0.01 | 222,000.00 | 0.00 | 379.49 | Form 13 |
| Sandy Spring Bank | 12-31-2020 | Phlx Semicnd Etf | 191 | Increased | 26.49 | 0.00 | 72,000.00 | 56.52 | 752.48 | Form 13 |
| Kistler-tiffany Companies, Llc | 12-31-2020 | Phlx Semicnd Etf | 51 | Decreased | -15.00 | 0.01 | 20,000.00 | 11.11 | 392.16 | Form 13 |
| Srs Capital Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 418 | Maintained | 0.00 | 0.02 | 158,000.00 | 24.41 | 377.99 | Form 13 |
| Advisors Preferred, Llc | 12-31-2020 | Etf | 123,378 | Increased | 31.31 | 8.66 | 46,586,000.00 | 62.77 | 377.59 | Form 13 |
| Dynamic Advisor Solutions Llc | 12-31-2020 | Phlx Semicnd Etf | 1,190 | Increased | 3.12 | 0.04 | 451,000.00 | 28.49 | 378.99 | Form 13 |
| Institutional & Family Asset Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 301 | Decreased | -56.63 | 0.02 | 114,000.00 | -46.23 | 378.74 | Form 13 |
| Prime Capital Investment Advisors, Llc | 12-31-2020 | Etf | 8,664 | Decreased | -58.08 | 0.25 | 3,285,000.00 | -47.82 | 379.16 | Form 13 |
| Rosenberg Matthew Hamilton | 12-31-2020 | Phlx Semicnd Etf | 360 | Maintained | 0.00 | 0.00 | 136,000.00 | 23.64 | 377.78 | Form 13 |
| Kesler, Norman & Wride, Llc | 12-31-2020 | Phlx Semicnd Etf | 18,154 | New! | 0.00 | 1.92 | 6,884,000.00 | 0.00 | 379.20 | Form 13 |
| Db Wealth Management Group, Llc | 12-31-2020 | Etf | 38 | New! | 0.00 | 0.01 | 14,000.00 | 0.00 | 368.42 | Form 13 |
| Bank Hapoalim Bm | 12-31-2020 | Phlx Semicnd Etf | 8,569 | Increased | 14.06 | 0.45 | 3,249,000.00 | 42.00 | 379.16 | Form 13 |
| Stonex Group Inc. | 12-31-2020 | Phlx Semicnd Etf | 778 | New! | 0.00 | 0.00 | 295,000.00 | 0.00 | 379.18 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Com | 3,219 | Maintained | 0.00 | 0.01 | 1,221,000.00 | 24.46 | 379.31 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 26 | Decreased | -99.20 | 0.00 | 10,000.00 | -98.98 | 384.62 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Etf | 42,680 | Decreased | -0.03 | 9.99 | 16,184,000.00 | 24.44 | 379.19 | Form 13 |
| Executive Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 558 | New! | 0.00 | 0.03 | 211,000.00 | 0.00 | 378.14 | Form 13 |
| Friedenthal Financial | 12-31-2020 | Ishares Phlx Semiconductor - Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Analyst Ims Investment Management Services Ltd. | 12-31-2020 | Phlx Semicnd Etf | 3,335 | Maintained | 0.00 | 0.21 | 1,265,000.00 | 24.51 | 379.31 | Form 13 |
| Rb Capital Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 594 | New! | 0.00 | 0.10 | 225,000.00 | 0.00 | 378.79 | Form 13 |
| Portfolio Strategies, Inc. | 12-31-2020 | Phlx Semicnd Etf | 54,984 | Decreased | -12.34 | 4.08 | 20,849,000.00 | 22.71 | 379.18 | Form 13 |
| Delta Investment Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 770 | Decreased | -4.94 | 0.09 | 291,000.00 | 18.29 | 377.92 | Form 13 |
| Orion Portfolio Solutions, Llc | 12-31-2020 | Phlx Sox Semicnd | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lowe Brockenbrough & Co Inc | 12-31-2020 | Phlx Semicnd Etf | 7,601 | Increased | 8.08 | 0.31 | 2,882,000.00 | 51.29 | 379.16 | Form 13 |
| Us Bancorp \de\ | 12-31-2020 | Other | 1,168 | Increased | 9.77 | 0.00 | 443,000.00 | 37.15 | 1,142.75 | Form 13 |
| Essex Financial Services, Inc. | 12-31-2020 | Etf | 1,423 | New! | 0.00 | 0.11 | 540,000.00 | 0.00 | 379.48 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Phlx Semicnd Etf | 100 | Maintained | 0.00 | 0.00 | 38,000.00 | 26.67 | 380.00 | Form 13 |
| Hudock, Inc. | 12-31-2020 | Phlx Semicnd Etf | 9 | Maintained | 0.00 | 0.00 | 3,000.00 | 50.00 | 333.33 | Form 13 |
| Next Financial Group, Inc | 12-31-2020 | Phlx Semicnd Etf | 838 | Decreased | -12.98 | 0.03 | 318,000.00 | 8.53 | 764.01 | Form 13 |
| Karp Capital Management Corp | 12-31-2020 | Phlx Semicnd Etf | 32,634 | Increased | 0.02 | 2.55 | 12,374,000.00 | 24.50 | 379.18 | Form 13 |
