| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|
| Webster Bank, N. A. | 12-31-2020 | Ipth Sr B S&p | 100 | Maintained | 0.00 | 0.00 | 2,000.00 | 0.00 | 20.00 | Form 13 |
| Sound Income Strategies, Llc | 12-31-2020 | Ipth Sr B S&p | 1,000 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 2.00 | Form 13 |
| Central Bank & Trust Co | 12-31-2020 | Alternatives Exch. Traded Fds | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| North Star Investment Management Corp. | 12-31-2020 | Etf | 7,800 | Increased | 14.71 | 0.01 | 131,000.00 | -22.49 | 16.79 | Form 13 |
| Xr Securities Llc | 12-31-2020 | Etn | 102,942 | Increased | 147.46 | 0.14 | 1,972,000.00 | 191.72 | 47.82 | Form 13 |
| Iron Financial, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Brookstone Capital Management | 12-31-2020 | Ipth Sr B S&p | 711,803 | Increased | 74.28 | 0.47 | 11,951,000.00 | 17.51 | 16.79 | Form 13 |
| Sowell Financial Services Llc | 12-31-2020 | Etf | 191,374 | Increased | 46.71 | 0.14 | 3,213,000.00 | -1.08 | 16.79 | Form 13 |
| Ballew Advisors, Inc | 12-31-2020 | Ipth Sr B S&p | 19,852 | Decreased | -59.28 | 0.26 | 344,000.00 | -71.73 | 34.75 | Form 13 |
| Davenport & Co Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Guild Investment Management, Inc. | 12-31-2020 | Ipth Sr B S&p | 20,000 | New! | 0.00 | 0.37 | 336,000.00 | 0.00 | 16.80 | Form 13 |
| Evermore Global Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 80,000 | Decreased | -60.00 | 1.45 | 1,343,000.00 | -73.03 | 16.79 | Form 13 |
| Edge Wealth Management Llc | 12-31-2020 | Etn | 1,500 | New! | 0.00 | 0.01 | 25,000.00 | 0.00 | 16.67 | Form 13 |
| Fny Investment Advisers, Llc | 12-31-2020 | Com | 124,700 | Increased | 256.30 | 0.57 | 2,093,000.00 | 140.30 | 16.78 | Form 13 |
| Oxinas Partners Wealth Management Llc | 12-31-2020 | Ipth Sr B S&p | 28,105 | New! | 0.00 | 0.35 | 472,000.00 | 0.00 | 16.79 | Form 13 |
| Tuttle Tactical Management | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | Ipth Sr B S&p | 489,591 | Increased | 201.40 | 0.10 | 8,225,000,000.00 | 88.30 | 16,799.74 | Form 13 |
| Optimum Investment Advisors | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ctc Llc | 12-31-2020 | Com | 496,184 | Maintained | 0.00 | 0.27 | 8,330,000.00 | 0.00 | 16.79 | Form 13 |
| Cutler Group Lp | 12-31-2020 | Ipth Sr B S&p | 570,826 | Decreased | -5.15 | 0.14 | 2,901,000.00 | 52.04 | 23.62 | Form 13 |
| Sicart Associates Llc | 12-31-2020 | Ipth Sr B S&p | 604,175 | Increased | 75.27 | 2.50 | 10,144,000.00 | 18.19 | 16.79 | Form 13 |
| We Are One Seven, Llc | 12-31-2020 | Ipth Sr B S&p | 47,308 | Increased | 201.86 | 0.16 | 794,000.00 | 103.59 | 16.78 | Form 13 |
| Centerpoint Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Stock | 0 | Decreased | -100.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Toth Financial Advisory Corp | 12-31-2020 | Ipth Sr B S&p | 100 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Centaurus Financial, Inc. | 12-31-2020 | Ipth Sr B S&p | 300,425 | Increased | 22.13 | 0.53 | 5,044,000.00 | -17.65 | 16.79 | Form 13 |
