| New | Increased | Maintained | Decreased | Liquidated |
|---|---|---|---|---|
| 12 | 20 | 11 | 16 | 17 |
| Whale | Report Period | Security Type | Quantity | Status | % Change | % Allocation | $ Value | % Change | $ Valuation Price | Sec Link |
|---|---|---|---|---|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Foundations Investment Advisors, Llc | 12-31-2020 | 25yr+ Zero U S | 1,509 | Decreased | -1.37 | 0.02 | 232,000.00 | -10.77 | 153.74 | Form 13 |
| Pacifica Partners Inc. | 12-31-2020 | 25yr+ Zero U S | 125 | Maintained | 0.00 | 0.02 | 20,000.00 | -4.76 | 160.00 | Form 13 |
| Genwealth Group, Inc. | 12-31-2020 | 25yr+ Zero U S | 77,560 | Increased | 9.06 | 4.20 | 12,677,000.00 | 8.17 | 163.45 | Form 13 |
| Patriot Financial Group Insurance Agency, Llc | 12-31-2020 | Etf | 23 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 173.91 | Form 13 |
| Avondale Wealth Management | 12-31-2020 | Etf | 6 | New! | 0.00 | 0.00 | 1,000.00 | 0.00 | 166.67 | Form 13 |
| Ellis Investment Partners, Llc | 12-31-2020 | 25yr+ Zero U S | 2,102 | Increased | 0.33 | 0.10 | 344,000.00 | -3.91 | 163.65 | Form 13 |
| Kestra Advisory Services, Llc | 12-31-2020 | 25yr+ Zero U S | 15,615 | Increased | 50.80 | 0.03 | 2,542,000,000.00 | 43.53 | 162,792.19 | Form 13 |
| Cutler Group Lp | 12-31-2020 | 25yr+ Zero U S | 600 | Decreased | -53.85 | 0.00 | 98,000.00 | -52.20 | 163.33 | Form 13 |
| Confluence Investment Management Llc | 12-31-2020 | Com | 4,897 | New! | 0.00 | 0.01 | 800,000.00 | 0.00 | 163.37 | Form 13 |
| Ifp Advisors, Inc | 12-31-2020 | Cef | 8,366 | Decreased | -12.36 | 0.06 | 1,370,000.00 | -15.95 | 163.76 | Form 13 |
| Redhawk Wealth Advisors, Inc. | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Allworth Financial Lp | 12-31-2020 | 25yr+ Zero U S | 220 | Maintained | 0.00 | 0.00 | 36,000.00 | -5.26 | 163.64 | Form 13 |
| Cordasco Financial Network | 12-31-2020 | 25yr Zero U S | 430 | Maintained | 0.00 | 0.06 | 70,000.00 | -5.41 | 162.79 | Form 13 |
| Csenge Advisory Group | 12-31-2020 | 25yr+ Zero U S | 11,284 | Increased | 4.81 | 0.22 | 1,844,000.00 | 2.79 | 163.42 | Form 13 |
| Paragon Advisors, Llc | 12-31-2020 | 25yr+ Zero U S | 92,482 | Increased | 13.57 | 8.10 | 15,044,000.00 | 8.04 | 162.67 | Form 13 |
| Cwm, Llc | 12-31-2020 | 25yr+ Zero U S | 30 | New! | 0.00 | 0.00 | 5,000.00 | 0.00 | 166.67 | Form 13 |
| Cardan Capital Partners, Llc | 12-31-2020 | 25yr+ Zero U S | 204,849 | Increased | 119.85 | 4.13 | 33,481,000.00 | 110.14 | 163.44 | Form 13 |
| Mjp Associates Inc /adv | 12-31-2020 | 25yr+ Zero U S | 1,386 | New! | 0.00 | 0.10 | 227,000.00 | 0.00 | 163.78 | Form 13 |
| Kingfisher Capital Llc | 12-31-2020 | Equities | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hunter Associates Investment Management Llc | 12-31-2020 | Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Stratos Wealth Partners, Ltd. | 12-31-2020 | 25yr+ Zero U S | 5,225 | Decreased | -8.33 | 0.03 | 854,000.00 | -12.41 | 163.44 | Form 13 |
| Rhs Financial, Llc | 12-31-2020 | 25yr+ Zero U S | 1,635 | Decreased | -1.98 | 0.23 | 267,000.00 | -6.32 | 163.30 | Form 13 |