| Koshinski Asset Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,968 | Decreased | -77.91 | 0.12 | 979,000.00 | 349.08 | 497.46 | Form 13 |
| Rda Financial Network | 12-31-2020 | Phlx Semicnd Etf | 720 | New! | 0.00 | 0.00 | 273,000.00 | 0.00 | 379.17 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | Phlx Semicnd Etf | 2,087 | Increased | 19.19 | 0.04 | 792,000.00 | 48.59 | 379.49 | Form 13 |
| Corbett Road Capital Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,207 | Increased | 0.18 | 0.76 | 837,000.00 | 24.74 | 379.25 | Form 13 |
| Phoenix Wealth Advisors | 12-31-2020 | Phlx Semicnd Etf | 75 | New! | 0.00 | 0.02 | 28,000.00 | 0.00 | 373.33 | Form 13 |
| Lincoln National Corp | 12-31-2020 | Phlx Semicnd Etf | 1,173 | New! | 0.00 | 0.01 | 445,000.00 | 0.00 | 758.65 | Form 13 |
| Mcmillion Capital Management Inc | 12-31-2020 | Etf | 32 | New! | 0.00 | 0.01 | 12,000.00 | 0.00 | 375.00 | Form 13 |
| Beaumont Financial Partners, Llc | 12-31-2020 | Phlx Smicnd Etf | 1,496 | Decreased | -63.64 | 0.05 | 567,000.00 | -54.60 | 379.01 | Form 13 |
| Migdal Insurance & Financial Holdings Ltd. | 12-31-2020 | Etp | 3,593 | Increased | 62.29 | 0.02 | 1,362,000.00 | 102.08 | 379.07 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Phlx Semicnd | 3,847 | Decreased | -9.40 | 0.00 | 1,459,000.00 | 12.84 | 379.26 | Form 13 |
| Carnegie Capital Asset Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 611 | New! | 0.00 | 0.01 | 232,000.00 | 0.00 | 379.71 | Form 13 |
| Madrona Financial Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 7,539 | Decreased | -1.24 | 1.60 | 2,859,000.00 | 22.97 | 379.23 | Form 13 |
| Teamwork Financial Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 3,958 | Increased | 5.91 | 0.36 | 1,501,000.00 | 31.90 | 379.23 | Form 13 |
| Flagship Harbor Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,512 | Decreased | -1.06 | 0.12 | 952,000.00 | 23.16 | 378.98 | Form 13 |
| Icon Wealth Partners, Llc | 12-31-2020 | Etf | 605 | Decreased | -33.15 | 0.04 | 229,000.00 | -17.03 | 378.51 | Form 13 |
| Capital Financial Planning, Llc | 12-31-2020 | Etf | 1,582 | Increased | 2.93 | 0.29 | 600,000.00 | 28.21 | 379.27 | Form 13 |
| Foster Victor Wealth Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 588 | New! | 0.00 | 0.05 | 223,000.00 | 0.00 | 379.25 | Form 13 |
| Fmr Llc | 12-31-2020 | Phlx Semicnd Etf | 1,163 | Increased | 14.47 | 0.00 | 441,000.00 | 60.36 | 758.70 | Form 13 |
| First National Corp /ma/ /adv | 12-31-2020 | Equity | 60,081 | Decreased | -22.09 | 6.21 | 22,782,000.00 | 1,040.81 | 379.19 | Form 13 |
| Keybank National Association/oh | 12-31-2020 | Phlx Semi | 1,359 | New! | 0.00 | 0.00 | 515,000.00 | 0.00 | 378.96 | Form 13 |
| Equitable Holdings, Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,604 | Increased | 1.97 | 0.01 | 608,000.00 | 26.93 | 379.05 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Phlx Semicnd Etf | 14,671 | Increased | 2.24 | 0.19 | 5,563,000.00 | 27.27 | 379.18 | Form 13 |
| Sawtooth Solutions, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,342 | Increased | 186.66 | 0.01 | 888,000.00 | 256.63 | 379.16 | Form 13 |
| Pinnacle Advisory Group, Inc. | 12-31-2020 | Phlx Semicnd Etf | 76,561 | Decreased | -1.68 | 1.76 | 29,030,000.00 | 22.39 | 379.17 | Form 13 |
| Barometer Capital Management Inc. | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 32,669 | Increased | 6.37 | 0.49 | 12,388,000.00 | 32.42 | 759.95 | Form 13 |
| Sunbelt Securities, Inc. | 12-31-2020 | Phlx Semicnd Etf | 2,190 | Decreased | -22.81 | 0.17 | 830,000.00 | -3.94 | 379.00 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 460 | Decreased | -25.81 | 0.12 | 174,000.00 | -7.94 | 378.26 | Form 13 |
| Klingman & Associates, Llc | 12-31-2020 | Phlx Semicnd Etf | 4,400 | Decreased | -0.23 | 0.19 | 1,668,000.00 | 24.20 | 379.09 | Form 13 |