| Hollencrest Capital Management | 12-31-2020 | Index Cef | 40,020 | Decreased | -16.75 | 0.07 | 672,000.00 | -43.86 | 33.62 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | Ipth Sr B S&p | 400 | Maintained | 0.00 | 0.00 | 7,000.00 | -30.00 | 17.50 | Form 13 |
| Strategic Blueprint, Llc | 12-31-2020 | Etf | 25,102 | Decreased | -32.73 | 0.11 | 421,000.00 | -54.68 | 16.77 | Form 13 |
| Cwm, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Chicago Partners Investment Group Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Gwm Advisors Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Rpg Investment Advisory, Llc | 12-31-2020 | Ipth Sr B S&p | 578,089 | Decreased | -1.10 | 1.95 | 9,706,000.00 | -33.31 | 16.79 | Form 13 |
| Lindbrook Capital, Llc | 12-31-2020 | Etf | 2,000 | Maintained | 0.00 | 0.01 | 34,000.00 | -32.00 | 17.00 | Form 13 |
| Highmark Wealth Management Llc | 12-31-2020 | Ipth Sr B S&p | 17 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Dowling & Yahnke Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Spiderrock Advisors, Llc | 12-31-2020 | Zc Sp Etn Redee | 5,300 | New! | 0.00 | 0.02 | 93,000.00 | 0.00 | 17.55 | Form 13 |
| Lion Street Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 10,173 | New! | 0.00 | 0.42 | 172,000.00 | 0.00 | 16.91 | Form 13 |
| Macroview Investment Management Llc | 12-31-2020 | Ipth Sr B S&p | 100 | Decreased | -94.57 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Qvr Llc | 12-31-2020 | Ipth Sr B S&p | 90,000 | Maintained | 0.00 | 0.14 | 1,512,000.00 | -32.53 | 16.80 | Form 13 |
| Hellman Jordan Management Co Inc /ma/ | 12-31-2020 | Com | 301,200 | New! | 0.00 | 9.99 | 5,057,000.00 | 0.00 | 16.79 | Form 13 |
| San Francisco Sentry Investment Group (ca) | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ausdal Financial Partners, Inc. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Harvest Group Wealth Management, Llc | 12-31-2020 | Etf | 200 | Maintained | 0.00 | 0.00 | 3,000.00 | -40.00 | 15.00 | Form 13 |
| Ae Wealth Management Llc | 12-31-2020 | Ipth Sr B S&p | 81,281 | Increased | 111.05 | 0.02 | 1,365,000.00 | 45.52 | 16.79 | Form 13 |
| Gfs Advisors, Llc | 12-31-2020 | Com | 11,105 | Maintained | 0.00 | 0.05 | 186,000.00 | -32.85 | 16.75 | Form 13 |
| Simplex Trading, Llc | 12-31-2020 | Com | 28,946 | Increased | 7136.50 | 0.00 | 486,000.00 | 5,300.00 | 16.79 | Form 13 |
| Dcm Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 13,750 | New! | 0.00 | 0.13 | 231,000.00 | 0.00 | 16.80 | Form 13 |
| Wade G W & Inc | 12-31-2020 | Ipth Sr B S&p | 13,877 | Maintained | 0.00 | 0.01 | 233,000.00 | -32.66 | 16.79 | Form 13 |
| Dynamic Advisor Solutions Llc | 12-31-2020 | Ipth Sr B S&p | 14,094 | New! | 0.00 | 0.02 | 237,000.00 | 0.00 | 16.82 | Form 13 |