| San Francisco Sentry Investment Group (ca) | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Envestnet Asset Management Inc | 12-31-2020 | 25yr+ Zero U S | 3,280 | Increased | 25.86 | 0.00 | 536,000.00 | 20.18 | 163.41 | Form 13 |
| Parallel Advisors, Llc | 12-31-2020 | Etf | 24 | Maintained | 0.00 | 0.00 | 4,000.00 | 0.00 | 166.67 | Form 13 |
| Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors | 12-31-2020 | 25yr+ Zero U S | 3,854 | New! | 0.00 | 0.33 | 630,000.00 | 0.00 | 163.47 | Form 13 |
| Cambridge Investment Research Advisors, Inc. | 12-31-2020 | U S | 10,507 | Increased | 48.82 | 9.99 | 1,717,000.00 | 42.25 | 163.41 | Form 13 |
| Harbor Investment Advisory, Llc | 12-31-2020 | Etf | 176 | Maintained | 0.00 | 0.00 | 29,000.00 | -3.33 | 164.77 | Form 13 |
| Hcr Wealth Advisors | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Blackrock Inc. | 12-31-2020 | 25yr+ Zero U S | 3 | Maintained | 0.00 | 0.00 | 0.00 | -100.00 | 0.00 | Form 13 |
| Phoenix Wealth Advisors | 12-31-2020 | 25yr+ Zero U S | 13 | New! | 0.00 | 0.00 | 2,000.00 | 0.00 | 153.85 | Form 13 |
| Cibc World Markets Inc. | 12-31-2020 | 25yr+ Zero U | 6,620 | Decreased | -5.39 | 0.00 | 1,082,000.00 | -9.53 | 163.44 | Form 13 |
| Arete Wealth Advisors, Llc | 12-31-2020 | 25yr+ Zero U S | 1,386 | Increased | 13.05 | 0.03 | 227,000.00 | 8.61 | 163.78 | Form 13 |
| Vident Investment Advisory, Llc | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vident Investment Advisory, Llc | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Ifg Advisory, Llc | 12-31-2020 | Mf Closed And Mf Open | 1,381 | Increased | 11.28 | 0.03 | 225,000.00 | 5.14 | 162.93 | Form 13 |
| Sigma Planning Corp | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Advisory Services Network, Llc | 12-31-2020 | Etf | 12,840 | Decreased | -74.53 | 0.08 | 2,099,000.00 | -75.65 | 163.47 | Form 13 |
| Nvwm, Llc | 12-31-2020 | Etf | 49 | Maintained | 0.00 | 0.00 | 8,000.00 | 0.00 | 163.27 | Form 13 |
| Wells Fargo & Company/mn | 12-31-2020 | 25yr+ Zero U S | 35,885 | Decreased | -15.79 | 0.00 | 5,865,000.00 | -19.50 | 326.89 | Form 13 |
| Blair William & Co/il | 12-31-2020 | 25yr+ Zero U S | 5,738 | Increased | 424.02 | 0.00 | 938,000.00 | 396.30 | 163.47 | Form 13 |
| Advisor Group Holdings, Inc. | 12-31-2020 | 25yr+ Zero U S | 3,164 | Decreased | -29.11 | 0.00 | 518,000.00 | -32.11 | 821.13 | Form 13 |
| Bank Of America Corp /de/ | 12-31-2020 | 25yr+ Zero | 83,673 | Increased | 18.13 | 0.00 | 13,675,000.00 | 11.65 | 326.87 | Form 13 |
| Ubs Group Ag | 12-31-2020 | 25yr+ Zero U S | 47,195 | Increased | 2.30 | 0.00 | 7,714,000.00 | -2.22 | 326.95 | Form 13 |
| Argent Trust Co | 12-31-2020 | Etf-fixed Incom | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Citigroup Inc | 12-31-2020 | 25yr+ Zero U S | 1,860 | Increased | 35.37 | 0.00 | 304,000.00 | 29.36 | 163.44 | Form 13 |
| Raymond James & Associates | 12-31-2020 | 25yr+ Zero U S | 1,580 | Decreased | -84.21 | 0.00 | 258,000.00 | -84.92 | 163.29 | Form 13 |
| Raymond James Financial Services Advisors, Inc. | 12-31-2020 | 25yr+ Zero U S | 1,910 | Maintained | 0.00 | 0.00 | 312,000.00 | 0.00 | 163.35 | Form 13 |
| Strategic Wealth Advisors Group, Llc | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Vontobel Holding Ltd. | 12-31-2020 | 25yr+ Zero U S | 446 | Maintained | 0.00 | 0.00 | 73,000.00 | 0.00 | 163.68 | Form 13 |