| Gerber Kawasaki Wealth & Investment Management | 12-31-2020 | Phlx Semicnd Etf | 6,605 | Decreased | -7.97 | 0.35 | 2,504,000.00 | 28.81 | 379.11 | Form 13 |
| Nikulski Financial, Inc. | 12-31-2020 | Phlx Semicnd Etf | 2,953 | Increased | 4.61 | 0.61 | 1,120,000.00 | 30.23 | 379.28 | Form 13 |
| Princeton Global Asset Management Llc | 12-31-2020 | Etf | 10 | Maintained | 0.00 | 0.00 | 4,000.00 | 33.33 | 400.00 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Etf | 710 | New! | 0.00 | 0.12 | 269,000.00 | 0.00 | 378.87 | Form 13 |
| Patriot Investment Management Inc. | 12-31-2020 | Phlx Semicnd Etf | 925 | Maintained | 0.00 | 0.05 | 350,000.00 | 24.56 | 378.38 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 46 | Decreased | -97.08 | 0.00 | 17,000.00 | -100.00 | 369.57 | Form 13 |
| 360 Financial, Inc. | 12-31-2020 | Phlx Semicnd Etf | 21,270 | Decreased | -0.83 | 4.79 | 8,065,000.00 | 23.43 | 379.17 | Form 13 |
| Beaumont Capital Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,650 | New! | 0.00 | 0.63 | 626,000.00 | 0.00 | 379.39 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | Phlx Semicnd Etf | 244,631 | Increased | 13.60 | 0.02 | 92,759,000.00 | 41.41 | 1,138.42 | Form 13 |
| Blair William & Co/il | 12-31-2020 | Phlx Semicnd Etf | 1,524 | Increased | 110.79 | 0.00 | 578,000.00 | 194.90 | 379.27 | Form 13 |
| Cookson Peirce & Co Inc | 12-31-2020 | Etf | 2,161 | Decreased | -4.34 | 9.99 | 819,000.00 | 19.04 | 378.99 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Fund | 18,862 | Decreased | -89.20 | 9.99 | 7,152,093,000.00 | -86.56 | 379,179.99 | Form 13 |
| Assetmark, Inc | 12-31-2020 | Etf | 383,482 | Decreased | -16.44 | 0.81 | 145,409,000.00 | 4.01 | 379.18 | Form 13 |
| Keel Point, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,542 | New! | 0.00 | 0.05 | 585,000.00 | 0.00 | 379.38 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 23,829 | Decreased | -22.34 | 0.04 | 9,039,000.00 | -3.26 | 379.33 | Form 13 |
| Banque Pictet & Cie Sa | 12-31-2020 | Phlx Semicnd Etf | 1,400 | Maintained | 0.00 | 0.01 | 531,000.00 | 24.65 | 379.29 | Form 13 |
| Mirae Asset Global Investments Co., Ltd. | 12-31-2020 | Phlx Semicnd Etf | 97,940 | Increased | 51.63 | 0.14 | 37,137,000.00 | 88.75 | 379.18 | Form 13 |
| Boston Private Wealth Llc | 12-31-2020 | Etf | 3,460 | Decreased | -1.42 | 0.02 | 1,312,000.00 | 22.73 | 379.19 | Form 13 |
| Biltmore Capital Advisors Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Aptus Capital Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 4 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 250.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Phlx Semicnd Etf | 58,827 | Decreased | -6.70 | 0.05 | 22,310,000.00 | 16.24 | 3,790.33 | Form 13 |
| Sargent Investment Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,850 | Maintained | 0.00 | 0.22 | 701,000.00 | 24.29 | 378.92 | Form 13 |
| Robertson Stephens Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,597 | Increased | 11.91 | 0.13 | 605,000.00 | 39.40 | 378.84 | Form 13 |
| Franklin Resources Inc | 12-31-2020 | Phlx Semicnd Etf | 521 | Maintained | 0.00 | 0.00 | 198,000.00 | 24.53 | 760.06 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Phlx Semic | 615,003 | Decreased | -3.12 | 0.03 | 233,197,000.00 | 35.62 | 2,658.84 | Form 13 |
| Mid Atlantic Financial Management Inc/adv | 12-31-2020 | Phlx Semicnd Etf | 1,018 | Increased | 8.41 | 0.03 | 386,000.00 | 21.00 | 379.17 | Form 13 |
| Stephens Inc /ar/ | 12-31-2020 | Phlx Semicnd Etf | 1,253 | Decreased | -1.80 | 0.01 | 475,000.00 | 37.28 | 379.09 | Form 13 |
| Prudential Plc | 12-31-2020 | Ishares Phlx Semiconductor Etf | 7,220 | Maintained | 0.00 | 0.01 | 2,738,000.00 | 0.00 | 379.22 | Form 13 |
| Mackenzie Financial Corp | 12-31-2020 | Phlx Semicnd Etf | 9,862 | New! | 0.00 | 0.01 | 3,739,000.00 | 0.00 | 379.13 | Form 13 |