| Gables Capital Management Inc. | 12-31-2020 | Ipth Sr B S&p | 55,400 | Increased | 9.06 | 0.54 | 930,000.00 | -26.48 | 16.79 | Form 13 |
| Canton Hathaway, Llc | 12-31-2020 | Etf | 10,050 | New! | 0.00 | 0.06 | 169,000.00 | 0.00 | 16.82 | Form 13 |
| Sg Americas Securities, Llc | 12-31-2020 | Com | 280,719 | Decreased | -10.17 | 0.03 | 4,713,000.00 | -39.43 | 16.79 | Form 13 |
| Advisornet Financial, Inc | 12-31-2020 | Etf | 385 | Increased | 92.50 | 0.00 | 6,000.00 | 20.00 | 15.58 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | Ipth Sr B S&p | 58,430 | Decreased | -9.56 | 5.74 | 981,000.00 | -39.03 | 16.79 | Form 13 |
| National Asset Management, Inc. | 12-31-2020 | Ipth Sr B S&p | 22,200 | New! | 0.00 | 0.00 | 83,000.00 | 0.00 | 3.74 | Form 13 |
| Glassman Wealth Services | 12-31-2020 | Ipth Sr B S&p | 1,000 | New! | 0.00 | 0.00 | 17,000.00 | 0.00 | 17.00 | Form 13 |
| Rb Capital Management, Llc | 12-31-2020 | Ipth Sr B S&p | 131,850 | Increased | 63.27 | 1.02 | 2,214,000.00 | 9.82 | 16.79 | Form 13 |
| Camden Capital, Llc | 12-31-2020 | Ipth Sr B S&p | 37,041 | New! | 0.00 | 0.20 | 622,000.00 | 0.00 | 16.79 | Form 13 |
| Jd Capital Management Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackrock Inc. | 12-31-2020 | Options | 650,000 | Maintained | 0.00 | 0.00 | 10,913,000.00 | 0.00 | 33.58 | Form 13 |
| Indexiq Advisors Llc | 12-31-2020 | Ipth Sr B S&p | 184,993 | Increased | 59.11 | 0.11 | 3,105,000.00 | 7.25 | 33.57 | Form 13 |
| Verity Asset Management, Inc. | 12-31-2020 | Ipath B Shrt Trm | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| St. Johns Investment Management Company, Llc | 12-31-2020 | Ipth Sr B S&p | 1,900 | New! | 0.00 | 0.00 | 4,000.00 | 0.00 | 2.11 | Form 13 |
| Banque Cantonale Vaudoise | 12-31-2020 | Ipth Sr B S&p | 20,638 | Decreased | -4.29 | 0.02 | 347,000.00 | -35.38 | 16.81 | Form 13 |
| Hexagon Capital Partners Llc | 12-31-2020 | Etf | 265 | Maintained | 0.00 | 0.00 | 4,000.00 | -33.33 | 15.09 | Form 13 |
| Cowa, Llc | 12-31-2020 | Ipth Sr B S&p | 2,120 | New! | 0.00 | 0.03 | 37,000.00 | 0.00 | 35.01 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | Ipth Sr B S& | 22,480 | Decreased | -76.39 | 0.00 | 377,000.00 | -84.10 | 16.77 | Form 13 |
| Cowen And Company, Llc | 12-31-2020 | Ipth Sr B S&p | 103,985 | New! | 0.00 | 0.15 | 1,692,000.00 | 0.00 | 17.67 | Form 13 |
| Howe & Rusling Inc | 12-31-2020 | Ipth Sr B S&p | 100 | Increased | 233.33 | 0.00 | 2,000.00 | 100.00 | 20.00 | Form 13 |
| Washington Trust Co | 12-31-2020 | Ipth Sr B S&p | 3,385 | Maintained | 0.00 | 0.00 | 57,000.00 | -32.14 | 16.84 | Form 13 |
| Gmt Capital Corp | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | Ipth Sr B S&p | 374,877 | Increased | 24.24 | 0.21 | 6,294,000.00 | -16.23 | 16.79 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 3,298 | Decreased | -9.35 | 0.00 | 55,000.00 | -39.56 | 16.68 | Form 13 |