| Pnc Financial Services Group, Inc. | 12-31-2020 | 25yr+ Zero U S | 720 | Increased | 2300.00 | 0.00 | 118,000.00 | 1,866.67 | 163.89 | Form 13 |
| Stifel Financial Corp | 12-31-2020 | 25yr+ Zero U S | 28,800 | Increased | 58.89 | 0.01 | 4,707,000.00 | 51.84 | 330.10 | Form 13 |
| Ameriprise Financial Inc | 12-31-2020 | Com | 1,533 | Decreased | -59.38 | 0.00 | 251,000.00 | -61.56 | 163.73 | Form 13 |
| Bank Of Montreal /can/ | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Royal Bank Of Canada | 12-31-2020 | 25yr+ Zero U S | 25,066 | Increased | 173.74 | 0.00 | 4,096,000.00 | 161.73 | 639.73 | Form 13 |
| Guggenheim Capital Llc | 12-31-2020 | 25yr+ Zero U S | 7,516 | Increased | 54.46 | 0.01 | 1,228,000.00 | 47.60 | 163.38 | Form 13 |
| Citadel Advisors Llc | 12-31-2020 | 25yr+ Zero U S | 41,823 | Increased | 339.59 | 0.00 | 6,836,000.00 | 320.16 | 163.45 | Form 13 |
| Benjamin F. Edwards & Company, Inc. | 12-31-2020 | 25yr+ Zero U S | 9,800 | New! | 0.00 | 0.10 | 1,602,000.00 | 0.00 | 163.47 | Form 13 |
| Susquehanna International Group, Llp | 12-31-2020 | 25yr+ Zero U S | 27,504 | Decreased | -31.75 | 0.00 | 4,496,000.00 | -34.76 | 490.45 | Form 13 |
| Two Sigma Securities, Llc | 12-31-2020 | 25yr+ Zero U S | 1,279 | New! | 0.00 | 0.00 | 209,000.00 | 0.00 | 163.41 | Form 13 |
| Benjamin Edwards Inc | 12-31-2020 | 25yr+ Zero U S | 1,407 | New! | 0.00 | 0.18 | 230,000.00 | 0.00 | 163.47 | Form 13 |
| Toroso Investments, Llc | 12-31-2020 | 25yr+ Zero U S | 11,904 | Decreased | -0.60 | 0.13 | 1,945,000.00 | -6.27 | 163.39 | Form 13 |
| Belpointe Asset Management Llc | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Qube Research & Technologies Ltd | 12-31-2020 | 25yr+ Zero U S | 1,208 | Decreased | -96.24 | 0.00 | 197,000.00 | -96.41 | 163.08 | Form 13 |
| Centric Wealth Management | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Bcj Capital Management, Llc | 12-31-2020 | 25yr+ Zero U S Etf | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Morgan Stanley | 12-31-2020 | 25yr+ Zero U S | 20,803 | Decreased | -6.56 | 0.00 | 3,400,000.00 | -11.69 | 163.44 | Form 13 |
| Invesco Ltd. | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Cetera Advisors Llc | 12-31-2020 | 25yr+ Zero U S | 1,702 | New! | 0.00 | 0.01 | 278,000.00 | 0.00 | 163.34 | Form 13 |
| Cetera Advisor Networks Llc | 12-31-2020 | 25yr+ Zero U S | 2,331 | Increased | 29.07 | 0.01 | 381,000.00 | 22.12 | 163.45 | Form 13 |
| Jane Street Group, Llc | 12-31-2020 | 25yr+ Zero U S | 11,322 | Decreased | -97.47 | 0.00 | 1,850,000.00 | -97.59 | 163.40 | Form 13 |
| Cetera Investment Advisers | 12-31-2020 | 25yr+ Zero U S | 1,743 | New! | 0.00 | 0.01 | 285,000.00 | 0.00 | 163.51 | Form 13 |
| Fulcrum Equity Management | 12-31-2020 | 25yr+ Zero U S | 0 | Liquidated! | -100.00 | 0.00 | 0.00 | 0.00 | 0.00 | Form 13 |
| Hsbc Holdings Plc | 12-31-2020 | 25yr+ Zero U S | 23,200 | Maintained | 0.00 | 0.01 | 3,792,000.00 | 0.00 | 163.45 | Form 13 |
| Bridge Advisory, Llc | 12-31-2020 | 25yr+ Zero U S | 34,176 | New! | 0.00 | 2.63 | 5,586,000.00 | 0.00 | 163.45 | Form 13 |