| Princeton Capital Management Llc | 12-31-2020 | Phlx Semicnd Etf | 814 | Decreased | -6.54 | 0.11 | 309,000.00 | 16.60 | 379.61 | Form 13 |
| Scotia Capital Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,564 | Decreased | -4.69 | 0.01 | 593,000.00 | 18.60 | 379.16 | Form 13 |
| Accredited Investors Inc. | 12-31-2020 | Phlx Semicnd Etf | 942 | Increased | 5.13 | 0.06 | 357,000.00 | 30.77 | 378.98 | Form 13 |
| Eqis Capital Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 18,019 | Increased | 70.47 | 0.75 | 6,832,000.00 | 112.17 | 379.16 | Form 13 |
| Alexandria Capital, Llc | 12-31-2020 | Phlx Semicnd Etf | 12,684 | Increased | 28.55 | 0.51 | 4,809,000.00 | 59.98 | 379.14 | Form 13 |
| Exencial Wealth Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 1,025 | New! | 0.00 | 0.03 | 389,000.00 | 0.00 | 379.51 | Form 13 |
| First Horizon Advisors, Inc. | 12-31-2020 | Other | 1,043 | Increased | 1.76 | 0.06 | 395,000.00 | 26.60 | 378.72 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Phlx Semicnd Etf | 365,931 | Decreased | -18.91 | 0.05 | 138,754,000.00 | 0.94 | 758.36 | Form 13 |
| Trexquant Investment Lp | 12-31-2020 | Phlx Semicnd Etf | 1,362 | Decreased | -60.22 | 0.05 | 516,000.00 | -50.53 | 378.85 | Form 13 |
| Baird Financial Group, Inc. | 12-31-2020 | Common | 2,882 | Increased | 1.66 | 0.00 | 1,093,000.00 | 26.50 | 379.25 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 543 | New! | 0.00 | 0.02 | 206,000.00 | 0.00 | 379.37 | Form 13 |
| Independent Advisor Alliance | 12-31-2020 | Phlx Semicnd Etf | 2,800 | Maintained | 0.00 | 0.07 | 1,062,000.00 | 23.78 | 379.29 | Form 13 |
| Strategic Vision Investment Ltd | 12-31-2020 | Phlx Semicnd Etf | 15,000 | Increased | 50.00 | 1.96 | 5,688,000.00 | 86.74 | 379.20 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 1,192 | Increased | 146.79 | 0.02 | 452,000.00 | 207.48 | 379.19 | Form 13 |
| Steward Partners Investment Advisory, Llc | 12-31-2020 | Exchange Traded Funds (country Baskets/ishares) - Domestic | 8,468 | Increased | 2.22 | 0.07 | 3,211,000.00 | 27.27 | 379.19 | Form 13 |
| Archer Investment Corp | 12-31-2020 | Etf | 133 | Maintained | 0.00 | 0.02 | 50,431,000.00 | 39.99 | 379,180.45 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 12,132 | Decreased | -40.17 | 0.00 | 4,601,000.00 | -25.50 | 1,138.32 | Form 13 |
| Commonwealth Equity Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 38,348 | Increased | 31.21 | 0.04 | 14,541,000.00 | 63.35 | 379.19 | Form 13 |
| Oppenheimer & Co Inc | 12-31-2020 | Phlx Semicnd Etf | 26,774 | Decreased | -1.52 | 0.21 | 10,152,000.00 | 37.86 | 379.17 | Form 13 |
| Citigroup Inc | 12-31-2020 | Phlx Semicnd Etf | 9,907 | Decreased | -97.19 | 0.00 | 3,756,000.00 | -96.51 | 758.21 | Form 13 |
| Clearstead Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capital One Financial Corp | 12-31-2020 | Phlx Semicnd Etf | 580 | Decreased | -58.27 | 0.03 | 220,000.00 | -47.99 | 379.31 | Form 13 |
| Martin & Co Inc /tn/ | 12-31-2020 | Com | 12,507 | Increased | 0.60 | 0.84 | 4,742,000.00 | 25.22 | 379.15 | Form 13 |
| Pekin Hardy Strauss, Inc. | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sumitomo Mitsui Financial Group, Inc. | 12-31-2020 | Phlx Semicnd Etf | 5,335 | Increased | 255.19 | 1.00 | 2,023,000.00 | 341.70 | 379.19 | Form 13 |
| Nomura Asset Management Co Ltd | 12-31-2020 | Phlx Semicnd Etf | 1,465 | Increased | 109.29 | 0.00 | 556,000.00 | 161.03 | 379.52 | Form 13 |
| Eaton Vance Management | 12-31-2020 | Mutual Fund | 900 | Maintained | 0.00 | 0.00 | 341,000.00 | 24.45 | 378.89 | Form 13 |
| Raymond James & Associates | 12-31-2020 | Phlx Semicnd Etf | 50,302 | Increased | 21.03 | 0.02 | 19,074,000.00 | 50.65 | 379.19 | Form 13 |
| Vestor Capital, Llc | 12-31-2020 | Etf | 58,624 | Increased | 2.14 | 2.69 | 22,229,000.00 | 27.15 | 379.18 | Form 13 |