| Compagnie Lombard Odier Scma | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allsquare Wealth Management Llc | 12-31-2020 | Etf | 2,300 | Maintained | 0.00 | 0.03 | 39,000.00 | 0.00 | 16.96 | Form 13 |
| Premier Fund Managers Ltd | 12-31-2020 | Ipath B Shrt Trm | 109,600 | Increased | 12.64 | 9.99 | 1,842,000.00 | -46.89 | 16.81 | Form 13 |
| Seacrest Wealth Management, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bay Harbor Wealth Management, Llc | 12-31-2020 | Etf | 117 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 17.09 | Form 13 |
| Arkadios Wealth Advisors | 12-31-2020 | Etf | 412 | Maintained | 0.00 | 0.00 | 6,000.00 | 0.00 | 14.56 | Form 13 |
| Platform Technology Partners | 12-31-2020 | Ipth Sr B S&p | 20,000 | New! | 0.00 | 0.02 | 41,000.00 | 0.00 | 2.05 | Form 13 |
| Renaissance Technologies Llc | 12-31-2020 | Ipth Sr B S&p | 160,698 | New! | 0.00 | 0.00 | 2,698,000.00 | 0.00 | 16.79 | Form 13 |
| Bluefin Capital Management, Llc | 12-31-2020 | Ipth Sr B S&p | 3,551,391 | Increased | 23.48 | 4.88 | 83,605,000.00 | 1,070.94 | 50.61 | Form 13 |
| Bnp Paribas Arbitrage, Sa | 12-31-2020 | Fund | 138,764 | Increased | 929.86 | 9.99 | 15,378,196,000.00 | 222.21 | 5,053,790.00 | Form 13 |
| Brighton Jones Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Global Strategic Management Inc | 12-31-2020 | Sr B S&p | 75,000 | Increased | 11.94 | 1.47 | 1,248,000.00 | -25.13 | 16.64 | Form 13 |
| Hightower Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 61,624 | Decreased | -9.28 | 0.00 | 1,057,000.00 | 13.78 | 684.68 | Form 13 |
| Zeke Capital Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 500,000 | New! | 0.00 | 0.69 | 8,395,000.00 | 0.00 | 16.79 | Form 13 |
| Ironsides Asset Advisors, Llc | 12-31-2020 | Ipath B Shrt Trm | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | Ipth Sr B S&p | 8,559 | Increased | 593.60 | 0.00 | 144,000.00 | 380.00 | 50.51 | Form 13 |
| Harvest Fund Management Co., Ltd | 12-31-2020 | Trm | 200 | Decreased | -87.18 | 0.00 | 3,000.00 | -92.11 | 15.00 | Form 13 |
| Hamilton Wealth, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pasadena Private Wealth, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | Ipth Sr B | 1,179,375 | Decreased | -10.00 | 0.00 | 18,360,000.00 | -54.70 | 33.74 | Form 13 |
| Rbf Capital, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Signaturefd, Llc | 12-31-2020 | Ipth Sr B S&p | 33,700 | Increased | 45.89 | 0.03 | 557,000.00 | -3.13 | 18.47 | Form 13 |
| Moors & Cabot, Inc. | 12-31-2020 | Ipth Sr B S&p | 38,300 | New! | 0.00 | 0.05 | 644,000.00 | 0.00 | 16.81 | Form 13 |
| Ubs Group Ag | 12-31-2020 | Ipth Sr B S&p | 48,803 | Decreased | -53.01 | 0.00 | 819,000.00 | -68.33 | 16.78 | Form 13 |
| Lakeview Capital Partners, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cedar Wealth Management, Llc | 12-31-2020 | Ipth Sr B S&p | 3,000 | New! | 0.00 | 0.03 | 50,000.00 | 0.00 | 16.67 | Form 13 |