| Monetary Management Group Inc | 12-31-2020 | Com | 750 | Maintained | 0.00 | 0.09 | 284,000.00 | 24.56 | 378.67 | Form 13 |
| Northwestern Mutual Wealth Management Co | 12-31-2020 | Phlx Semicnd Etf | 10,205 | Increased | 424.41 | 0.01 | 3,870,000.00 | 552.61 | 379.23 | Form 13 |
| Qcm Cayman, Ltd. | 12-31-2020 | Phlx Semicnd Etf | 600 | New! | 0.00 | 0.24 | 228,000.00 | 0.00 | 380.00 | Form 13 |
| Natixis | 12-31-2020 | Phlx Semicnd Etf | 100,000 | Maintained | 0.00 | 0.14 | 37,946,000.00 | 24.61 | 379.46 | Form 13 |
| Brown Advisory Inc | 12-31-2020 | Phlx Semicnd Etf | 586 | New! | 0.00 | 0.00 | 222,000.00 | 0.00 | 378.84 | Form 13 |
| Lee Financial Co | 12-31-2020 | Phlx Semicnd Etf | 34 | Maintained | 0.00 | 0.00 | 13,000.00 | 30.00 | 382.35 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 914 | Increased | 10.52 | 0.04 | 347,000.00 | 37.70 | 379.65 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 47,355 | Decreased | -6.98 | 0.04 | 17,957,000.00 | 15.78 | 379.20 | Form 13 |
| Empirical Financial Services, Llc D.b.a. Empirical Wealth Management | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Quantbot Technologies Lp | 12-31-2020 | Com | 504 | Maintained | 0.00 | 0.02 | 191,000.00 | 0.00 | 378.97 | Form 13 |
| Twin Tree Management, Lp | 12-31-2020 | Phlx Semicnd Etf | 735,424 | Increased | 5.44 | 1.12 | 278,857,000.00 | 47.60 | 1,137.47 | Form 13 |
| Healthcare Of Ontario Pension Plan Trust Fund | 12-31-2020 | Phlx Semicnd Etf | 200,000 | Maintained | 0.00 | 0.09 | 75,836,000.00 | 24.48 | 379.18 | Form 13 |
| Atria Investments Llc | 12-31-2020 | Phlx Semicnd Etf | 3,431 | Decreased | -18.13 | 0.03 | 1,301,000.00 | 1.88 | 379.19 | Form 13 |
| Prospera Financial Services Inc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 10,903 | Decreased | -14.97 | 0.22 | 4,134,000.00 | 5.84 | 379.16 | Form 13 |
| Boothbay Fund Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 4,173 | New! | 0.00 | 0.06 | 1,582,000.00 | 0.00 | 379.10 | Form 13 |
| Regal Investment Advisors Llc | 12-31-2020 | Phlx Semicnd Etf | 9,290 | Increased | 53.71 | 0.40 | 3,523,000.00 | 115.21 | 379.22 | Form 13 |
| Personal Capital Advisors Corp | 12-31-2020 | Phlx Semicnd Etf | 1,043 | Increased | 12.39 | 0.00 | 395,000.00 | 57.37 | 378.72 | Form 13 |
| Vontobel Holding Ltd. | 12-31-2020 | Phlx Semicnd Etf | 33,471 | Maintained | 0.00 | 0.08 | 12,692,000.00 | 0.00 | 379.19 | Form 13 |
| Oakworth Capital, Inc. | 12-31-2020 | Mutual Fund/sto | 200 | Maintained | 0.00 | 0.01 | 76,000.00 | 24.59 | 380.00 | Form 13 |
| Penserra Capital Management Llc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northeast Financial Consultants Inc | 12-31-2020 | Phlx Semicnd Etf | 2,237 | Increased | 1.50 | 0.07 | 848,000.00 | 26.38 | 379.08 | Form 13 |
| Beck Capital Management, Llc | 12-31-2020 | Equities | 9,931 | Decreased | -7.18 | 1.56 | 3,766,000.00 | 29.95 | 379.22 | Form 13 |
| Arlington Capital Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 14,777 | Increased | 46.58 | 7.64 | 5,603,000.00 | 82.45 | 379.17 | Form 13 |
| Edmond De Rothschild Holding S.a. | 12-31-2020 | Phlx Semicnd Etf | 3,985 | Increased | 15.01 | 0.05 | 1,511,000.00 | 43.22 | 379.17 | Form 13 |
| Cavalier Investments, Llc | 12-31-2020 | Com | 12,123 | Decreased | -33.71 | 2.10 | 4,597,000.00 | -17.48 | 379.20 | Form 13 |
| Retirement Capital Strategies | 12-31-2020 | Phlx Semicnd Etf | 3,656 | Decreased | -78.99 | 0.56 | 1,387,000.00 | -70.57 | 379.38 | Form 13 |
| X-square Capital, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,264 | New! | 0.00 | 0.46 | 858,000.00 | 0.00 | 378.98 | Form 13 |
| Financial Advocates Investment Management | 12-31-2020 | Phlx Semicnd Etf | 21,530 | New! | 0.00 | 0.08 | 1,207,000.00 | 0.00 | 56.06 | Form 13 |
| Integrated Wealth Concepts Llc | 12-31-2020 | Mf Closed And Mf Open | 2,759 | Increased | 95.54 | 0.05 | 1,046,000.00 | 173.82 | 379.12 | Form 13 |
| Rockefeller Capital Management L.p. | 12-31-2020 | Phlx Semicnd Etf | 1,334 | Increased | 35.02 | 0.00 | 505,000.00 | 88.43 | 378.56 | Form 13 |
| Change Path, Llc | 12-31-2020 | Phlx Semicnd Etf | 952 | Increased | 1.93 | 0.03 | 361,000.00 | 42.69 | 379.20 | Form 13 |
| Beacon Pointe Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,564 | Increased | 0.31 | 0.07 | 974,000.00 | 24.87 | 379.88 | Form 13 |
| Cadent Capital Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 24,066 | New! | 0.00 | 4.49 | 9,125,000.00 | 0.00 | 379.17 | Form 13 |
| Charter Oak Capital Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 95 | New! | 0.00 | 0.01 | 36,000.00 | 0.00 | 378.95 | Form 13 |
| M&t Bank Corp | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Mml Investors Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 28,769 | Decreased | -1.24 | 0.12 | 10,909,000.00 | 38.26 | 379.19 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | Phlx Semicnd E | 6,177 | Increased | 0.78 | 0.00 | 2,343,000.00 | 41.23 | 1,517.04 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | Phlx Semicnd Etf | 26,859 | Increased | 0.05 | 0.02 | 10,188,000.00 | 24.56 | 1,136.47 | Form 13 |
| Affinity Wealth Management Llc | 12-31-2020 | Equity | 45,964 | New! | 0.00 | 4.07 | 19,305,000.00 | 0.00 | 420.00 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 61,227 | Increased | 74.54 | 0.01 | 23,233,000.00 | 144.53 | 1,140.83 | Form 13 |
| Johnson Investment Counsel Inc | 12-31-2020 | Common Equity | 575 | New! | 0.00 | 0.00 | 218,000.00 | 0.00 | 379.13 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Phlx Semicnd Etf | 62,448 | Increased | 179.85 | 0.01 | 23,679,000.00 | 291.78 | 1,138.38 | Form 13 |
| Montag A & Associates Inc | 12-31-2020 | Phlx Semicnd Etf | 250 | New! | 0.00 | 0.01 | 95,000.00 | 0.00 | 380.00 | Form 13 |
| Banco Bilbao Vizcaya Argentaria, S.a. | 12-31-2020 | Exchange Traded Fund | 8,906 | Decreased | -2.26 | 0.08 | 3,376,000.00 | 21.66 | 379.07 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 320,576 | Decreased | -49.08 | 0.03 | 121,556,000.00 | -28.72 | 379.18 | Form 13 |
| Banco Santander, S.a. | 12-31-2020 | Phlx Semicnd Etf | 9,423 | New! | 0.00 | 0.03 | 3,573,000.00 | 0.00 | 379.18 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Phlx Semicnd Etf | 66,205 | New! | 0.00 | 0.03 | 25,024,000.00 | 0.00 | 1,133.75 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Phlx Semicnd Etf | 626 | Decreased | -15.18 | 0.00 | 252,000.00 | 10.04 | 805.39 | Form 13 |
| Manufacturers Life Insurance Company, The | 12-31-2020 | Phlx Semicnd Etf | 18,005 | Decreased | -53.44 | 0.01 | 6,827,000.00 | -42.05 | 379.17 | Form 13 |
| Parametric Portfolio Associates Llc | 12-31-2020 | Etf | 2,656 | Increased | 5.15 | 0.00 | 1,007,000.00 | 30.95 | 379.14 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Phlx Semicnd Etf | 90,544 | Increased | 13.11 | 0.00 | 34,332,000.00 | 40.80 | 3,417.12 | Form 13 |
| Hbk Investments L P | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Great West Life Assurance Co /can/ | 12-31-2020 | Phlx Semicnd Etf | 61,309 | Increased | 15.67 | 0.04 | 23,289,000.00 | 44.11 | 759.86 | Form 13 |
| Horizon Kinetics Asset Management Llc | 12-31-2020 | Phlx Semicnd Etf | 916 | New! | 0.00 | 0.01 | 347,000.00 | 0.00 | 378.82 | Form 13 |
| Coldstream Capital Management Inc | 12-31-2020 | Phlx Semicnd Etf | 1,648 | Increased | 0.06 | 0.04 | 625,000.00 | 24.50 | 379.25 | Form 13 |
| Greenwood Gearhart Inc | 12-31-2020 | Etf | 34,282 | Decreased | -1.65 | 2.53 | 12,999,000.00 | 22.42 | 379.18 | Form 13 |
| Prudential Financial Inc | 12-31-2020 | Phlx Semicnd Et | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Northern Oak Wealth Management Inc | 12-31-2020 | Phlx Semicnd Etf | 38 | Maintained | 0.00 | 0.00 | 14,000.00 | 16.67 | 368.42 | Form 13 |