| Mutual Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 15,485 | New! | 0.00 | 0.02 | 260,000.00 | 0.00 | 16.79 | Form 13 |
| Independent Advisor Alliance | 12-31-2020 | Ipth Sr B S&p | 406,000 | Increased | 413.01 | 0.46 | 6,817,000.00 | 232.05 | 16.79 | Form 13 |
| Valeo Financial Advisors, Llc | 12-31-2020 | Etf | 3,000 | Maintained | 0.00 | 0.00 | 50,000.00 | 0.00 | 16.67 | Form 13 |
| Solstein Capital, Llc | 12-31-2020 | Common | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Alhambra Investment Partners Llc | 12-31-2020 | Ipth Sr B S&p | 11,582 | Maintained | 0.00 | 0.20 | 194,000.00 | 0.00 | 16.75 | Form 13 |
| Barclays Plc | 12-31-2020 | Fund | 17,902,872 | Decreased | -19.13 | 0.16 | 300,589,000.00 | -45.47 | 134.33 | Form 13 |
| Citigroup Inc | 12-31-2020 | Ipth Sr B S&p | 1,601,811 | Decreased | -26.06 | 0.01 | 26,894,000.00 | -50.15 | 67.15 | Form 13 |
| Pekin Hardy Strauss, Inc. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| City Of London Investment Management Co Ltd | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Wolverine Asset Management Llc | 12-31-2020 | Ipth Sr B S&p | 94,500 | Maintained | 0.00 | 0.01 | 1,586,000.00 | -32.60 | 16.78 | Form 13 |
| Lee Financial Co | 12-31-2020 | Ipth Sr B S&p | 1,696 | Increased | 36.12 | 0.01 | 28,000.00 | -9.68 | 16.51 | Form 13 |
| J.w. Cole Advisors, Inc. | 12-31-2020 | Ipth Sr B S&p | 10,434 | New! | 0.00 | 0.02 | 175,000.00 | 0.00 | 16.77 | Form 13 |
| K2 Principal Fund, L.p. | 12-31-2020 | Ipth Sr B S&p | 26,750 | Decreased | -18.32 | 0.04 | 449,000.00 | -44.91 | 16.79 | Form 13 |
| Twin Tree Management, Lp | 12-31-2020 | Ipth Sr B S&p | 108,000 | Maintained | 0.00 | 0.01 | 1,813,000.00 | 0.00 | 16.79 | Form 13 |
| Healthcare Of Ontario Pension Plan Trust Fund | 12-31-2020 | Ipth Sr B S&p | 194,500,000 | Increased | 764.44 | 4.08 | 3,265,655,000.00 | 482.89 | 16.79 | Form 13 |
| Crestline Management, Lp | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Picton Mahoney Asset Management | 12-31-2020 | Put | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Alpine Global Management, Llc | 12-31-2020 | Ipth Sr B S And P | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Arlington Capital Management, Inc. | 12-31-2020 | Ipth Sr B S&p | 58,741 | Decreased | -57.63 | 1.34 | 986,000.00 | -71.44 | 16.79 | Form 13 |
| Integrated Advisors Network Llc | 12-31-2020 | Ipth Sr B S&p | 47,234 | Increased | 160.13 | 0.09 | 793,000.00 | 75.44 | 16.79 | Form 13 |
| Bdo Wealth Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 1,000 | Decreased | -50.00 | 0.00 | 17,000.00 | -66.00 | 17.00 | Form 13 |
| Change Path, Llc | 12-31-2020 | Ipth Sr B S&p | 39,400 | New! | 0.00 | 0.05 | 662,000.00 | 0.00 | 16.80 | Form 13 |
| Evoke Wealth, Llc | 12-31-2020 | Etn | 2,000 | New! | 0.00 | 0.00 | 34,000.00 | 0.00 | 17.00 | Form 13 |
| Dcf Advisers, Llc | 12-31-2020 | Ipth Sr B S&p | 25,000 | New! | 0.00 | 0.17 | 420,000.00 | 0.00 | 16.80 | Form 13 |