| Hilltop Holdings Inc. | 12-31-2020 | Phlx Semicnd Etf | 632 | Decreased | -4.24 | 0.03 | 240,000.00 | 19.40 | 379.75 | Form 13 |
| Pictet Asset Management Ltd | 12-31-2020 | Phlx Semicnd Etf | 3,856 | Maintained | 0.00 | 0.00 | 1,462,000.00 | 24.43 | 379.15 | Form 13 |
| Altshuler Shaham Ltd | 12-31-2020 | Phlx Semicnd Etf | 6,720 | Increased | 21.15 | 0.05 | 2,548,000.00 | 50.77 | 379.17 | Form 13 |
| Phocas Financial Corp. | 12-31-2020 | Phlx Semicnd Etf | 552 | Maintained | 0.00 | 0.13 | 860,000.00 | 0.00 | 1,557.97 | Form 13 |
| Brinker Capital Investments, Llc | 12-31-2020 | Phlx Semicnd Etf | 25,500 | Maintained | 0.00 | 0.15 | 9,669,000.00 | 24.47 | 379.18 | Form 13 |
| Clal Insurance Enterprises Holdings Ltd | 12-31-2020 | Etf | 127,241 | Maintained | 0.00 | 0.61 | 45,078,000.00 | 16.30 | 354.27 | Form 13 |
| Bank Of New York Mellon Corp | 12-31-2020 | Phlx | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| First Republic Investment Management, Inc. | 12-31-2020 | Phlx Semicnd Etf | 100,000 | Decreased | -0.53 | 0.12 | 37,918,000.00 | 23.83 | 379.18 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Phlx Semicnd Etf | 247,375 | Increased | 32.84 | 0.02 | 93,800,000.00 | 65.36 | 1,516.65 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | Phlx Semicnd Etf | 1,686 | Increased | 41.92 | 0.04 | 639,000.00 | 76.52 | 379.00 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Phlx Semicnd Etf | 430,076 | Decreased | -12.40 | 0.02 | 163,076,000.00 | 9.05 | 1,137.53 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | Phlx Semicnd Etf | 6,100 | Maintained | 0.00 | 0.06 | 2,313,000.00 | 0.00 | 758.50 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | Phlx Semicnd Etf | 162 | New! | 0.00 | 0.05 | 61,000.00 | 0.00 | 376.54 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 15,101 | Increased | 71.74 | 0.39 | 5,726,000.00 | 113.82 | 379.18 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Phlx Semicnd Etf | 18,833 | New! | 0.00 | 0.21 | 7,141,000.00 | 0.00 | 379.17 | Form 13 |
| Homrich & Berg | 12-31-2020 | Phlx Semicnd Etf | 530 | New! | 0.00 | 0.01 | 201,000.00 | 0.00 | 379.25 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 221 | Decreased | -54.90 | 0.00 | 84,000.00 | -45.10 | 380.09 | Form 13 |
| Parallax Volatility Advisers, L.p. | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Phlx Semicnd Etf | 14,192 | Decreased | -38.51 | 0.16 | 5,381,000.00 | -23.46 | 757.06 | Form 13 |
| Allianz Asset Management Gmbh | 12-31-2020 | Phlx Semicnd Etf | 2,656 | New! | 0.00 | 0.00 | 1,007,000.00 | 0.00 | 379.14 | Form 13 |
| Rikoon Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 806 | Maintained | 0.00 | 0.09 | 306,000.00 | 0.00 | 379.65 | Form 13 |
| Capital Analysts, Llc | 12-31-2020 | Phlx Semicnd Etf | 84 | Decreased | -97.44 | 0.00 | 32,000.00 | -96.80 | 380.95 | Form 13 |
| Sg3 Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 6,700 | Increased | 34.00 | 0.05 | 2,541,000.00 | 87.67 | 758.61 | Form 13 |
| Man Group Plc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Squarepoint Ops Llc | 12-31-2020 | Phlx Semicnd Etf | 16,365 | Increased | 43.78 | 0.05 | 6,205,000.00 | 78.97 | 379.16 | Form 13 |
| Ciovacco Capital Management Llc | 12-31-2020 | Phlx Semicnd Etf | 6,905 | New! | 0.00 | 2.25 | 2,618,000.00 | 0.00 | 379.15 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | Phlx Semicnd Etf | 1,282 | Increased | 28.84 | 0.04 | 486,000.00 | 80.00 | 379.10 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Phlx Semicnd Etf | 2,048 | Decreased | -19.91 | 0.01 | 777,000.00 | -0.26 | 379.39 | Form 13 |
| Sofos Investments, Inc. | 12-31-2020 | Mutfdetf | 230 | Maintained | 0.00 | 0.00 | 87,000.00 | 0.00 | 378.26 | Form 13 |
| Walleye Capital Llc | 12-31-2020 | Phlx Semicnd Etf | 3,000 | Decreased | -69.98 | 0.08 | 1,138,000.00 | -62.61 | 379.33 | Form 13 |
| Private Portfolio Partners Llc | 12-31-2020 | Phlx Semicnd Etf | 975 | New! | 0.00 | 0.13 | 370,000.00 | 0.00 | 379.49 | Form 13 |
| Gladstone Institutional Advisory Llc | 12-31-2020 | Phlx Semicnd Etf | 901 | Increased | 28.71 | 0.07 | 342,000.00 | 60.56 | 379.58 | Form 13 |
| Legend Financial Advisors, Inc. | 12-31-2020 | Phlx Semicnd Etf | 35,994 | Decreased | -22.52 | 9.99 | 13,648,000.00 | -3.55 | 379.17 | Form 13 |
| Keebeck Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Interchange Capital Partners, Llc | 12-31-2020 | Phlx Semicnd Etf | 705 | New! | 0.00 | 0.14 | 267,000.00 | 0.00 | 378.72 | Form 13 |
| Oxler Private Wealth Llc | 12-31-2020 | Phlx Semicnd Etf | 30 | New! | 0.00 | 0.01 | 11,000.00 | 0.00 | 366.67 | Form 13 |
| Thrivent Financial For Lutherans | 12-31-2020 | Phlx Semicnd Etf | 1,358 | Increased | 5.60 | 0.00 | 515,000.00 | 31.38 | 379.23 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Phlx Semicnd Etf | 36 | Maintained | 0.00 | 0.00 | 14,000.00 | 27.27 | 388.89 | Form 13 |
| Morgan Stanley | 12-31-2020 | Phlx Semicnd Etf | 854,506 | Increased | 28.10 | 0.05 | 324,011,000.00 | 79.32 | 758.36 | Form 13 |
| Barings Llc | 12-31-2020 | Phlx Semicnd Etf | 6,129 | Decreased | -41.19 | 0.06 | 2,324,000.00 | -26.78 | 379.18 | Form 13 |
| Tudor Investment Corp Et Al | 12-31-2020 | Common Stock | 115,435 | Increased | 43.47 | 1.24 | 43,771,000.00 | 100.84 | 379.18 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Phlx Semicnd Etf | 717 | Maintained | 0.00 | 0.00 | 272,000.00 | 0.00 | 379.36 | Form 13 |
| Old Mission Capital, Llc | 12-31-2020 | Etp | 5,702 | New! | 0.00 | 0.13 | 2,162,000.00 | 0.00 | 379.17 | Form 13 |
| United Capital Financial Advisers, Llc | 12-31-2020 | Exchange Traded Fund | 65,830 | Decreased | -1.54 | 0.15 | 24,961,000.00 | 22.57 | 379.17 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Phlx Semicnd Etf | 3,764 | Increased | 94.22 | 0.03 | 1,427,000.00 | 171.81 | 379.12 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Com | 102,100 | Decreased | -32.61 | 0.02 | 38,714,000.00 | -16.11 | 758.36 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | Phlx Semicnd Etf | 10,702 | Increased | 37.28 | 0.08 | 4,058,000.00 | 92.14 | 379.18 | Form 13 |
| Iht Wealth Management, Llc | 12-31-2020 | Phlx Semicnd Etf | 912 | Maintained | 0.00 | 0.03 | 346,000.00 | 24.46 | 379.39 | Form 13 |
| Ep Wealth Advisors, Llc | 12-31-2020 | Phlx Semicnd Etf | 2,245 | Decreased | -3.02 | 0.03 | 851,000.00 | 20.71 | 379.06 | Form 13 |
| Capital Advisory Group Advisory Services, Llc | 12-31-2020 | Phlx Semicnd Etf | 4,114 | Increased | 16.51 | 0.65 | 1,560,000.00 | 44.98 | 379.19 | Form 13 |
| Safeguard Investment Advisory Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 3,671 | New! | 0.00 | 1.23 | 1,392,000.00 | 0.00 | 379.19 | Form 13 |
| Truist Financial Corp | 12-31-2020 | Phlx Semicnd Etf | 4,982 | New! | 0.00 | 0.00 | 1,888,000.00 | 0.00 | 1,135.29 | Form 13 |
| Robinson Value Management, Ltd. | 12-31-2020 | Phlx Semicnd Etf | 1,292 | New! | 0.00 | 0.47 | 490,000.00 | 0.00 | 379.26 | Form 13 |
| Jpmorgan Chase & Co | 12-31-2020 | Fund | 114,144 | Maintained | 0.00 | 0.01 | 43,281,000.00 | 0.00 | 1,518.18 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Phlx Semicnd Etf | 8,777 | Decreased | -2.09 | 1.33 | 3,328,000.00 | 21.86 | 379.17 | Form 13 |
| Retirement Group, Llc | 12-31-2020 | Phlx Semicnd Etf | 83 | New! | 0.00 | 0.01 | 31,000.00 | 0.00 | 373.49 | Form 13 |
| Bank Julius Baer & Co. Ltd, Zurich | 12-31-2020 | Phlx Semicnd Etf | 50,142 | Maintained | 0.00 | 0.16 | 19,013,000.00 | 0.00 | 379.18 | Form 13 |
| Front Row Advisors Llc | 12-31-2020 | Etf | 220 | Increased | 1000.00 | 0.04 | 83,000.00 | 1,560.00 | 377.27 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | Phlx Semicnd Etf | 14,928 | Maintained | 0.00 | 0.01 | 5,660,000.00 | 0.00 | 1,146.12 | Form 13 |