| Knott David M | 12-31-2020 | Common | 200,000 | New! | 0.00 | 1.52 | 3,358,000.00 | 0.00 | 16.79 | Form 13 |
| Credit Suisse Ag/ | 12-31-2020 | Ipth Sr B S&p | 94,990 | Decreased | -84.91 | 0.00 | 1,595,000.00 | -92.54 | 33.59 | Form 13 |
| Goldman Sachs Group Inc | 12-31-2020 | Cmn | 3,814,884 | Increased | 48.31 | 0.02 | 64,052,000.00 | -26.65 | 50.38 | Form 13 |
| Wolverine Trading, Llc | 12-31-2020 | Ipth Sr B S&p | 3,507,394 | Increased | 63.36 | 0.09 | 58,924,000.00 | -23.08 | 50.40 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | Ipth Sr B S&p | 89,727 | Decreased | -47.76 | 0.00 | 1,556,000.00 | -64.22 | 17.34 | Form 13 |
| Elkhorn Partners Limited Partnership | 12-31-2020 | Ipath B Short Term | 500 | Increased | 150.00 | 0.01 | 8,000.00 | 14.29 | 16.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | Ipth Sr B S&p | 23,263 | Maintained | 0.00 | 0.00 | 391,000.00 | 0.00 | 16.81 | Form 13 |
| Hbk Investments L P | 12-31-2020 | Ipth Sr B S&p | 50,000 | Maintained | 0.00 | 0.01 | 840,000.00 | -32.53 | 16.80 | Form 13 |
| Horizon Kinetics Asset Management Llc | 12-31-2020 | Ipth Sr B S&p | 217,700 | Maintained | 0.00 | 0.29 | 8,708,000.00 | -5.71 | 40.00 | Form 13 |
| Lone Pine Capital Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jefferies Group Llc | 12-31-2020 | Ipth Sr B S&p | 69,000 | Decreased | -77.15 | 0.01 | 1,159,000.00 | -84.59 | 33.60 | Form 13 |
| Wedbush Securities Inc | 12-31-2020 | Pref | 19,636 | Increased | 132.63 | 0.03 | 330,000.00 | 57.14 | 16.81 | Form 13 |
| Nomura Holdings Inc | 12-31-2020 | Cmn | 1,650,000 | Increased | 222.71 | 0.05 | 27,632,000.00 | 116.86 | 33.50 | Form 13 |
| Two Sigma Investments, Lp | 12-31-2020 | Ipth Sr B S&p | 577,575 | Increased | 72.09 | 0.03 | 9,697,000.00 | 16.03 | 16.79 | Form 13 |
| Balyasny Asset Management Llc | 12-31-2020 | Ipth Sr B S&p | 8,250,500 | Increased | 91.09 | 1.02 | 138,526,000.00 | 28.85 | 16.79 | Form 13 |
| Linden Advisors Lp | 12-31-2020 | Com | 100,000 | Maintained | 0.00 | 0.01 | 1,679,000.00 | 0.00 | 16.79 | Form 13 |
| Graham Capital Management, L.p. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Levin Capital Strategies, L.p. | 12-31-2020 | Ipth Sr B S&p | 20,000 | New! | 0.00 | 0.04 | 336,000.00 | 0.00 | 16.80 | Form 13 |
| Ionic Capital Management Llc | 12-31-2020 | Ipth Sr B S&p | 1,100,129 | Increased | 125.67 | 2.58 | 18,471,000.00 | 52.16 | 32.29 | Form 13 |
| Prelude Capital Management, Llc | 12-31-2020 | Ipth Sr B S&p | 302,400 | Increased | 133.15 | 0.13 | 5,077,000.00 | 57.23 | 33.57 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | Ipth Sr B S&p | 14,015,511 | Increased | 13.24 | 0.06 | 235,321,000.00 | -23.64 | 67.16 | Form 13 |
| Capstone Investment Advisors, Llc | 12-31-2020 | Ipth Sr B S&p | 3,639,500 | Increased | 407.46 | 0.21 | 61,107,000.00 | 242.16 | 33.58 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | Ipth Sr B S&p | 28,024,165 | Decreased | -3.24 | 0.08 | 470,526,000.00 | -34.76 | 50.37 | Form 13 |
| Moore Capital Management, Lp | 12-31-2020 | Ipth Sr B S&p | 1,800,000 | Increased | 259.64 | 0.33 | 30,222,000.00 | 142.51 | 16.79 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | Ipth Sr B S&p | 161,500 | Decreased | -39.63 | 0.07 | 2,712,000.00 | -59.29 | 33.58 | Form 13 |
| Hollow Brook Wealth Management Llc | 12-31-2020 | Ipth Sr B S&p | 439,476 | New! | 0.00 | 4.40 | 7,379,000.00 | 0.00 | 16.79 | Form 13 |
| Flow Traders U.s. Llc | 12-31-2020 | Etp | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hap Trading, Llc | 12-31-2020 | Ipth Sr B S&p | 748,702 | New! | 0.00 | 0.11 | 3,927,000.00 | 0.00 | 22.29 | Form 13 |
| Ulysses Management Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pathstone Family Office, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | New! | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Captrust Financial Advisors | 12-31-2020 | Etf | 200 | Decreased | -97.42 | 0.00 | 3,000.00 | -98.45 | 15.00 | Form 13 |
| Sprott Inc. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sprott Inc. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Parallax Volatility Advisers, L.p. | 12-31-2020 | Ipth Sr B S&p | 571,190 | Maintained | 0.00 | 0.01 | 9,590,000.00 | 0.00 | 268.88 | Form 13 |
| Tower Research Capital Llc (trc) | 12-31-2020 | Ipth Sr B S&p | 109,512 | Maintained | 0.00 | 0.06 | 1,839,000.00 | 0.00 | 16.79 | Form 13 |
| Sabby Management, Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Capula Management Ltd | 12-31-2020 | Ipth Sr B S&p | 684,573 | Increased | 150.58 | 0.58 | 11,494,000.00 | 68.95 | 50.37 | Form 13 |
| Marathon Trading Investment Management Llc | 12-31-2020 | Common Stock | 144,543 | Decreased | -23.48 | 0.13 | 2,427,000.00 | -48.41 | 16.79 | Form 13 |
| Select Equity Group, L.p. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Warberg Asset Management Llc | 12-31-2020 | Ipth Sr B S&p | 90,000 | New! | 0.00 | 0.37 | 1,511,000.00 | 0.00 | 33.59 | Form 13 |
| Point72 Asset Management, L.p. | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Lansdowne Partners (uk) Llp | 12-31-2020 | Ipth Sr B S&p | 238,514 | New! | 0.00 | 0.13 | 4,005,000.00 | 0.00 | 16.79 | Form 13 |
| Crawford Lake Capital Management, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Sg3 Management, Llc | 12-31-2020 | Ipth Sr B S&p | 126,500 | Decreased | -5.53 | 0.04 | 2,124,000.00 | -53.28 | 33.59 | Form 13 |
| Vivaldi Capital Management, Llc | 12-31-2020 | Ipth Sr B S&p | 10,000 | New! | 0.00 | 0.01 | 49,000.00 | 0.00 | 4.90 | Form 13 |
| Pinz Capital Management, Lp | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Centiva Capital, Lp | 12-31-2020 | Ipth Sr B S&p | 518,523 | Increased | 290.45 | 0.34 | 8,708,000.00 | 163.32 | 50.39 | Form 13 |
| Ursa Fund Management, Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hunting Hill Global Capital, Llc | 12-31-2020 | Ipth Sr B S&p | 14,000 | Decreased | -58.36 | 0.09 | 235,000.00 | -71.92 | 16.79 | Form 13 |
| Deer Park Road Corp | 12-31-2020 | Ipth Sr B S&p | 1,500,000 | Decreased | -26.83 | 0.86 | 25,185,000.00 | -50.66 | 16.79 | Form 13 |
| Capital Markets Trading Uk Llp | 12-31-2020 | Ipth Sr B S&p | 16,959 | New! | 0.00 | 0.00 | 285,000.00 | 0.00 | 16.81 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | Ipth Sr B S&p | 255,400 | Increased | 70.27 | 0.07 | 4,289,000.00 | 14.83 | 33.58 | Form 13 |
| Exoduspoint Capital Management, Lp | 12-31-2020 | Ipth Sr B S&p | 419,489 | Increased | 429.73 | 0.07 | 7,043,000.00 | 257.15 | 16.79 | Form 13 |
| Atom Investors Lp | 12-31-2020 | Ipth Sr B S&p | 80,000 | New! | 0.00 | 0.14 | 1,343,000.00 | 0.00 | 16.79 | Form 13 |
| Kore Private Wealth Llc | 12-31-2020 | Shrt Trm Etn 48 | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Pacitti Group Inc. | 12-31-2020 | Ipath B Shrt Trm Etn | 100 | Maintained | 0.00 | 0.00 | 1,000.00 | -50.00 | 10.00 | Form 13 |
| Carolinas Wealth Consulting Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Keebeck Wealth Management, Llc | 12-31-2020 | Ipth Sr B S&p | 12,000 | New! | 0.00 | 0.03 | 201,000.00 | 0.00 | 16.75 | Form 13 |
| Interchange Capital Partners, Llc | 12-31-2020 | Ipth Sr B S&p | 2,400 | New! | 0.00 | 0.02 | 40,000.00 | 0.00 | 16.67 | Form 13 |
| Springowl Associates Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Fifth Third Bancorp | 12-31-2020 | Ipth Sr B S&p | 2,000 | New! | 0.00 | 0.00 | 34,000.00 | 0.00 | 17.00 | Form 13 |
| Caxton Associates Lp | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | Ipth Sr B S&p | 3,594,396 | Increased | 13.67 | 0.01 | 60,350,000.00 | -43.79 | 33.58 | Form 13 |
| Gilder Gagnon Howe & Co Llc | 12-31-2020 | Ipth Sr B S&p | 529,667 | Increased | 93.34 | 0.04 | 8,893,000.00 | -4.39 | 16.79 | Form 13 |
| Deutsche Bank Ag\ | 12-31-2020 | Ipth Sr B S&p | 68,000 | New! | 0.00 | 0.00 | 1,142,000.00 | 0.00 | 16.79 | Form 13 |
| Luminus Management Llc | 12-31-2020 | Etf | 250,000 | New! | 0.00 | 0.98 | 4,198,000.00 | 0.00 | 16.79 | Form 13 |
| Canada Pension Plan Investment Board | 12-31-2020 | Public Fund | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | Ipth Sr B S&p | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | Ipth Sr B S&p | 532,298 | Decreased | -72.76 | 0.00 | 8,938,000.00 | -81.63 | 82.16 | Form 13 |
| Intellectus Partners, Llc | 12-31-2020 | Etf | 45,770 | Increased | 4157.67 | 0.23 | 768,000.00 | 0.00 | 16.78 | Form 13 |
| Eudaimonia Partners, Llc | 12-31-2020 | Exchange Traded Funds | 4,502 | Increased | 109.49 | 0.02 | 76,000.00 | 40.74 | 16.88 | Form 13 |
| Hudson Value Partners, Llc | 12-31-2020 | Etf | 10,600 | New! | 0.00 | 0.12 | 178,000.00 | 0.00 | 16.79 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | Ipth Sr B S&p | 140,908 | Increased | 86.85 | 0.94 | 2,366,000.00 | 25.99 | 16.79 | Form 13 |
